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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$186M
AUM Growth
+$45.1M
Cap. Flow
+$43.3M
Cap. Flow %
23.22%
Top 10 Hldgs %
74.95%
Holding
110
New
35
Increased
10
Reduced
16
Closed
49

Top Buys

Rank Stock Value
1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$27.2M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.41M
3
HE icon
Hawaiian Electric Industries
HE
+$4.9M
4
GM.WS.B
General Motors Company
GM.WS.B
+$4.54M
5
DTV
DIRECTV COM STK (DE)
DTV
+$3.68M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.85M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.21M
4
TQNT
TRIQUINT SEMICONDUCTOR INC
TQNT
+$2.81M
5
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 5.23%
2 Energy 3.34%
3 Utilities 3.07%
4 Communication Services 2.13%
5 Real Estate 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
51
BlackRock Enhanced International Dividend Trust
BGY
$508M
$349K 0.19%
+49,269
New +$344K
DSU icon
52
BlackRock Debt Strategies Fund
DSU
$590M
$315K 0.17%
28,210
-11,628
-29% -$130K
CEM
53
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$294K 0.16%
+2,359
New +$304K
ETY icon
54
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.24B
$280K 0.15%
+24,700
New +$280K
TI.A
55
DELISTED
Telecom Italia 10 Svg
TI.A
$254K 0.14%
27,323
-31,501
-54% -$287K
EPI icon
56
WisdomTree India Earnings Fund ETF
EPI
$2.04B
$239K 0.13%
10,492
-44,124
-81% -$1.03M
ASG
57
Liberty All-Star Growth Fund
ASG
$321M
$236K 0.13%
+45,444
New +$232K
IFLN
58
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$230K 0.12%
+12,150
New +$230K
PHYS icon
59
Sprott Physical Gold
PHYS
$14.6B
$215K 0.12%
22,016
-10,169
-32% -$103K
VTA
60
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$207K 0.11%
+17,322
New +$205K
AA icon
61
Alcoa
AA
$11.4B
– –
-8,874
Closed -$336K
AIG icon
62
American International
AIG
$42.8B
– –
-12,487
Closed -$699K
BRW
63
Saba Capital Income & Opportunities Fund
BRW
$337M
– –
-51,016
Closed -$541K
BTT icon
64
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-39,184
Closed -$787K
BTZ icon
65
BlackRock Credit Allocation Income Trust
BTZ
$931M
– –
-52,462
Closed -$677K
BXMX
66
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-60,954
Closed -$738K
CHI
67
Calamos Convertible Opportunities and Income Fund
CHI
$975M
– –
-34,335
Closed -$440K
CII icon
68
BlackRock Enhanced Captial and Income Fund
CII
$966M
– –
-25,633
Closed -$358K
ETG
69
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
– –
-44,577
Closed -$720K
ETW
70
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
– –
-37,704
Closed -$415K
EWJ icon
71
iShares MSCI Japan ETF
EWJ
$21.3B
– –
-6,410
Closed -$288K
FXI icon
72
iShares China Large-Cap ETF
FXI
$4.33B
– –
-10,938
Closed -$455K
GDV icon
73
Gabelli Dividend & Income Trust
GDV
$2.59B
– –
-23,382
Closed -$506K
GGN
74
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$755M
– –
-134,067
Closed -$938K
GOF icon
75
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
– –
-15,717
Closed -$328K
1 2
3
4 5

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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q1 2015 Portfolio in Review

As of Q1 2015, OTA Financial Group held 110 positions worth $186M, up 32% from $141M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

OTA Financial Group deployed $43.3M of net new capital in Q1 2015, opening 35 new positions and adding to 10 existing holdings. Its largest new stake was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 151,215 shares worth $9.3M.

By sector, the portfolio is most concentrated in Technology at 5.2% of assets, up from 4% a quarter earlier, followed by Energy and Utilities.

On the sell side, the largest reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $3.85M trimmed.

  • OTA Financial Group's largest Q1 2015 buy was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 151,215 shares worth $9.3M.
  • OTA Financial Group added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q1 2015, an estimated $27.2M increase.
  • OTA Financial Group's biggest Q1 2015 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $3.85M.
  • OTA Financial Group fully exited State Street SPDR S&P 500 ETF Trust in Q1 2015, selling an estimated $15M.
  • OTA Financial Group's ten largest holdings make up 75% of its $186M portfolio in Q1 2015.
  • OTA Financial Group opened 35 new positions and closed 49 in Q1 2015.
  • OTA Financial Group's portfolio value rose 32% quarter-over-quarter to $186M.

Based on OTA Financial Group's 13F filing for Q1 2015, filed 11 May 2015.