We are live on ! Find out more
OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+23.87%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$108M
AUM Growth
+$19.5M
Cap. Flow
+$16M
Cap. Flow %
14.88%
Top 10 Hldgs %
67.27%
Holding
86
New
48
Increased
9
Reduced
6
Closed
23

Top Buys

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$26.1M
2
BND icon
Vanguard Total Bond Market
BND
+$8.5M
3
VSLR
VIVINT SOLAR, INC.
VSLR
+$3.58M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.84M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.42M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.8M
2
LEN.B icon
Lennar Class B
LEN.B
+$9.47M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$6.5M
4
PHYS icon
Sprott Physical Gold
PHYS
+$5.63M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.57M

Sector Composition

Rank Sector Weight
1 Communication Services 9.23%
2 Industrials 7.29%
3 Consumer Discretionary 4.84%
4 Financials 2.56%
5 Energy 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPL
51
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$242K 0.22%
+67,316
New +$268K
NML
52
Neuberger Energy Infrastructure and Income Fund Inc
NML
$593M
$240K 0.22%
+100,886
New +$274K
SRV
53
NXG Cushing Midstream Energy Fund
SRV
$219M
$239K 0.22%
+15,418
New +$272K
FMO
54
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$239K 0.22%
+33,309
New +$281K
MYD
55
DELISTED
BlackRock MuniYield Fund
MYD
$238K 0.22%
+17,750
New +$246K
KCAC.U
56
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
$238K 0.22%
+12,600
New +$168K
TTP
57
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$238K 0.22%
+19,948
New +$276K
FFAI
58
Faraday Future Intelligent Electric
FFAI
$15.2M
– –
0
– –
TWNKW
59
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$232K 0.22%
283,022
-247,901
-47% -$225K
BLW icon
60
BlackRock Limited Duration Income Trust
BLW
$490M
$227K 0.21%
+15,439
New +$228K
MIE
61
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$226K 0.21%
+150,228
New +$289K
PMO
62
Franklin Municipal Opportunities Trust
PMO
$280M
$224K 0.21%
+17,271
New +$230K
SRNE
63
PUT
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$223K 0.21%
+20,000
New +$183K
AGG icon
64
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-91,198
Closed -$10.8M
BXMX
65
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-50,937
Closed -$560K
CUK
66
DELISTED
Carnival PLC
CUK
– –
-67,068
Closed -$843K
DIAX
67
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-16,968
Closed -$230K
EIDO icon
68
iShares MSCI Indonesia ETF
EIDO
$480M
– –
-13,354
Closed -$240K
HYLB icon
69
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
– –
-53,738
Closed -$2.01M
IGSB icon
70
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-23,714
Closed -$1.3M
JNK icon
71
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
– –
-25,366
Closed -$2.57M
JQC icon
72
Nuveen Credit Strategies Income Fund
JQC
$704M
– –
-41,742
Closed -$243K
PHYS icon
73
Sprott Physical Gold
PHYS
$14.6B
– –
-393,089
Closed -$5.63M
PPT
74
Franklin Premier Income Trust
PPT
$324M
– –
-155,032
Closed -$734K
PSLV icon
75
Sprott Physical Silver Trust
PSLV
$12B
– –
-983,880
Closed -$6.5M
1 2
3
4

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q3 2020 Portfolio in Review

As of Q3 2020, OTA Financial Group held 86 positions worth $108M, up 22% from $88.3M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

OTA Financial Group deployed $16M of net new capital in Q3 2020, opening 48 new positions and adding to 9 existing holdings. Its largest new stake was Sprott Physical Gold and Silver Trust: 1,358,348 shares worth $24.9M.

By sector, the portfolio is most concentrated in Communication Services at 9.2% of assets, up from 7.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Lennar Class B, an estimated $9.47M trimmed.

  • OTA Financial Group's largest Q3 2020 buy was Sprott Physical Gold and Silver Trust: 1,358,348 shares worth $24.9M.
  • OTA Financial Group added most to Schwab US Aggregate Bond ETF in Q3 2020, an estimated $2.84M increase.
  • OTA Financial Group's biggest Q3 2020 reduction was Lennar Class B, cutting an estimated $9.47M.
  • OTA Financial Group fully exited iShares Core US Aggregate Bond ETF in Q3 2020, selling an estimated $10.8M.
  • OTA Financial Group's ten largest holdings make up 67% of its $108M portfolio in Q3 2020.
  • OTA Financial Group opened 48 new positions and closed 23 in Q3 2020.
  • OTA Financial Group's portfolio value rose 22% quarter-over-quarter to $108M.

Based on OTA Financial Group's 13F filing for Q3 2020, filed 28 Oct 2020.