OFG

OTA Financial Group Portfolio holdings

AUM $137M
1-Year Return 16.01%
This Quarter Return
-23.21%
1 Year Return
+16.01%
3 Year Return
+311.1%
5 Year Return
+364.77%
10 Year Return
–
AUM
$78.1M
AUM Growth
-$68.7M
Cap. Flow
-$27.5M
Cap. Flow %
-35.14%
Top 10 Hldgs %
75.21%
Holding
84
New
29
Increased
9
Reduced
3
Closed
41

Top Buys

1
GOOG icon
Alphabet (Google) Class C
GOOG
$5.21M
2
MS icon
Morgan Stanley
MS
$3.78M
3
LEN.B icon
Lennar Class B
LEN.B
$3.09M
4
GLD icon
SPDR Gold Trust
GLD
$2.99M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
$2.96M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$12.2M
2
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
$9.89M
3
CHTR icon
Charter Communications
CHTR
$7.93M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
$6.78M
5
PHYS icon
Sprott Physical Gold
PHYS
$3.57M

Sector Composition

1 Communication Services 37.73%
2 Consumer Discretionary 7.74%
3 Financials 6.14%
4 Energy 2.94%
5 Technology 1.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FAX
51
abrdn Asia-Pacific Income Fund
FAX
$673M
– –
-8,138
Closed -$207K
FCF icon
52
First Commonwealth Financial
FCF
$1.85B
– –
-14,796
Closed -$214K
GAB icon
53
Gabelli Equity Trust
GAB
$1.88B
– –
-54,131
Closed -$322K
GDX icon
54
VanEck Gold Miners ETF
GDX
$19.4B
– –
-25,214
Closed -$738K
HBAN icon
55
Huntington Bancshares
HBAN
$26B
– –
-21,494
Closed -$324K
MMU
56
Western Asset Managed Municipals Fund
MMU
$543M
– –
-17,478
Closed -$232K
PHYS icon
57
Sprott Physical Gold
PHYS
$12.7B
– –
-293,456
Closed -$3.57M
PR icon
58
Permian Resources
PR
$10.1B
– –
-45,854
Closed -$211K
PSLV icon
59
Sprott Physical Silver Trust
PSLV
$7.62B
– –
-170,680
Closed -$1.12M
TCBI icon
60
Texas Capital Bancshares
TCBI
$3.97B
– –
-17,049
Closed -$967K
UA icon
61
Under Armour Class C
UA
$2.17B
– –
-25,099
Closed -$481K
UBER icon
62
Uber
UBER
$193B
– –
-14,663
Closed -$436K
UGP icon
63
Ultrapar
UGP
$3.85B
– –
-33,299
Closed -$208K
Z icon
64
Zillow
Z
$20.4B
– –
-17,239
Closed -$791K
ZION icon
65
Zions Bancorporation
ZION
$8.51B
– –
0
– –
AFT
66
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-17,022
Closed -$257K
AVTR.PRA
67
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
– –
-11,793
Closed -$742K
RDS.A
68
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
– –
-114,990
Closed -$6.78M
ENR.PRA
69
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-33,911
Closed -$3.55M
TWNKW
70
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-230,427
Closed -$453K
XOG
71
DELISTED
Extraction Oil & Gas, Inc. Common Stock
XOG
– –
-96,618
Closed -$204K
IFFT
72
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-13,152
Closed -$631K
QTS.PRB
73
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-11,637
Closed -$1.5M
SRE.PRB
74
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
– –
-12,023
Closed -$1.43M
SRE.PRA
75
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
-11,641
Closed -$1.4M
1 2
3
4