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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+29.77%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$125M
AUM Growth
-$26.1M
Cap. Flow
-$37.3M
Cap. Flow %
-29.79%
Top 10 Hldgs %
68.93%
Holding
98
New
40
Increased
5
Reduced
15
Closed
38

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$10.5M
2
BND icon
Vanguard Total Bond Market
BND
+$7.61M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.05M
4
RIOT icon
Riot Platforms
RIOT
+$5.42M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.81M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.1M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$11.9M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$10.7M
4
UA icon
Under Armour Class C
UA
+$5.8M
5
TCF
TCF Financial Corporation Common Stock
TCF
+$5.44M

Sector Composition

Rank Sector Weight
1 Communication Services 34.59%
2 Financials 17.56%
3 Healthcare 3.95%
4 Consumer Discretionary 3.55%
5 Energy 3.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOLOW
51
DELISTED
Electrameccanica Vehicles Corp. Ltd. Warrants
SOLOW
$289K 0.23%
+99,820
New +$457K
DMS.WS
52
DELISTED
Digital Media Solutions, Inc. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
DMS.WS
$252K 0.2%
+153,836
New +$315K
SUNL
53
DELISTED
Sunlight Financial Holdings, Inc.
SUNL
$246K 0.2%
+1,180
New +$276K
LIDR icon
54
AEye
LIDR
$52.8M
$241K 0.19%
+803
New +$272K
GOEVW
55
DELISTED
Canoo Inc. Warrant
GOEVW
$239K 0.19%
+84,493
New +$399K
PRCHW
56
DELISTED
Porch Group, Inc. Warrant
PRCHW
$226K 0.18%
+36,841
New +$234K
ELMS
57
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$218K 0.17%
+21,900
New +$257K
CZOO
58
DELISTED
Cazoo Group Ltd
CZOO
$203K 0.16%
+10
New +$232K
PBR.A icon
59
Petrobras Class A
PBR.A
$111B
$200K 0.16%
+23,511
New +$223K
ZEV
60
DELISTED
Lightning eMotors, Inc.
ZEV
$200K 0.16%
940
-4,121
-81% -$1.11M
ADI icon
61
Analog Devices
ADI
$179B
– –
-15,808
Closed -$2.33M
AGG icon
62
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-246,554
Closed -$29.1M
COP icon
63
ConocoPhillips
COP
$147B
– –
-50,961
Closed -$2.04M
GOVT icon
64
iShares US Treasury Bond ETF
GOVT
$43.6B
– –
-12,193
Closed -$332K
HIX
65
Western Asset High Income Fund II
HIX
$349M
– –
-31,339
Closed -$215K
HYLB icon
66
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
– –
-19,883
Closed -$796K
HYT icon
67
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-17,874
Closed -$204K
IGSB icon
68
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-11,942
Closed -$658K
LBRDK icon
69
Liberty Broadband Class C
LBRDK
$4.88B
– –
-67,725
Closed -$10.7M
LEN.B icon
70
Lennar Class B
LEN.B
$19.4B
– –
-21,837
Closed -$1.27M
PAGP icon
71
Plains GP Holdings
PAGP
$5.21B
– –
-94,572
Closed -$799K
PDI icon
72
PIMCO Dynamic Income Fund
PDI
$7.39B
– –
-13,689
Closed -$361K
RSI icon
73
Rush Street Interactive
RSI
$2.77B
– –
-19,040
Closed -$412K
SCHZ icon
74
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-424,558
Closed -$11.9M
SJNK icon
75
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
– –
-10,407
Closed -$280K
1 2
3
4

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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2021 Portfolio in Review

As of Q1 2021, OTA Financial Group held 98 positions worth $125M, down 17% from $151M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

OTA Financial Group withdrew a net $37.3M in Q1 2021, closing 38 positions and reducing 15 holdings. Its most notable exit was iShares Core US Aggregate Bond ETF, an estimated $29.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 35% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

Against the trend, OTA Financial Group opened a new position in Sprott Physical Gold worth $9.95M.

  • OTA Financial Group's largest Q1 2021 buy was Sprott Physical Gold: 741,662 shares worth $9.95M.
  • OTA Financial Group added most to Alphabet (Google) Class C in Q1 2021, an estimated $6.05M increase.
  • OTA Financial Group's biggest Q1 2021 reduction was Under Armour Class C, cutting an estimated $5.8M.
  • OTA Financial Group fully exited iShares Core US Aggregate Bond ETF in Q1 2021, selling an estimated $29.1M.
  • OTA Financial Group's ten largest holdings make up 69% of its $125M portfolio in Q1 2021.
  • OTA Financial Group opened 40 new positions and closed 38 in Q1 2021.
  • OTA Financial Group's portfolio value fell 17% quarter-over-quarter to $125M.

Based on OTA Financial Group's 13F filing for Q1 2021, filed 14 Apr 2021.