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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-23.82%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$80.2M
AUM Growth
-$69.5M
Cap. Flow
-$24.7M
Cap. Flow %
-30.8%
Top 10 Hldgs %
73.71%
Holding
84
New
30
Increased
9
Reduced
3
Closed
42

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.08M
2
MS icon
Morgan Stanley
MS
+$5.23M
3
LEN.B icon
Lennar Class B
LEN.B
+$4.91M
4
CUK
Carnival PLC
CUK
+$4.78M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$3.49M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$12.2M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$10.4M
3
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$9.89M
4
CHTR icon
Charter Communications
CHTR
+$7.93M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$6.78M

Sector Composition

Rank Sector Weight
1 Communication Services 36.77%
2 Consumer Discretionary 7.54%
3 Financials 5.99%
4 Energy 2.87%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQT icon
51
EQT Corp
EQT
$33.3B
– –
-18,689
Closed -$203K
FAX
52
DELISTED
abrdn Asia-Pacific Income Fund
FAX
– –
-48,826
Closed -$207K
FCF icon
53
First Commonwealth Financial
FCF
$2.18B
– –
-14,796
Closed -$214K
GAB icon
54
Gabelli Equity Trust
GAB
$1.75B
– –
-54,131
Closed -$322K
GDX icon
55
VanEck Gold Miners ETF
GDX
$22.6B
– –
-25,214
Closed -$738K
HBAN icon
56
Huntington Bancshares
HBAN
$34.4B
– –
-21,494
Closed -$324K
MMU
57
Western Asset Managed Municipals Fund
MMU
$548M
– –
-17,478
Closed -$232K
PHYS icon
58
Sprott Physical Gold
PHYS
$14.6B
– –
-293,456
Closed -$3.57M
PR
59
Permian Resources
PR
$17.8B
– –
-45,854
Closed -$211K
PSLV icon
60
Sprott Physical Silver Trust
PSLV
$12B
– –
-170,680
Closed -$1.12M
TCBI icon
61
Texas Capital Bancshares
TCBI
$4.3B
– –
-17,049
Closed -$967K
UA icon
62
Under Armour Class C
UA
$2.77B
– –
-25,099
Closed -$481K
UBER icon
63
Uber
UBER
$143B
– –
-14,663
Closed -$436K
UGP icon
64
Ultrapar
UGP
$6.95B
– –
-33,299
Closed -$208K
Z icon
65
Zillow
Z
$7.79B
– –
-17,239
Closed -$791K
AFT
66
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-17,022
Closed -$257K
AVTR.PRA
67
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
– –
-11,793
Closed -$742K
RDS.A
68
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-114,990
Closed -$6.78M
ENR.PRA
69
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-33,911
Closed -$3.55M
TWNKW
70
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-230,427
Closed -$453K
XOG
71
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
– –
-96,618
Closed -$204K
IFFT
72
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-13,152
Closed -$631K
QTS.PRB
73
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-11,637
Closed -$1.5M
SRE.PRB
74
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
– –
-12,023
Closed -$1.43M
SRE.PRA
75
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-11,641
Closed -$1.4M
1 2
3
4

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
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OTA Financial Group's Q1 2020 Portfolio in Review

As of Q1 2020, OTA Financial Group held 84 positions worth $80.2M, down 46% from $150M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

OTA Financial Group withdrew a net $24.7M in Q1 2020, closing 42 positions and reducing 3 holdings. Its most notable exit was Sprott Physical Gold and Silver Trust, an estimated $12.2M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 37% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, OTA Financial Group opened a new position in Morgan Stanley worth $3.78M.

  • OTA Financial Group's largest Q1 2020 buy was Morgan Stanley: 111,074 shares worth $3.78M.
  • OTA Financial Group added most to Alphabet (Google) Class C in Q1 2020, an estimated $6.08M increase.
  • OTA Financial Group's biggest Q1 2020 reduction was American International Group, Inc., cutting an estimated $10.4M.
  • OTA Financial Group fully exited Sprott Physical Gold and Silver Trust in Q1 2020, selling an estimated $12.2M.
  • OTA Financial Group's ten largest holdings make up 74% of its $80.2M portfolio in Q1 2020.
  • OTA Financial Group opened 30 new positions and closed 42 in Q1 2020.
  • OTA Financial Group's portfolio value fell 46% quarter-over-quarter to $80.2M.

Based on OTA Financial Group's 13F filing for Q1 2020, filed 15 Apr 2020.