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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$146M
AUM Growth
+$63.3M
Cap. Flow
+$58.1M
Cap. Flow %
39.71%
Top 10 Hldgs %
66.35%
Holding
121
New
51
Increased
17
Reduced
9
Closed
39

Top Buys

Rank Stock Value
1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$30.3M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$9.15M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.04M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$6.3M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.08M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$11.3M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.99M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$1.64M
4
GWB
Great Western Bancorp, Inc.
GWB
+$1.55M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.49M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Industrials 2.39%
3 Consumer Discretionary 2.29%
4 Technology 1.92%
5 Communication Services 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTP
51
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$334K 0.23%
14,662
– –
ABX
52
Abacus Global Management
ABX
$989M
$319K 0.22%
+32,354
New +$319K
NUV icon
53
Nuveen Municipal Value Fund
NUV
$1.92B
$313K 0.21%
+30,213
New +$328K
HCAR
54
DELISTED
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
$309K 0.21%
+31,729
New +$310K
LHC
55
DELISTED
Leo Holdings Corp. II
LHC
$298K 0.2%
+30,608
New +$299K
DAVE icon
56
Dave Inc
DAVE
$4.74B
$286K 0.2%
+874
New +$279K
OTEC
57
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$284K 0.19%
28,525
+4,785
+20% +$47.7K
WBD icon
58
Warner Bros
WBD
$65.9B
$282K 0.19%
+11,994
New +$299K
INDIW
59
DELISTED
indie Semiconductor, Inc. Warrant
INDIW
$282K 0.19%
+80,573
New +$323K
BNIX
60
DELISTED
Bannix Acquisition Corp. Common Stock
BNIX
$277K 0.19%
+28,293
New +$278K
STL
61
DELISTED
Sterling Bancorp
STL
$271K 0.19%
+10,524
New +$272K
RAM
62
DELISTED
Aries I Acquisition Corporation Class A Ordinary Share
RAM
$257K 0.18%
+25,711
New +$256K
SNRH
63
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$250K 0.17%
+25,766
New +$252K
DFLI icon
64
Dragonfly Energy
DFLI
$15M
$248K 0.17%
+278
New +$249K
CRU
65
DELISTED
Crucible Acquisition Corporation
CRU
$247K 0.17%
+25,393
New +$248K
AWP
66
abrdn Global Premier Properties Fund
AWP
$372M
$246K 0.17%
12,007
-15,032
-56% -$290K
IMAQ
67
DELISTED
International Media Acquisition Corp. Class A Common Stock
IMAQ
$230K 0.16%
23,488
-34,491
-59% -$339K
CHPM
68
DELISTED
CHP Merger Corp. Class A Common Stock
CHPM
$226K 0.15%
+22,400
New +$225K
CAS
69
DELISTED
Cascade Acquisition Corp.
CAS
$225K 0.15%
+22,691
New +$226K
ETJ
70
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$224K 0.15%
+20,996
New +$232K
BIT icon
71
BlackRock Multi-Sector Income Trust
BIT
$698M
$218K 0.15%
+12,030
New +$224K
STNE icon
72
StoneCo
STNE
$2.77B
$217K 0.15%
+12,919
New +$328K
YSG
73
Yatsen Holding
YSG
$322M
$215K 0.15%
+20,078
New +$281K
MSPR
74
DELISTED
MSP Recovery Inc
MSPR
$211K 0.14%
+5
New +$218K
SDST
75
Stardust Power Inc
SDST
$5.71M
$210K 0.14%
+2,170
New +$212K
1 2
3
4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2021 Portfolio in Review

As of Q4 2021, OTA Financial Group held 121 positions worth $146M, up 76% from $83M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

OTA Financial Group deployed $58.1M of net new capital in Q4 2021, opening 51 new positions and adding to 17 existing holdings. Its largest new stake was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 250,239 shares worth $32.3M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 13% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $11.3M trimmed.

  • OTA Financial Group's largest Q4 2021 buy was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 250,239 shares worth $32.3M.
  • OTA Financial Group added most to Expand Energy Corp Class A Warrants in Q4 2021, an estimated $9.15M increase.
  • OTA Financial Group's biggest Q4 2021 reduction was Vanguard Total Bond Market, cutting an estimated $11.3M.
  • OTA Financial Group fully exited iShares Core Universal USD Bond ETF in Q4 2021, selling an estimated $1.64M.
  • OTA Financial Group's ten largest holdings make up 66% of its $146M portfolio in Q4 2021.
  • OTA Financial Group opened 51 new positions and closed 39 in Q4 2021.
  • OTA Financial Group's portfolio value rose 76% quarter-over-quarter to $146M.

Based on OTA Financial Group's 13F filing for Q4 2021, filed 28 Jan 2022.