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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$141M
AUM Growth
-$45.1M
Cap. Flow
-$42.4M
Cap. Flow %
-29.98%
Top 10 Hldgs %
58.93%
Holding
110
New
49
Increased
16
Reduced
10
Closed
35

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.4M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.76M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.5M
4
TQNT
TRIQUINT SEMICONDUCTOR INC
TQNT
+$2.81M
5
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$2.56M

Top Sells

Rank Stock Value
1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$26.2M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.3M
3
HE icon
Hawaiian Electric Industries
HE
+$4.72M
4
GM.WS.B
General Motors Company
GM.WS.B
+$4.37M
5
DTV
DIRECTV COM STK (DE)
DTV
+$3.85M

Sector Composition

Rank Sector Weight
1 Communication Services 4.89%
2 Energy 4.76%
3 Technology 4%
4 Healthcare 1.77%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAF
51
Morgan Stanley China A Share Fund
CAF
$337M
$481K 0.34%
15,850
-4,551
-22% -$160K
OHI icon
52
Omega Healthcare
OHI
$15.3B
$479K 0.34%
+12,279
New +$451K
FXI icon
53
iShares China Large-Cap ETF
FXI
$4.22B
$455K 0.32%
+10,938
New +$542K
SIRI icon
54
SiriusXM
SIRI
$10.5B
$454K 0.32%
+12,996
New +$504K
DSU icon
55
BlackRock Debt Strategies Fund
DSU
$589M
$444K 0.31%
39,838
+11,628
+41% +$130K
CHI
56
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$440K 0.31%
+34,335
New +$445K
TFI icon
57
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$428K 0.3%
+8,878
New +$424K
ETW
58
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$415K 0.29%
+37,704
New +$450K
NRK icon
59
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$904M
$415K 0.29%
+32,174
New +$414K
IDX icon
60
VanEck Indonesia Index ETF
IDX
$31.5M
$410K 0.29%
16,911
-5,946
-26% -$138K
NFJ
61
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$399K 0.28%
+24,948
New +$399K
PSLV icon
62
Sprott Physical Silver Trust
PSLV
$12B
$380K 0.27%
61,912
+4,511
+8% +$28.7K
MTCN
63
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$380K 0.27%
+21,995
New +$373K
CII icon
64
BlackRock Enhanced Captial and Income Fund
CII
$984M
$358K 0.25%
+25,633
New +$393K
MUI
65
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$358K 0.25%
+24,900
New +$351K
AA icon
66
Alcoa
AA
$11.6B
$336K 0.24%
+8,874
New +$275K
GOF icon
67
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$328K 0.23%
+15,717
New +$332K
VALE icon
68
Vale
VALE
$62.9B
$318K 0.23%
+38,991
New +$261K
PHYS icon
69
Sprott Physical Gold
PHYS
$14.7B
$314K 0.22%
32,185
+10,169
+46% +$100K
EWJ icon
70
iShares MSCI Japan ETF
EWJ
$21.7B
$288K 0.2%
+6,410
New +$334K
FSD
71
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$237K 0.17%
+14,839
New +$241K
JMLP
72
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$221K 0.16%
+14,505
New +$228K
ASG
73
Liberty All-Star Growth Fund
ASG
$325M
– –
-45,444
Closed -$236K
BGY icon
74
BlackRock Enhanced International Dividend Trust
BGY
$515M
– –
-49,269
Closed -$349K
BKLN icon
75
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-28,030
Closed -$675K
1 2
3
4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q2 2015 Portfolio in Review

As of Q2 2015, OTA Financial Group held 110 positions worth $141M, down 24% from $186M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

OTA Financial Group withdrew a net $42.4M in Q2 2015, closing 35 positions and reducing 10 holdings. Its most notable exit was UNITED TECHNOLOGIES CORP CORP UNIT (DE), an estimated $9.3M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 4.9% of assets, up from 2.1% a quarter earlier, followed by Energy and Technology.

Against the trend, OTA Financial Group opened a new position in State Street SPDR S&P 500 ETF Trust worth $15M.

  • OTA Financial Group's largest Q2 2015 buy was State Street SPDR S&P 500 ETF Trust: 73,200 shares worth $15M.
  • OTA Financial Group added most to GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2015, an estimated $3.76M increase.
  • OTA Financial Group's biggest Q2 2015 reduction was NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL), cutting an estimated $26.2M.
  • OTA Financial Group fully exited UNITED TECHNOLOGIES CORP CORP UNIT (DE) in Q2 2015, selling an estimated $9.3M.
  • OTA Financial Group's ten largest holdings make up 59% of its $141M portfolio in Q2 2015.
  • OTA Financial Group opened 49 new positions and closed 35 in Q2 2015.
  • OTA Financial Group's portfolio value fell 24% quarter-over-quarter to $141M.

Based on OTA Financial Group's 13F filing for Q2 2015, filed 17 Jul 2015.