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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.28%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$242M
AUM Growth
-$19.7M
Cap. Flow
-$19.7M
Cap. Flow %
-8.15%
Top 10 Hldgs %
80.96%
Holding
65
New
–
Increased
–
Reduced
–
Closed
9

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
WPZ
Williams Partners L.P.
WPZ
+$7.7M
2
RSPP
RSP Permian, Inc.
RSPP
+$4.42M
3
KDP icon
Keurig Dr Pepper
KDP
+$4.27M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$813K
5
TEP
Tallgrass Energy Partners, LP
TEP
+$765K

Sector Composition

Rank Sector Weight
1 Communication Services 6.1%
2 Financials 4.06%
3 Consumer Discretionary 2.2%
4 Technology 1.02%
5 Consumer Staples 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEI
51
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$258K 0.11%
19,870
– –
TCF.WS
52
DELISTED
TCF Financial Corporation
TCF.WS
$225K 0.09%
28,485
– –
RVT icon
53
Royce Value Trust
RVT
$2.22B
$224K 0.09%
14,193
– –
DNI
54
DELISTED
Dividend and Income Fund
DNI
$221K 0.09%
18,000
– –
CIF
55
DELISTED
MFS Intermediate High Income Fund
CIF
$215K 0.09%
85,455
– –
GER
56
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$208K 0.09%
3,773
– –
KDP icon
57
Keurig Dr Pepper
KDP
$42.3B
– –
-35,000
Closed -$4.27M
AVHI
58
DELISTED
A V Homes, Inc.
AVHI
– –
-24,783
Closed -$530K
ILG
59
DELISTED
ILG, Inc Common Stock
ILG
– –
-11,786
Closed -$389K
RMP
60
DELISTED
Rice Midstream Partners LP
RMP
– –
-17,836
Closed -$303K
RSPP
61
DELISTED
RSP Permian, Inc.
RSPP
– –
-100,324
Closed -$4.42M
FTRPR
62
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-82,714
Closed -$813K
TEP
63
DELISTED
Tallgrass Energy Partners, LP
TEP
– –
-17,673
Closed -$765K
WPZ
64
DELISTED
Williams Partners L.P.
WPZ
– –
-189,700
Closed -$7.7M
KED
65
DELISTED
Kayne Anderson Energy
KED
– –
-29,511
Closed -$513K
1 2
3

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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q3 2018 Portfolio in Review

As of Q3 2018, OTA Financial Group held 65 positions worth $242M, down 7.5% from $261M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

OTA Financial Group withdrew a net $19.7M in Q3 2018, closing 9 positions. Its most notable exit was Williams Partners L.P., an estimated $7.7M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 6.1% of assets, up from 5.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • OTA Financial Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $7.7M.
  • OTA Financial Group's ten largest holdings make up 81% of its $242M portfolio in Q3 2018.
  • OTA Financial Group opened 0 new positions and closed 9 in Q3 2018.
  • OTA Financial Group's portfolio value fell 7.5% quarter-over-quarter to $242M.

Based on OTA Financial Group's 13F filing for Q3 2018, filed 19 Oct 2018.