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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+11.28%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$114M
AUM Growth
+$13.3M
Cap. Flow
+$9.24M
Cap. Flow %
8.13%
Top 10 Hldgs %
82.8%
Holding
96
New
26
Increased
5
Reduced
8
Closed
50

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$23.8M
2
MSFT icon
Microsoft
MSFT
+$12.8M
3
META icon
Meta Platforms (Facebook)
META
+$8.52M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.6M
5
AUY
Yamana Gold, Inc.
AUY
+$2.98M

Top Sells

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$12.6M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$8.69M
3
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$6.15M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.47M
5
LBRDK icon
Liberty Broadband Class C
LBRDK
+$3.87M

Sector Composition

Rank Sector Weight
1 Communication Services 15.05%
2 Technology 13.68%
3 Financials 4.18%
4 Energy 1.21%
5 Utilities 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGVC
26
DELISTED
TG Venture Acquisition Corp. Class A Common Stock
TGVC
$412K 0.36%
39,817
– –
CWEN icon
27
Clearway Energy Class C
CWEN
$4.94B
$403K 0.35%
+12,868
New +$413K
INTE
28
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
$403K 0.35%
39,287
-10
-0% -$102
CHI
29
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$398K 0.35%
+37,853
New +$436K
BCX icon
30
BlackRock Resources & Commodities Strategy Trust
BCX
$919M
$372K 0.33%
+39,025
New +$388K
PSQH icon
31
PSQ Holdings
PSQH
$13.9M
$360K 0.32%
2,369
-2,231
-49% -$337K
RFAC
32
DELISTED
RF Acquisition Corp. Class A Common Stock
RFAC
$360K 0.32%
34,988
– –
FLYX icon
33
flyExclusive
FLYX
$60.1M
$357K 0.31%
35,082
-9
-0% -$91
NBST
34
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$348K 0.31%
34,044
– –
WTMA
35
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
$338K 0.3%
32,577
– –
CHY
36
Calamos Convertible and High Income Fund
CHY
$1.01B
$325K 0.29%
+29,803
New +$354K
DSU icon
37
BlackRock Debt Strategies Fund
DSU
$593M
$315K 0.28%
+33,221
New +$320K
RSF
38
RiverNorth Capital and Income Fund
RSF
$58.8M
$308K 0.27%
+20,401
New +$318K
FGMC
39
DELISTED
FG Merger Corp. Common Stock
FGMC
$295K 0.26%
28,417
– –
BTZ icon
40
BlackRock Credit Allocation Income Trust
BTZ
$930M
$291K 0.26%
+28,325
New +$302K
NVG icon
41
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$289K 0.25%
+24,574
New +$295K
BIOR
42
CALL
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
$272K 0.24%
+9,850
New +$334K
ACP
43
abrdn Income Credit Strategies Fund
ACP
$635M
$260K 0.23%
+39,038
New +$291K
UAA icon
44
Under Armour
UAA
$2.84B
$244K 0.21%
25,747
-10,326
-29% -$107K
BRIV
45
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$203K 0.18%
+20,055
New +$202K
FCT
46
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$201K 0.18%
+20,208
New +$199K
AENT icon
47
Alliance Entertainment
AENT
$276M
– –
-55,373
Closed -$563K
AFB
48
AllianceBernstein National Municipal Income Fund
AFB
$313M
– –
-57,300
Closed -$600K
AGG icon
49
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-46,069
Closed -$4.47M
BCAT icon
50
BlackRock Capital Allocation Term Trust
BCAT
$1.65B
– –
-49,829
Closed -$691K
1
2
3 4

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2023 Portfolio in Review

As of Q1 2023, OTA Financial Group held 96 positions worth $114M, up 13% from $100M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

OTA Financial Group deployed $9.24M of net new capital in Q1 2023, opening 26 new positions and adding to 5 existing holdings. Its largest new stake was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 260,169 shares worth $23.9M.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, up from 8.1% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Liberty Broadband Class C, an estimated $3.87M trimmed.

  • OTA Financial Group's largest Q1 2023 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 260,169 shares worth $23.9M.
  • OTA Financial Group added most to Schwab US Aggregate Bond ETF in Q1 2023, an estimated $412K increase.
  • OTA Financial Group's biggest Q1 2023 reduction was Liberty Broadband Class C, cutting an estimated $3.87M.
  • OTA Financial Group fully exited Sprott Physical Gold in Q1 2023, selling an estimated $12.6M.
  • OTA Financial Group's ten largest holdings make up 83% of its $114M portfolio in Q1 2023.
  • OTA Financial Group opened 26 new positions and closed 50 in Q1 2023.
  • OTA Financial Group's portfolio value rose 13% quarter-over-quarter to $114M.

Based on OTA Financial Group's 13F filing for Q1 2023, filed 4 May 2023.