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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+70.53%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$157M
AUM Growth
+$10.7M
Cap. Flow
-$4.32M
Cap. Flow %
-2.75%
Top 10 Hldgs %
76.17%
Holding
147
New
65
Increased
20
Reduced
12
Closed
50

Top Buys

Rank Stock Value
1
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$34.1M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.82M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.86M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$1.57M
5
SAVE
Spirit Airlines, Inc.
SAVE
+$905K

Top Sells

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$11M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$10.3M
3
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$7.76M
4
PHYS icon
Sprott Physical Gold
PHYS
+$7.64M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$4M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Healthcare 2.42%
3 Technology 1.91%
4 Industrials 1.8%
5 Energy 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSGA
26
DELISTED
Blue Safari Group Acquisition Corp. Class A Ordinary Share
BSGA
$602K 0.38%
+59,963
New +$599K
SRV
27
NXG Cushing Midstream Energy Fund
SRV
$219M
$548K 0.35%
15,742
+1,794
+13% +$58.8K
PRST
28
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$522K 0.33%
51,739
-31,371
-38% -$316K
MAQC
29
DELISTED
Maquia Capital Acquisition Corporation Class A Common Stock
MAQC
$503K 0.32%
+49,730
New +$502K
LSXMK
30
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$502K 0.32%
+14,175
New +$526K
GACQ
31
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
$491K 0.31%
49,177
+1,080
+2% +$10.8K
OTEC
32
DELISTED
OceanTech Acquisitions I Corp. Class A Common Stock
OTEC
$483K 0.31%
48,005
+19,480
+68% +$195K
OTRA
33
DELISTED
OTR Acquisition Corp. Class A Common Stock
OTRA
$467K 0.3%
+45,806
New +$466K
LEAP
34
DELISTED
Ribbit LEAP, Ltd.
LEAP
$464K 0.3%
+47,037
New +$465K
EOI
35
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
$453K 0.29%
+24,633
New +$465K
ESLA icon
36
Estrella Immunopharma
ESLA
$30.7M
$446K 0.28%
44,735
+1,803
+4% +$18K
MUDS
37
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$438K 0.28%
43,769
-145,082
-77% -$1.45M
BURU
38
DELISTED
NUBURU INC
BURU
$437K 0.28%
221
-83
-27% -$163K
CND
39
DELISTED
Concord Acquisition Corp.
CND
$436K 0.28%
+43,861
New +$440K
PML
40
PIMCO Municipal Income Fund II
PML
$485M
$431K 0.27%
+37,507
New +$492K
AFT
41
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$427K 0.27%
+29,208
New +$460K
HIX
42
Western Asset High Income Fund II
HIX
$349M
$418K 0.27%
+69,503
New +$446K
PACX
43
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$401K 0.26%
+40,943
New +$401K
RICO
44
DELISTED
Agrico Acquisition Corp
RICO
$400K 0.25%
39,553
-19,287
-33% -$195K
RAM
45
DELISTED
Aries I Acquisition Corporation Class A Ordinary Share
RAM
$397K 0.25%
39,516
+13,805
+54% +$138K
ASZ
46
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$390K 0.25%
+39,934
New +$389K
EFT
47
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$386K 0.25%
+29,221
New +$410K
BFK
48
DELISTED
BlackRock Municipal Income Trust
BFK
$381K 0.24%
+31,353
New +$428K
FOXO
49
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$373K 0.24%
+189
New +$373K
BGY icon
50
BlackRock Enhanced International Dividend Trust
BGY
$524M
$372K 0.24%
+64,805
New +$385K
1
2
3 4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q1 2022 Portfolio in Review

As of Q1 2022, OTA Financial Group held 147 positions worth $157M, up 7.3% from $146M the previous quarter. Its ten largest holdings account for 76% of the portfolio.

OTA Financial Group's Q1 2022 filing shows 65 new, 20 increased, 12 reduced and 50 closed positions. Its largest new stake was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M. The largest sale was Expand Energy Corp Class A Warrants, an estimated $11M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Technology.

  • OTA Financial Group's largest Q1 2022 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 70,139 shares worth $1.84M.
  • OTA Financial Group added most to Occidental Petroleum Corp Warrants in Q1 2022, an estimated $34.1M increase.
  • OTA Financial Group's biggest Q1 2022 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $4M.
  • OTA Financial Group fully exited Expand Energy Corp Class A Warrants in Q1 2022, selling an estimated $11M.
  • OTA Financial Group's ten largest holdings make up 76% of its $157M portfolio in Q1 2022.
  • OTA Financial Group opened 65 new positions and closed 50 in Q1 2022.
  • OTA Financial Group's portfolio value rose 7.3% quarter-over-quarter to $157M.

Based on OTA Financial Group's 13F filing for Q1 2022, filed 19 Apr 2022.