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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$105M
AUM Growth
+$105M
Cap. Flow
+$50.4M
Cap. Flow %
48.04%
Top 10 Hldgs %
63.34%
Holding
158
New
44
Increased
8
Reduced
11
Closed
95

Top Buys

Rank Stock Value
1
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$10.6M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$5.29M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$3.04M
4
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.02M
5
UN
Unilever NV New York Registry Shares
UN
+$2.39M

Top Sells

Rank Stock Value
1
GM icon
General Motors
GM
+$5.9M
2
PHYS icon
Sprott Physical Gold
PHYS
+$5.33M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$1.07M
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$444K
5
AMOV
America Movil SAB de CV
AMOV
+$346K

Sector Composition

Rank Sector Weight
1 Energy 12.76%
2 Consumer Discretionary 3.89%
3 Communication Services 3.29%
4 Real Estate 1.96%
5 Healthcare 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPI icon
51
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$262K 0.25%
13,831
-15,568
-53% -$266K
PLUG icon
52
Plug Power
PLUG
$2.73B
$261K 0.25%
+36,830
New +$170K
PNC.WS
53
DELISTED
PNC Financial Services Group Inc
PNC.WS
$244K 0.23%
+10,345
New +$213K
RSX
54
DELISTED
VanEck Russia ETF
RSX
$240K 0.23%
+10,017
New +$251K
PXH icon
55
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
$230K 0.22%
+11,588
New +$221K
ETW
56
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$229K 0.22%
+19,002
New +$227K
CEF icon
57
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$225K 0.21%
+16,420
New +$233K
EXG icon
58
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$208K 0.2%
+20,667
New +$208K
NQS
59
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$207K 0.2%
15,653
-7,062
-31% -$93.2K
HYI
60
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$205K 0.2%
+11,473
New +$206K
PTY icon
61
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$203K 0.19%
+11,241
New +$206K
EMD
62
Western Asset Emerging Markets Debt Fund
EMD
$613M
$201K 0.19%
+11,604
New +$198K
ACTG icon
63
Acacia Research
ACTG
$447M
– –
-15,636
Closed -$227
AEO icon
64
American Eagle Outfitters
AEO
$3.04B
– –
-15,125
Closed -$217
AOD
65
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
– –
-62,617
Closed -$524
AWF
66
AllianceBernstein Global High Income Fund
AWF
$871M
– –
-17,854
Closed -$254
CII icon
67
BlackRock Enhanced Captial and Income Fund
CII
$980M
– –
-40,122
Closed -$548
CRUS icon
68
Cirrus Logic
CRUS
$6.87B
– –
-10,618
Closed -$216
DSU icon
69
BlackRock Debt Strategies Fund
DSU
$592M
– –
-19,531
Closed -$233
EFA icon
70
iShares MSCI EAFE ETF
EFA
$76.8B
– –
-28,848
Closed -$1.93K
EIDO icon
71
iShares MSCI Indonesia ETF
EIDO
$467M
– –
-17,476
Closed -$399
EMLC icon
72
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
– –
-7,664
Closed -$360
ERC
73
Allspring Multi-Sector Income Fund
ERC
$253M
– –
-17,704
Closed -$248
ETJ
74
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
– –
-34,930
Closed -$393
EVT icon
75
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
– –
-38,744
Closed -$736
1 2
3
4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2014 Portfolio in Review

As of Q1 2014, OTA Financial Group held 158 positions worth $105M, up 65,611% from $160K the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group deployed $50.4M of net new capital in Q1 2014, opening 44 new positions and adding to 8 existing holdings. Its largest new stake was iShares MSCI EAFE Growth ETF: 43,500 shares worth $3.09M.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 7% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was General Motors, an estimated $5.9M trimmed.

  • OTA Financial Group's largest Q1 2014 buy was iShares MSCI EAFE Growth ETF: 43,500 shares worth $3.09M.
  • OTA Financial Group added most to GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, an estimated $10.6M increase.
  • OTA Financial Group's biggest Q1 2014 reduction was General Motors, cutting an estimated $5.9M.
  • OTA Financial Group fully exited General Motors Company in Q1 2014, selling an estimated $3.67K.
  • OTA Financial Group's ten largest holdings make up 63% of its $105M portfolio in Q1 2014.
  • OTA Financial Group opened 44 new positions and closed 95 in Q1 2014.
  • OTA Financial Group's portfolio value rose 65,611% quarter-over-quarter to $105M.

Based on OTA Financial Group's 13F filing for Q1 2014, filed 30 Apr 2014.