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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+70.53%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$10.7M
Cap. Flow
-$4.32M
Cap. Flow %
-2.75%
Top 10 Hldgs %
76.17%
Holding
147
New
65
Increased
20
Reduced
12
Closed
50

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$34.1M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.82M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.86M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$1.57M
5
SAVE
Spirit Airlines, Inc.
SAVE
+$905K

Top Sells

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$11M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.3M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$7.76M
4
PHYS icon
Sprott Physical Gold
PHYS
+$7.64M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Healthcare 2.42%
3 Technology 1.91%
4 Industrials 1.8%
5 Energy 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TLSI icon
51
TriSalus Life Sciences
TLSI
$279M
$363K 0.23%
+37,082
New +$366K
DTRT
52
DELISTED
DTRT Health Acquisition Corp. Class A Common Stock
DTRT
$358K 0.23%
35,714
+14,960
+72% +$150K
SPAB icon
53
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.76B
$353K 0.22%
+12,705
New +$363K
BREZ
54
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$353K 0.22%
+34,206
New +$351K
THCA
55
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$332K 0.21%
+29,507
New +$302K
NAD icon
56
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$330K 0.21%
+24,762
New +$356K
BTWN
57
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$330K 0.21%
+33,518
New +$329K
GIW
58
DELISTED
GigInternational1, Inc. Common Stock
GIW
$328K 0.21%
+32,925
New +$328K
HAAC
59
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$322K 0.21%
+32,752
New +$321K
LGV
60
DELISTED
Longview Acquisition Corp. II
LGV
$320K 0.2%
+32,879
New +$320K
AENT icon
61
Alliance Entertainment
AENT
$276M
$312K 0.2%
+31,634
New +$311K
CLOE
62
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
$311K 0.2%
+30,892
New +$310K
LTRPA
63
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$307K 0.2%
+150,199
New +$318K
EDTX
64
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$307K 0.2%
+30,462
New +$306K
ABX
65
Abacus Global Management
ABX
$989M
$302K 0.19%
30,522
-1,832
-6% -$18.1K
FRA icon
66
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$300K 0.19%
+23,114
New +$310K
DNZ
67
DELISTED
D and Z Media Acquisition Corp.
DNZ
$300K 0.19%
+30,667
New +$299K
POL.WS
68
DELISTED
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
$299K 0.19%
+484,444
New +$386K
MLAC
69
DELISTED
Malacca Straits Acquisition Company Limited Class A Ordinary Shares
MLAC
$298K 0.19%
+29,549
New +$298K
TWLV
70
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$292K 0.19%
+29,930
New +$291K
ETW
71
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$284K 0.18%
+27,899
New +$291K
KVSC
72
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$278K 0.18%
+28,554
New +$278K
BOE icon
73
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$270K 0.17%
+23,938
New +$276K
PIPP
74
DELISTED
Pine Island Acquisition Corp.
PIPP
$269K 0.17%
+27,414
New +$269K
BTT icon
75
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$266K 0.17%
+11,269
New +$279K
1 2
3
4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2022 Portfolio in Review

As of Q1 2022, OTA Financial Group held 147 positions worth $157M, up 7.3% from $146M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

OTA Financial Group's Q1 2022 filing shows 65 new, 20 increased, 12 reduced and 50 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M. The largest sale was Expand Energy Corp Class A Warrants, an estimated $11M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Technology.

  • OTA Financial Group's largest Q1 2022 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M.
  • OTA Financial Group added most to Occidental Petroleum Corp Warrants in Q1 2022, an estimated $34.1M increase.
  • OTA Financial Group's biggest Q1 2022 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $4M.
  • OTA Financial Group fully exited Expand Energy Corp Class A Warrants in Q1 2022, selling an estimated $11M.
  • OTA Financial Group's ten largest holdings make up 76% of its $157M portfolio in Q1 2022.
  • OTA Financial Group opened 65 new positions and closed 50 in Q1 2022.
  • OTA Financial Group's portfolio value rose 7.3% quarter-over-quarter to $157M.

Based on OTA Financial Group's 13F filing for Q1 2022, filed 19 Apr 2022.