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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-3.71%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$75.4M
AUM Growth
–
Cap. Flow
+$74.5M
Cap. Flow %
98.73%
Top 10 Hldgs %
54.36%
Holding
61
New
61
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$13.2M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$4.41M
3
PHYS icon
Sprott Physical Gold
PHYS
+$4.38M
4
GM icon
General Motors
GM
+$3.7M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.43M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Communication Services 12.04%
2 Financials 9.4%
3 Energy 7.62%
4 Consumer Discretionary 5.12%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGD
51
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$280K 0.37%
+28,884
New +$276K
NKX icon
52
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
$268K 0.36%
+19,704
New +$271K
EOS
53
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$255K 0.34%
+19,005
New +$260K
EWM icon
54
iShares MSCI Malaysia ETF
EWM
$308M
$255K 0.34%
+4,022
New +$256K
IIM icon
55
Invesco Value Municipal Income Trust
IIM
$587M
$251K 0.33%
+16,788
New +$249K
QQQX icon
56
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$244K 0.32%
+13,030
New +$250K
PBR icon
57
Petrobras
PBR
$118B
$242K 0.32%
+16,589
New +$278K
NUV icon
58
Nuveen Municipal Value Fund
NUV
$1.9B
$240K 0.32%
+24,963
New +$235K
NXZ
59
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$210K 0.28%
+15,119
New +$208K
JQC icon
60
Nuveen Credit Strategies Income Fund
JQC
$705M
$209K 0.28%
+22,372
New +$203K
ETG
61
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$205K 0.27%
+11,712
New +$204K
1 2
3

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q3 2014 Portfolio in Review

Q3 2014 is the first quarter with a 13F filing on record for OTA Financial Group, which disclosed 61 positions worth $75.4M. Its ten largest holdings account for 54% of the portfolio.

Its largest position is OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS: 169,372 shares worth $13.8M.

By sector, the portfolio is most concentrated in Communication Services at 12% of assets, followed by Financials and Energy.

  • OTA Financial Group's largest Q3 2014 buy was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS: 169,372 shares worth $13.8M.
  • OTA Financial Group's ten largest holdings make up 54% of its $75.4M portfolio in Q3 2014.
  • OTA Financial Group disclosed 61 positions in Q3 2014, its first 13F filing on record.

Based on OTA Financial Group's 13F filing for Q3 2014, filed 13 Nov 2014.