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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$181M
AUM Growth
+$29.2M
Cap. Flow
+$27.5M
Cap. Flow %
15.15%
Top 10 Hldgs %
81.82%
Holding
87
New
33
Increased
14
Reduced
6
Closed
33

Top Buys

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$28.3M
2
JPM.WS
JPMorgan Chase
JPM.WS
+$6.08M
3
CHTR icon
Charter Communications
CHTR
+$5.09M
4
AIG.WS
American International Group, Inc.
AIG.WS
+$4.59M
5
COL
Rockwell Collins
COL
+$3.62M

Top Sells

Rank Stock Value
1
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$17M
2
POT
Potash Corp Of Saskatchewan
POT
+$5.61M
3
DD
Du Pont De Nemours E I
DD
+$3.14M
4
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$2.71M
5
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$2.23M

Sector Composition

Rank Sector Weight
1 Communication Services 5.1%
2 Financials 2.5%
3 Consumer Staples 1.59%
4 Consumer Discretionary 1.38%
5 Technology 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CACQ
51
DELISTED
Caesars Acquisition Company
CACQ
$232K 0.13%
+10,849
New +$210K
PSTB
52
DELISTED
Park Sterling Corp.
PSTB
$227K 0.13%
+18,329
New +$213K
MYI icon
53
BlackRock MuniYield Quality Fund III
MYI
$725M
$221K 0.12%
+15,456
New +$224K
DSU icon
54
BlackRock Debt Strategies Fund
DSU
$600M
$208K 0.11%
+17,876
New +$207K
AUPH icon
55
Aurinia Pharmaceuticals
AUPH
$1.98B
– –
-175,934
Closed -$1.29M
AWF
56
AllianceBernstein Global High Income Fund
AWF
$873M
– –
-16,197
Closed -$203K
BGY icon
57
BlackRock Enhanced International Dividend Trust
BGY
$517M
– –
-100,606
Closed -$582K
BIT icon
58
BlackRock Multi-Sector Income Trust
BIT
$704M
– –
-32,026
Closed -$554K
BLW icon
59
BlackRock Limited Duration Income Trust
BLW
$495M
– –
-18,284
Closed -$284K
BOE icon
60
BlackRock Enhanced Global Dividend Trust
BOE
$664M
– –
-22,713
Closed -$281K
BRW
61
Saba Capital Income & Opportunities Fund
BRW
$339M
– –
-52,756
Closed -$570K
CWEN icon
62
Clearway Energy Class C
CWEN
$5.2B
– –
-12,035
Closed -$213K
EWH icon
63
iShares MSCI Hong Kong ETF
EWH
$1.2B
– –
-19,814
Closed -$440K
EXG icon
64
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
– –
-92,921
Closed -$791K
ITM icon
65
VanEck Intermediate Muni ETF
ITM
$2.16B
– –
-13,446
Closed -$630K
JQC icon
66
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-53,114
Closed -$461K
LEN.B icon
67
Lennar Class B
LEN.B
$19.5B
– –
-24,179
Closed -$941K
LILA icon
68
Liberty Latin America Class A
LILA
$1.47B
– –
-23,358
Closed -$332K
NAD icon
69
Nuveen Quality Municipal Income Fund
NAD
$2.77B
– –
-15,727
Closed -$215K
NFJ
70
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.4B
– –
-20,126
Closed -$259K
PBR icon
71
Petrobras
PBR
$118B
– –
-23,399
Closed -$226K
PNFP icon
72
Pinnacle Financial Partners Inc
PNFP
$15.1B
– –
-18,970
Closed -$1.26M
SABA
73
Saba Capital Income & Opportunities Fund II
SABA
$223M
– –
-18,854
Closed -$250K
USA icon
74
Liberty All-Star Equity Fund
USA
$1.77B
– –
-71,244
Closed -$388K
WFC icon
75
Wells Fargo
WFC
$262B
– –
-15,296
Closed -$851K
1 2
3
4

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2017 Portfolio in Review

As of Q3 2017, OTA Financial Group held 87 positions worth $181M, up 19% from $152M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

OTA Financial Group deployed $27.5M of net new capital in Q3 2017, opening 33 new positions and adding to 14 existing holdings. Its largest new stake was Charter Communications: 13,663 shares worth $4.96M.

By sector, the portfolio is most concentrated in Communication Services at 5.1% of assets, up from 1.4% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Bank Of America Corporation Ws A, an estimated $17M trimmed.

  • OTA Financial Group's largest Q3 2017 buy was Charter Communications: 13,663 shares worth $4.96M.
  • OTA Financial Group added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q3 2017, an estimated $28.3M increase.
  • OTA Financial Group's biggest Q3 2017 reduction was Bank Of America Corporation Ws A, cutting an estimated $17M.
  • OTA Financial Group fully exited Potash Corp Of Saskatchewan in Q3 2017, selling an estimated $5.61M.
  • OTA Financial Group's ten largest holdings make up 82% of its $181M portfolio in Q3 2017.
  • OTA Financial Group opened 33 new positions and closed 33 in Q3 2017.
  • OTA Financial Group's portfolio value rose 19% quarter-over-quarter to $181M.

Based on OTA Financial Group's 13F filing for Q3 2017, filed 20 Oct 2017.