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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$159M
AUM Growth
-$31.8M
Cap. Flow
-$46.3M
Cap. Flow %
-29.02%
Top 10 Hldgs %
77.86%
Holding
94
New
40
Increased
9
Reduced
9
Closed
36

Top Buys

Rank Stock Value
1
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$22.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$10.4M
3
PVTB
PrivateBancorp Inc
PVTB
+$3.85M
4
DD
Du Pont De Nemours E I
DD
+$3.03M
5
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$2.99M

Top Sells

Rank Stock Value
1
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$32.5M
2
JPM.WS
JPMorgan Chase
JPM.WS
+$27.3M
3
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$6.73M
4
WFC.WS
Wells Fargo & Company Ws
WFC.WS
+$6.44M
5
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$6.28M

Sector Composition

Rank Sector Weight
1 Materials 5.49%
2 Financials 4.15%
3 Consumer Discretionary 2.63%
4 Consumer Staples 1.42%
5 Communication Services 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFJ
51
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$259K 0.16%
+20,126
New +$262K
SABA
52
Saba Capital Income & Opportunities Fund II
SABA
$220M
$250K 0.16%
18,854
-29,388
-61% -$388K
PBR icon
53
Petrobras
PBR
$117B
$226K 0.14%
+23,399
New +$240K
NAD icon
54
Nuveen Quality Municipal Income Fund
NAD
$2.72B
$215K 0.13%
+15,727
New +$217K
ADX icon
55
Adams Diversified Equity Fund
ADX
$3.1B
$214K 0.13%
+15,635
New +$210K
CWEN icon
56
Clearway Energy Class C
CWEN
$4.97B
$213K 0.13%
+12,035
New +$204K
NSL
57
DELISTED
NUVEEN SENIOR INCM FD
NSL
$207K 0.13%
+30,599
New +$213K
AWF
58
AllianceBernstein Global High Income Fund
AWF
$869M
$203K 0.13%
+16,197
New +$206K
BKLN icon
59
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-16,385
Closed -$382K
CCD
60
Calamos Dynamic Convertible & Income Fund
CCD
$709M
– –
-11,741
Closed -$205K
CENTA icon
61
Central Garden & Pet Co Class A
CENTA
$2.41B
– –
-18,145
Closed -$448K
CHY
62
Calamos Convertible and High Income Fund
CHY
$1.02B
– –
-21,896
Closed -$231K
CUK
63
DELISTED
Carnival PLC
CUK
– –
-16,498
Closed -$844K
DSL
64
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-13,023
Closed -$247K
EFT
65
Eaton Vance Floating-Rate Income Trust
EFT
$283M
– –
-26,255
Closed -$391K
EMD
66
Western Asset Emerging Markets Debt Fund
EMD
$610M
– –
-54,915
Closed -$807K
ETG
67
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
– –
-14,882
Closed -$209K
ETW
68
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
– –
-126,563
Closed -$1.27M
EWS icon
69
iShares MSCI Singapore ETF
EWS
$1.03B
– –
-21,996
Closed -$438K
FAX
70
abrdn Asia-Pacific Income Fund
FAX
$595M
– –
-25,485
Closed -$707K
GAB icon
71
Gabelli Equity Trust
GAB
$1.75B
– –
-39,107
Closed -$209K
GDV icon
72
Gabelli Dividend & Income Trust
GDV
$2.62B
– –
-29,851
Closed -$598K
HLT icon
73
Hilton Worldwide
HLT
$74.7B
– –
-13,267
Closed -$1.08M
HYD icon
74
VanEck High Yield Muni ETF
HYD
$4.45B
– –
-12,675
Closed -$752K
HYG icon
75
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-13,927
Closed -$1.21M
1 2
3
4

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q1 2017 Portfolio in Review

As of Q1 2017, OTA Financial Group held 94 positions worth $159M, down 17% from $191M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

OTA Financial Group withdrew a net $46.3M in Q1 2017, closing 36 positions and reducing 9 holdings. Its most notable exit was Liberty Media Corporation Series C Liberty SiriusXM Common Stock, an estimated $6.73M position sold in full.

By sector, the portfolio is most concentrated in Materials at 5.5% of assets, up from 1.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, OTA Financial Group opened a new position in PrivateBancorp Inc worth $4.08M.

  • OTA Financial Group's largest Q1 2017 buy was PrivateBancorp Inc: 68,736 shares worth $4.08M.
  • OTA Financial Group added most to Bank Of America Corporation Ws A in Q1 2017, an estimated $22.5M increase.
  • OTA Financial Group's biggest Q1 2017 reduction was PNC Financial Services Group Inc, cutting an estimated $32.5M.
  • OTA Financial Group fully exited Liberty Media Corporation Series C Liberty SiriusXM Common Stock in Q1 2017, selling an estimated $6.73M.
  • OTA Financial Group's ten largest holdings make up 78% of its $159M portfolio in Q1 2017.
  • OTA Financial Group opened 40 new positions and closed 36 in Q1 2017.
  • OTA Financial Group's portfolio value fell 17% quarter-over-quarter to $159M.

Based on OTA Financial Group's 13F filing for Q1 2017, filed 28 Apr 2017.