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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$92.3M
Cap. Flow
-$104M
Cap. Flow %
-89.64%
Top 10 Hldgs %
65.26%
Holding
155
New
62
Increased
25
Reduced
17
Closed
50

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$14.1M
2
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$10.8M
3
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$7.94M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$3.39M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$3.13M

Top Sells

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$125M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.1M
3
BND icon
Vanguard Total Bond Market
BND
+$6.93M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$4.34M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$2.47M

Sector Composition

Rank Sector Weight
1 Financials 9.63%
2 Communication Services 5.34%
3 Healthcare 2.28%
4 Technology 1.53%
5 Industrials 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOC icon
26
Sable Offshore Corp
SOC
$859M
$592K 0.51%
+60,301
New +$592K
HORI
27
DELISTED
Emerging Markets Horizon Corp. Class A Ordinary Shares
HORI
$541K 0.46%
54,183
-1,035
-2% -$10.3K
IIM icon
28
Invesco Value Municipal Income Trust
IIM
$590M
$471K 0.4%
+40,943
New +$540K
CLOE
29
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
$451K 0.39%
43,655
+7,897
+22% +$80.5K
SCLE
30
DELISTED
Broadscale Acquisition Corp. Class A common stock
SCLE
$438K 0.38%
+44,508
New +$438K
FRSG
31
DELISTED
First Reserve Sustainable Growth Corp. Class A Common Stock
FRSG
$424K 0.36%
43,239
+5,000
+13% +$49.1K
GTPB
32
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$419K 0.36%
+42,726
New +$419K
NAD icon
33
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$410K 0.35%
+37,283
New +$465K
FRA icon
34
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$409K 0.35%
+37,220
New +$445K
TYG
35
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$409K 0.35%
+13,670
New +$447K
MSAI icon
36
MultiSensor AI
MSAI
$9.67M
$403K 0.35%
1,006
+350
+53% +$140K
BDJ icon
37
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$396K 0.34%
48,850
+25,396
+108% +$234K
JFR icon
38
Nuveen Floating Rate Income Fund
JFR
$1.23B
$394K 0.34%
48,619
+1,689
+4% +$14.5K
ETY icon
39
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$389K 0.33%
+35,865
New +$443K
VCV icon
40
Invesco California Value Municipal Income Trust
VCV
$516M
$388K 0.33%
+43,245
New +$443K
DILA
41
DELISTED
DILA Capital Acquisition Corp. Class A Common Stock
DILA
$387K 0.33%
+38,920
New +$385K
PMGM
42
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$386K 0.33%
38,689
+10,201
+36% +$102K
NML
43
Neuberger Energy Infrastructure and Income Fund Inc
NML
$583M
$374K 0.32%
61,196
-67,644
-53% -$454K
FZT
44
DELISTED
FAST Acquisition Corp. II
FZT
$373K 0.32%
+38,049
New +$373K
CDIO icon
45
Cardio Diagnostics
CDIO
$4.65M
$362K 0.31%
1,203
+93
+8% +$27.9K
COCH icon
46
Envoy Medical
COCH
$51.3M
$356K 0.31%
36,271
+13,598
+60% +$134K
MACC
47
DELISTED
Mission Advancement Corp.
MACC
$355K 0.3%
+36,220
New +$356K
TBCP
48
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$353K 0.3%
+35,886
New +$353K
TGVC
49
DELISTED
TG Venture Acquisition Corp. Class A Common Stock
TGVC
$352K 0.3%
35,386
+10,410
+42% +$104K
FLYX icon
50
flyExclusive
FLYX
$59.5M
$351K 0.3%
35,966
– –
1
2
3 4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q3 2022 Portfolio in Review

As of Q3 2022, OTA Financial Group held 155 positions worth $117M, down 44% from $209M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

OTA Financial Group withdrew a net $104M in Q3 2022, closing 50 positions and reducing 17 holdings. Its most notable exit was Sprott Physical Silver Trust, an estimated $10.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 6.6% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $11.6M.

  • OTA Financial Group's largest Q3 2022 buy was Expand Energy Corp Class B Warrants: 146,213 shares worth $11.6M.
  • OTA Financial Group added most to Sprott Physical Gold in Q3 2022, an estimated $14.1M increase.
  • OTA Financial Group's biggest Q3 2022 reduction was Occidental Petroleum Corp Warrants, cutting an estimated $125M.
  • OTA Financial Group fully exited Sprott Physical Silver Trust in Q3 2022, selling an estimated $10.1M.
  • OTA Financial Group's ten largest holdings make up 65% of its $117M portfolio in Q3 2022.
  • OTA Financial Group opened 62 new positions and closed 50 in Q3 2022.
  • OTA Financial Group's portfolio value fell 44% quarter-over-quarter to $117M.

Based on OTA Financial Group's 13F filing for Q3 2022, filed 17 Oct 2022.