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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$100M
AUM Growth
-$16.2M
Cap. Flow
-$17.5M
Cap. Flow %
-17.42%
Top 10 Hldgs %
71.36%
Holding
138
New
33
Increased
18
Reduced
17
Closed
68

Top Buys

Rank Stock Value
1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$6.44M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.46M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$4.25M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$3.97M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.52M

Top Sells

Rank Stock Value
1
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$11.6M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$8.17M
3
PHYS icon
Sprott Physical Gold
PHYS
+$5.95M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.27M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.99M

Sector Composition

Rank Sector Weight
1 Communication Services 8.09%
2 Financials 4.89%
3 Technology 2.37%
4 Energy 1.08%
5 Industrials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PML
51
PIMCO Municipal Income Fund II
PML
$485M
$295K 0.29%
+32,731
New +$305K
BNIX
52
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$286K 0.29%
28,188
+1,992
+8% +$20.1K
ACAH
53
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
$286K 0.29%
28,560
+4,896
+21% +$48.6K
PSLV icon
54
Sprott Physical Silver Trust
PSLV
$12B
$275K 0.27%
+33,429
New +$244K
JFR icon
55
Nuveen Floating Rate Income Fund
JFR
$1.24B
$260K 0.26%
32,946
-15,673
-32% -$128K
AMOV
56
DELISTED
America Movil SAB de CV
AMOV
$256K 0.26%
+14,253
New +$260K
MHN
57
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$254K 0.25%
+24,752
New +$246K
MPA icon
58
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$141M
$252K 0.25%
+22,932
New +$251K
VPV icon
59
Invesco Pennsylvania Value Municipal Income Trust
VPV
$193M
$248K 0.25%
+25,381
New +$246K
KSI
60
DELISTED
Kadem Sustainable Impact Corporation Class A common stock
KSI
$241K 0.24%
24,049
+2,500
+12% +$24.8K
NAD icon
61
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$240K 0.24%
20,355
-16,928
-45% -$190K
UHG
62
DELISTED
United Homes Group
UHG
$240K 0.24%
23,863
– –
AMOD
63
Alpha Modus Holdings
AMOD
$19.2M
$226K 0.23%
+562
New +$224K
TDF
64
Templeton Dragon Fund
TDF
$270M
$225K 0.22%
22,087
-1,137
-5% -$10.6K
BGB
65
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$213K 0.21%
+20,209
New +$216K
PFN
66
PIMCO Income Strategy Fund II
PFN
$698M
$213K 0.21%
30,128
-18,772
-38% -$136K
MBAC
67
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$210K 0.21%
21,023
-10,029
-32% -$99.6K
GENI.WS
68
DELISTED
Genius Sports Limited Redeemable Warrants, each whole warrant exercisable for one Ordinary Share each at an exercise price of $11. 50 per share
GENI.WS
$207K 0.21%
+230,973
New +$227K
RA
69
Brookfield Real Assets Income Fund
RA
$708M
$204K 0.2%
+12,645
New +$219K
BZAI
70
Blaize Holdings
BZAI
$112M
$200K 0.2%
+19,731
New +$199K
AWF
71
AllianceBernstein Global High Income Fund
AWF
$870M
– –
-31,900
Closed -$283K
BDJ icon
72
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
– –
-48,850
Closed -$396K
BFK
73
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-22,430
Closed -$213K
BGH
74
Barings Global Short Duration High Yield Fund
BGH
$282M
– –
-21,608
Closed -$264K
BGT icon
75
BlackRock Floating Rate Income Trust
BGT
$323M
– –
-19,801
Closed -$215K
1 2
3
4 5

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q4 2022 Portfolio in Review

As of Q4 2022, OTA Financial Group held 138 positions worth $100M, down 14% from $117M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

OTA Financial Group withdrew a net $17.5M in Q4 2022, closing 68 positions and reducing 17 holdings. Its most notable exit was Expand Energy Corp Class B Warrants, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 8.1% of assets, up from 5.3% a quarter earlier, followed by Financials and Technology.

Against the trend, OTA Financial Group opened a new position in iShares Core US Aggregate Bond ETF worth $4.47M.

  • OTA Financial Group's largest Q4 2022 buy was iShares Core US Aggregate Bond ETF: 46,069 shares worth $4.47M.
  • OTA Financial Group added most to BlackRock Technology and Private Equity Term Trust in Q4 2022, an estimated $6.44M increase.
  • OTA Financial Group's biggest Q4 2022 reduction was Sprott Physical Gold, cutting an estimated $5.95M.
  • OTA Financial Group fully exited Expand Energy Corp Class B Warrants in Q4 2022, selling an estimated $11.6M.
  • OTA Financial Group's ten largest holdings make up 71% of its $100M portfolio in Q4 2022.
  • OTA Financial Group opened 33 new positions and closed 68 in Q4 2022.
  • OTA Financial Group's portfolio value fell 14% quarter-over-quarter to $100M.

Based on OTA Financial Group's 13F filing for Q4 2022, filed 9 Feb 2023.