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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+24.16%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$151M
AUM Growth
+$43.4M
Cap. Flow
+$29.8M
Cap. Flow %
19.72%
Top 10 Hldgs %
70.81%
Holding
97
New
34
Increased
15
Reduced
9
Closed
39

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$26.5M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.52M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$5.47M
5
TCF
TCF Financial Corporation Common Stock
TCF
+$5.26M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$19M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$9.08M
3
BND icon
Vanguard Total Bond Market
BND
+$8.46M
4
VSLR
VIVINT SOLAR, INC.
VSLR
+$5.87M
5
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$3.42M

Sector Composition

Rank Sector Weight
1 Communication Services 25.89%
2 Financials 8.88%
3 Consumer Discretionary 6.74%
4 Energy 2.74%
5 Healthcare 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNMR
51
DELISTED
Danimer Scientific, Inc.
DNMR
$284K 0.19%
+302
New +$162K
SJNK icon
52
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$280K 0.19%
+10,407
New +$275K
RMO.WS
53
DELISTED
Romeo Power, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exerc
RMO.WS
$245K 0.16%
+26,296
New +$283K
UTZ.WS
54
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$240K 0.16%
+22,872
New +$175K
HIX
55
Western Asset High Income Fund II
HIX
$349M
$215K 0.14%
31,339
-12,242
-28% -$82.5K
IPOF
56
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$211K 0.14%
+17,200
New +$195K
AHACU
57
DELISTED
Alpha Healthcare Acquisition Corp Unit
AHACU
$207K 0.14%
+19,529
New +$196K
HYT icon
58
BlackRock Corporate High Yield Fund
HYT
$1.36B
$204K 0.13%
17,874
-16,276
-48% -$182K
AIG icon
59
CALL
American International
AIG
$41.7B
– –
-12,000
Closed -$330K
BFK
60
DELISTED
BlackRock Municipal Income Trust
BFK
– –
-19,761
Closed -$270K
BLDR icon
61
Builders FirstSource
BLDR
$7.15B
– –
-42,148
Closed -$1.37M
BLW icon
62
BlackRock Limited Duration Income Trust
BLW
$490M
– –
-15,439
Closed -$227K
BND icon
63
Vanguard Total Bond Market
BND
$157B
– –
-95,866
Closed -$8.46M
BRW
64
Saba Capital Income & Opportunities Fund
BRW
$336M
– –
-29,738
Closed -$262K
CCL icon
65
Carnival Corporation Ltd
CCL
$38.1B
– –
-22,321
Closed -$338K
CURI icon
66
CuriosityStream
CURI
$145M
– –
-90,581
Closed -$902K
CVX icon
67
Chevron
CVX
$392B
– –
-27,720
Closed -$2M
HFRO
68
Highland Opportunities and Income Fund
HFRO
$417M
– –
-71,347
Closed -$612K
HPI
69
John Hancock Preferred Income Fund
HPI
$430M
– –
-14,496
Closed -$272K
HYG icon
70
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-28,775
Closed -$2.41M
KYN icon
71
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
– –
-96,368
Closed -$384K
MYD
72
DELISTED
BlackRock MuniYield Fund
MYD
– –
-17,750
Closed -$238K
PCY icon
73
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-40,784
Closed -$1.11M
PMO
74
Franklin Municipal Opportunities Trust
PMO
$280M
– –
-17,271
Closed -$224K
SHYG icon
75
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
– –
-15,814
Closed -$695K
1 2
3
4

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
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SAM
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OTA Financial Group's Q4 2020 Portfolio in Review

As of Q4 2020, OTA Financial Group held 97 positions worth $151M, up 40% from $108M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

OTA Financial Group deployed $29.8M of net new capital in Q4 2020, opening 34 new positions and adding to 15 existing holdings. Its largest new stake was iShares Core US Aggregate Bond ETF: 246,554 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 26% of assets, up from 9.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $19M trimmed.

  • OTA Financial Group's largest Q4 2020 buy was iShares Core US Aggregate Bond ETF: 246,554 shares worth $29.1M.
  • OTA Financial Group added most to Schwab US Aggregate Bond ETF in Q4 2020, an estimated $6.52M increase.
  • OTA Financial Group's biggest Q4 2020 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $19M.
  • OTA Financial Group fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2020, selling an estimated $9.08M.
  • OTA Financial Group's ten largest holdings make up 71% of its $151M portfolio in Q4 2020.
  • OTA Financial Group opened 34 new positions and closed 39 in Q4 2020.
  • OTA Financial Group's portfolio value rose 40% quarter-over-quarter to $151M.

Based on OTA Financial Group's 13F filing for Q4 2020, filed 20 Jan 2021.