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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$83M
AUM Growth
-$7.21M
Cap. Flow
-$4.13M
Cap. Flow %
-4.98%
Top 10 Hldgs %
63.09%
Holding
141
New
46
Increased
11
Reduced
12
Closed
71

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$8.32M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$6.2M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.1M
4
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.98M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$1.76M

Top Sells

Rank Stock Value
1
WRI
Weingarten Realty Investors
WRI
+$4.72M
2
MTB icon
M&T Bank
MTB
+$3.69M
3
PAYO icon
Payoneer
PAYO
+$3.46M
4
VER
VEREIT, Inc.
VER
+$3.27M
5
MIR icon
Mirion Technologies
MIR
+$2.74M

Sector Composition

Rank Sector Weight
1 Financials 12.7%
2 Industrials 3.91%
3 Energy 3%
4 Technology 1.99%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCTTW
51
PureCycle Technologies Inc Warrant
PCTTW
$10M
$307K 0.37%
+59,914
New +$366K
GSAQ
52
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$302K 0.36%
+30,872
New +$301K
LFLY
53
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$297K 0.36%
+1,491
New +$297K
EXG icon
54
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
$286K 0.34%
+28,658
New +$299K
ESSC
55
DELISTED
East Stone Acquisition Corporation Ordinary Shares
ESSC
$284K 0.34%
27,901
-12,158
-30% -$123K
GNOG
56
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$284K 0.34%
+16,404
New +$275K
YSAC
57
DELISTED
Yellowstone Acquisition Company
YSAC
$271K 0.33%
+26,760
New +$270K
PNTM
58
DELISTED
Pontem Corporation
PNTM
$263K 0.32%
+27,122
New +$263K
GIW
59
DELISTED
GigInternational1, Inc. Common Stock
GIW
$260K 0.31%
+26,409
New +$260K
VTA
60
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$247K 0.3%
+21,161
New +$248K
OTEC
61
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$234K 0.28%
+23,740
New +$234K
EFT
62
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$218K 0.26%
+15,009
New +$221K
PFN
63
PIMCO Income Strategy Fund II
PFN
$698M
$218K 0.26%
+21,557
New +$234K
RA
64
Brookfield Real Assets Income Fund
RA
$708M
$214K 0.26%
+10,276
New +$227K
MYSEW
65
Myseum.AI Inc Series A Warrant
MYSEW
$24K
$206K 0.25%
+23,971
New +$74.8K
BSGA
66
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$204K 0.25%
+20,688
New +$204K
CII icon
67
BlackRock Enhanced Captial and Income Fund
CII
$988M
$203K 0.24%
+10,075
New +$213K
SPXX icon
68
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$201K 0.24%
+11,775
New +$212K
GBTG icon
69
American Express Global Business Travel
GBTG
$4.93B
$200K 0.24%
+20,515
New +$200K
PMO
70
Franklin Municipal Opportunities Trust
PMO
$280M
$200K 0.24%
+14,638
New +$210K
BIT icon
71
BlackRock Multi-Sector Income Trust
BIT
$698M
– –
-11,302
Closed -$210K
BKKT icon
72
Bakkt Inc
BKKT
$321M
– –
-1,438
Closed -$359K
BRW
73
Saba Capital Income & Opportunities Fund
BRW
$336M
– –
-21,503
Closed -$202K
BZFD icon
74
BuzzFeed
BZFD
$99M
– –
-20,303
Closed -$800K
CCL icon
75
Carnival Corporation Ltd
CCL
$38.1B
– –
-61,859
Closed -$1.63M
1 2
3
4 5

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
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SAM
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OTA Financial Group's Q3 2021 Portfolio in Review

As of Q3 2021, OTA Financial Group held 141 positions worth $83M, down 8% from $90.2M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group withdrew a net $4.13M in Q3 2021, closing 71 positions and reducing 12 holdings. Its most notable exit was Weingarten Realty Investors, an estimated $4.72M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 26% a quarter earlier, followed by Industrials and Energy.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $3.52M.

  • OTA Financial Group's largest Q3 2021 buy was Expand Energy Corp Class B Warrants: 110,530 shares worth $3.52M.
  • OTA Financial Group added most to Vanguard Total Bond Market in Q3 2021, an estimated $8.32M increase.
  • OTA Financial Group's biggest Q3 2021 reduction was Riot Platforms, cutting an estimated $370K.
  • OTA Financial Group fully exited Weingarten Realty Investors in Q3 2021, selling an estimated $4.72M.
  • OTA Financial Group's ten largest holdings make up 63% of its $83M portfolio in Q3 2021.
  • OTA Financial Group opened 46 new positions and closed 71 in Q3 2021.
  • OTA Financial Group's portfolio value fell 8% quarter-over-quarter to $83M.

Based on OTA Financial Group's 13F filing for Q3 2021, filed 12 Oct 2021.