We are live on ! Find out more
OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.43%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$100M
AUM Growth
-$16.2M
Cap. Flow
-$17.5M
Cap. Flow %
-17.42%
Top 10 Hldgs %
71.36%
Holding
138
New
33
Increased
18
Reduced
17
Closed
68

Top Buys

Rank Stock Value
1
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$6.44M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.46M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$4.25M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$3.97M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.52M

Top Sells

Rank Stock Value
1
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$11.6M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$8.17M
3
PHYS icon
Sprott Physical Gold
PHYS
+$5.95M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$3.27M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.99M

Sector Composition

Rank Sector Weight
1 Communication Services 8.09%
2 Financials 4.89%
3 Technology 2.37%
4 Energy 1.08%
5 Industrials 0.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFB
26
AllianceBernstein National Municipal Income Fund
AFB
$314M
$600K 0.6%
+57,300
New +$599K
AENT icon
27
Alliance Entertainment
AENT
$282M
$563K 0.56%
55,373
-48,733
-47% -$489K
BGR icon
28
BlackRock Energy and Resources Trust
BGR
$417M
$561K 0.56%
+44,811
New +$558K
FZT
29
DELISTED
FAST Acquisition Corp. II
FZT
$516K 0.51%
51,557
+13,508
+36% +$134K
BNNR
30
DELISTED
Banner Acquisition Corp. Class A Common Stock
BNNR
$505K 0.5%
50,186
-10,001
-17% -$100K
MIO
31
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$492K 0.49%
+46,222
New +$481K
MSAI icon
32
MultiSensor AI
MSAI
$9.67M
$470K 0.47%
1,151
+145
+14% +$58.5K
DSM
33
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
$461K 0.46%
+79,794
New +$451K
CTR
34
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$441K 0.44%
+15,611
New +$458K
FEI
35
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$430K 0.43%
+55,102
New +$427K
FRSG
36
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$408K 0.41%
40,618
-2,621
-6% -$26.1K
TGVC
37
DELISTED
TG Venture Acquisition Corp. Class A Common Stock
TGVC
$404K 0.4%
39,817
+4,431
+13% +$44.6K
INTE
38
DELISTED
Integral Acquisition Corporation 1 Class A Common Stock
INTE
$397K 0.4%
+39,297
New +$394K
ZG icon
39
Zillow
ZG
$7.79B
$368K 0.37%
+11,815
New +$387K
UAA icon
40
Under Armour
UAA
$2.91B
$366K 0.37%
36,073
-641
-2% -$5.54K
RFAC
41
DELISTED
RF Acquisition Corp. Class A Common Stock
RFAC
$353K 0.35%
34,988
+2,500
+8% +$25K
FLYX icon
42
flyExclusive
FLYX
$59.5M
$349K 0.35%
35,091
-875
-2% -$8.64K
PEO
43
Adams Natural Resources Fund
PEO
$742M
$344K 0.34%
+16,432
New +$353K
NBST
44
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$340K 0.34%
34,044
+5,297
+18% +$52.5K
FIF
45
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$334K 0.33%
+23,180
New +$333K
WTMA
46
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
$332K 0.33%
32,577
+9,800
+43% +$98.6K
IIM icon
47
Invesco Value Municipal Income Trust
IIM
$590M
$320K 0.32%
26,613
-14,330
-35% -$167K
MNP
48
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$308K 0.31%
+26,526
New +$305K
FGMC
49
DELISTED
FG Merger Corp. Common Stock
FGMC
$304K 0.3%
28,417
-100
-0.4% -$1.01K
TWLV
50
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$299K 0.3%
29,738
– –
1
2
3 4 5

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q4 2022 Portfolio in Review

As of Q4 2022, OTA Financial Group held 138 positions worth $100M, down 14% from $117M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

OTA Financial Group withdrew a net $17.5M in Q4 2022, closing 68 positions and reducing 17 holdings. Its most notable exit was Expand Energy Corp Class B Warrants, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 8.1% of assets, up from 5.3% a quarter earlier, followed by Financials and Technology.

Against the trend, OTA Financial Group opened a new position in iShares Core US Aggregate Bond ETF worth $4.47M.

  • OTA Financial Group's largest Q4 2022 buy was iShares Core US Aggregate Bond ETF: 46,069 shares worth $4.47M.
  • OTA Financial Group added most to BlackRock Technology and Private Equity Term Trust in Q4 2022, an estimated $6.44M increase.
  • OTA Financial Group's biggest Q4 2022 reduction was Sprott Physical Gold, cutting an estimated $5.95M.
  • OTA Financial Group fully exited Expand Energy Corp Class B Warrants in Q4 2022, selling an estimated $11.6M.
  • OTA Financial Group's ten largest holdings make up 71% of its $100M portfolio in Q4 2022.
  • OTA Financial Group opened 33 new positions and closed 68 in Q4 2022.
  • OTA Financial Group's portfolio value fell 14% quarter-over-quarter to $100M.

Based on OTA Financial Group's 13F filing for Q4 2022, filed 9 Feb 2023.