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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$141M
AUM Growth
+$65.9M
Cap. Flow
+$64.8M
Cap. Flow %
45.86%
Top 10 Hldgs %
58.93%
Holding
110
New
49
Increased
13
Reduced
13
Closed
35

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.7M
2
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$10.6M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$7.31M
4
DTV
DIRECTV COM STK (DE)
DTV
+$4.29M
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.74M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$3.86M
2
PHYS icon
Sprott Physical Gold
PHYS
+$3.78M
3
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$2.65M
4
T icon
AT&T
T
+$2.31M
5
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$2.13M

Sector Composition

Rank Sector Weight
1 Communication Services 4.89%
2 Energy 4.76%
3 Technology 4%
4 Healthcare 1.77%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSBR icon
76
Santander
BSBR
$41.2B
– –
-183,405
Closed -$1.22M
EOS
77
Eaton Vance Enhance Equity Income Fund II
EOS
$1.12B
– –
-19,005
Closed -$255K
ETV
78
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
– –
-31,237
Closed -$460K
EWH icon
79
iShares MSCI Hong Kong ETF
EWH
$1.24B
– –
-21,338
Closed -$445K
EWM icon
80
iShares MSCI Malaysia ETF
EWM
$309M
– –
-4,022
Closed -$255K
FAX
81
abrdn Asia-Pacific Income Fund
FAX
$594M
– –
-24,489
Closed -$922K
FNF icon
82
Fidelity National Financial
FNF
$14.5B
– –
-69,714
Closed -$1.58M
GDX icon
83
VanEck Gold Miners ETF
GDX
$22.7B
– –
-16,753
Closed -$443K
GM icon
84
General Motors
GM
$81.2B
– –
-106,306
Closed -$3.86M
IGD
85
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
– –
-28,884
Closed -$280K
IIM icon
86
Invesco Value Municipal Income Trust
IIM
$589M
– –
-16,788
Closed -$251K
JPM icon
87
JPMorgan Chase
JPM
$947B
– –
-13,399
Closed -$772K
JQC icon
88
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-22,372
Closed -$209K
KYN icon
89
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
– –
-11,643
Closed -$458K
NKX icon
90
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
– –
-19,704
Closed -$268K
NUV icon
91
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-24,963
Closed -$240K
PARAA
92
DELISTED
Paramount Global Class A
PARAA
– –
-25,940
Closed -$1.61M
PBR icon
93
Petrobras
PBR
$117B
– –
-16,589
Closed -$242K
SLV icon
94
iShares Silver Trust
SLV
$27.6B
– –
-46,349
Closed -$938K
T icon
95
AT&T
T
$170B
– –
-86,329
Closed -$2.31M
VTR icon
96
Ventas
VTR
$48.3B
– –
-13,169
Closed -$963K
VTA
97
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-29,535
Closed -$382K
EEQ
98
DELISTED
Enbridge Energy Management Llc
EEQ
– –
-21,307
Closed -$512K
NRF
99
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-27,785
Closed -$965K
NQM
100
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
– –
-19,557
Closed -$287K
1 2 3
4
5

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q4 2014 Portfolio in Review

As of Q4 2014, OTA Financial Group held 110 positions worth $141M, up 87% from $75.4M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

OTA Financial Group deployed $64.8M of net new capital in Q4 2014, opening 49 new positions and adding to 13 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.

By sector, the portfolio is most concentrated in Communication Services at 4.9% of assets, down from 12% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $3.78M trimmed.

  • OTA Financial Group's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.
  • OTA Financial Group added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q4 2014, an estimated $10.6M increase.
  • OTA Financial Group's biggest Q4 2014 reduction was Sprott Physical Gold, cutting an estimated $3.78M.
  • OTA Financial Group fully exited General Motors in Q4 2014, selling an estimated $3.86M.
  • OTA Financial Group's ten largest holdings make up 59% of its $141M portfolio in Q4 2014.
  • OTA Financial Group opened 49 new positions and closed 35 in Q4 2014.
  • OTA Financial Group's portfolio value rose 87% quarter-over-quarter to $141M.

Based on OTA Financial Group's 13F filing for Q4 2014, filed 12 Feb 2015.