We are live on ! Find out more
OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$92.3M
Cap. Flow
-$104M
Cap. Flow %
-89.64%
Top 10 Hldgs %
65.26%
Holding
155
New
62
Increased
25
Reduced
17
Closed
50

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$14.1M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$10.8M
3
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$7.94M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.39M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$3.13M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$125M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.1M
3
BND icon
Vanguard Total Bond Market
BND
+$6.93M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.34M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$2.47M

Sector Composition

Rank Sector Weight
1 Financials 9.63%
2 Communication Services 5.34%
3 Healthcare 2.28%
4 Technology 1.53%
5 Industrials 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CWEN.A
51
DELISTED
Clearway Energy Class A
CWEN.A
$350K 0.3%
+12,056
New +$409K
HLAH
52
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
$341K 0.29%
+34,557
New +$341K
PFN
53
PIMCO Income Strategy Fund II
PFN
$698M
$337K 0.29%
+48,900
New +$380K
BITE
54
DELISTED
Bite Acquisition Corp.
BITE
$336K 0.29%
+34,215
New +$336K
HIX
55
Western Asset High Income Fund II
HIX
$349M
$334K 0.29%
+76,797
New +$406K
OSTR
56
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
$333K 0.29%
+33,780
New +$333K
MDH
57
DELISTED
MDH Acquisition Corp.
MDH
$326K 0.28%
33,142
+3,000
+10% +$29.5K
PFL
58
PIMCO Income Strategy Fund
PFL
$384M
$322K 0.28%
+40,484
New +$366K
RFAC
59
DELISTED
RF Acquisition Corp. Class A Common Stock
RFAC
$320K 0.27%
+32,488
New +$322K
DNZ
60
DELISTED
D and Z Media Acquisition Corp.
DNZ
$319K 0.27%
32,409
-573
-2% -$5.65K
GER
61
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$316K 0.27%
26,362
-9,949
-27% -$125K
FVIV
62
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
$316K 0.27%
+32,127
New +$315K
EOS
63
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$310K 0.27%
20,297
+4,944
+32% +$87.6K
MBAC
64
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$304K 0.26%
+31,052
New +$305K
TLSI icon
65
TriSalus Life Sciences
TLSI
$279M
$298K 0.26%
30,051
-2,528
-8% -$25K
ELIQ
66
DELISTED
Electriq Power Holdings, Inc.
ELIQ
$295K 0.25%
+29,991
New +$295K
TWLV
67
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$292K 0.25%
29,738
+4,133
+16% +$40.6K
ZVSA
68
DELISTED
ZyVersa Therapeutics
ZVSA
$290K 0.25%
+83
New +$290K
FGMC
69
DELISTED
FG Merger Corp. Common Stock
FGMC
$285K 0.24%
+28,517
New +$285K
SEPA
70
DELISTED
SEP Acquisition Corp Class A Common Stock
SEPA
$284K 0.24%
+28,579
New +$284K
AWF
71
AllianceBernstein Global High Income Fund
AWF
$870M
$283K 0.24%
+31,900
New +$318K
NBST
72
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$282K 0.24%
+28,747
New +$282K
GATE
73
DELISTED
Marblegate Acquisition Corp. Class A Common Stock
GATE
$279K 0.24%
+28,014
New +$278K
BENE
74
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$279K 0.24%
26,994
-58,207
-68% -$603K
PSQH icon
75
PSQ Holdings
PSQH
$13.9M
$278K 0.24%
+1,911
New +$279K
1 2
3
4 5

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q3 2022 Portfolio in Review

As of Q3 2022, OTA Financial Group held 155 positions worth $117M, down 44% from $209M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

OTA Financial Group withdrew a net $104M in Q3 2022, closing 50 positions and reducing 17 holdings. Its most notable exit was Sprott Physical Silver Trust, an estimated $10.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $11.6M.

  • OTA Financial Group's largest Q3 2022 buy was Expand Energy Corp Class B Warrants: 146,213 shares worth $11.6M.
  • OTA Financial Group added most to Sprott Physical Gold in Q3 2022, an estimated $14.1M increase.
  • OTA Financial Group's biggest Q3 2022 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $125M.
  • OTA Financial Group fully exited Sprott Physical Silver Trust in Q3 2022, selling an estimated $10.1M.
  • OTA Financial Group's ten largest holdings make up 65% of its $117M portfolio in Q3 2022.
  • OTA Financial Group opened 62 new positions and closed 50 in Q3 2022.
  • OTA Financial Group's portfolio value fell 44% quarter-over-quarter to $117M.

Based on OTA Financial Group's 13F filing for Q3 2022, filed 17 Oct 2022.