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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$178K
AUM Growth
-$217M
Cap. Flow
-$58M
Cap. Flow %
-32,518%
Top 10 Hldgs %
72.74%
Holding
124
New
46
Increased
10
Reduced
11
Closed
53

Top Buys

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$11.4M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.37M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.5M
4
SLV icon
iShares Silver Trust
SLV
+$3.64M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$2.48M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$11.6M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$7.92M
3
PHYS icon
Sprott Physical Gold
PHYS
+$6.86M
4
NWS
THE NEWS CORPORATION LTD CL-B
NWS
+$6.02M
5
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$5.85M

Sector Composition

Rank Sector Weight
1 Energy 3.88%
2 Financials 1.62%
3 Real Estate 1.27%
4 Materials 1.06%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CXH
76
DELISTED
MFS Investment Grade Municipal Trust
CXH
– –
-26,276
Closed -$245K
DBJP icon
77
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$680M
– –
-23,321
Closed -$786K
DXJ icon
78
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
– –
-115,338
Closed -$5.26M
EMO
79
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
– –
-7,916
Closed -$958K
EOI
80
Eaton Vance Enhanced Equity Income Fund
EOI
$804M
– –
-36,720
Closed -$424K
EPI icon
81
WisdomTree India Earnings Fund ETF
EPI
$2.05B
– –
-42,181
Closed -$681K
EPP icon
82
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
– –
-16,426
Closed -$706K
ETJ
83
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
– –
-28,703
Closed -$312K
ETY icon
84
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
– –
-37,830
Closed -$384K
EVV
85
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-14,772
Closed -$235K
EWM icon
86
iShares MSCI Malaysia ETF
EWM
$309M
– –
-4,477
Closed -$278K
EWT icon
87
iShares MSCI Taiwan ETF
EWT
$9.59B
– –
-26,635
Closed -$708K
FXY icon
88
Invesco CurrencyShares Japanese Yen Trust
FXY
$426M
– –
-59,360
Closed -$5.85M
GGN
89
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$756M
– –
-68,624
Closed -$669K
HPI
90
John Hancock Preferred Income Fund
HPI
$431M
– –
-21,764
Closed -$452K
HQL
91
abrdn Life Sciences Investors
HQL
$589M
– –
-17,031
Closed -$303K
IEMG icon
92
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
– –
-39,095
Closed -$1.8M
IFN
93
Aberdeen India Fund
IFN
$496M
– –
-15,356
Closed -$294K
JNK icon
94
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
– –
-20,489
Closed -$2.43M
KTF
95
DWS Municipal Income Trust
KTF
$346M
– –
-20,523
Closed -$264K
LEN.B icon
96
Lennar Class B
LEN.B
$20.7B
– –
-87,483
Closed -$2.31M
MCR
97
DELISTED
MFS Charter Income Trust
MCR
– –
-44,890
Closed -$415K
MUC icon
98
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
– –
-30,657
Closed -$445K
NUV icon
99
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-53,747
Closed -$514K
NZF icon
100
Nuveen Municipal Credit Income Fund
NZF
$2.42B
– –
-19,007
Closed -$251K
1 2 3
4
5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2013 Portfolio in Review

As of Q3 2013, OTA Financial Group held 124 positions worth $178K, down 100% from $218M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

OTA Financial Group withdrew a net $58M in Q3 2013, closing 53 positions and reducing 11 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Energy at 3.9% of assets, up from 1.9% a quarter earlier, followed by Financials and Real Estate.

Against the trend, OTA Financial Group opened a new position in Vanguard FTSE Emerging Markets ETF worth $5.44K.

  • OTA Financial Group's largest Q3 2013 buy was Vanguard FTSE Emerging Markets ETF: 135,653 shares worth $5.44K.
  • OTA Financial Group added most to GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q3 2013, an estimated $11.4M increase.
  • OTA Financial Group's biggest Q3 2013 reduction was Sprott Physical Gold, cutting an estimated $6.86M.
  • OTA Financial Group fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $11.6M.
  • OTA Financial Group's ten largest holdings make up 73% of its $178K portfolio in Q3 2013.
  • OTA Financial Group opened 46 new positions and closed 53 in Q3 2013.
  • OTA Financial Group's portfolio value fell 100% quarter-over-quarter to $178K.

Based on OTA Financial Group's 13F filing for Q3 2013, filed 12 Nov 2013.