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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$146M
AUM Growth
+$63.3M
Cap. Flow
+$58.1M
Cap. Flow %
39.71%
Top 10 Hldgs %
66.35%
Holding
121
New
51
Increased
17
Reduced
9
Closed
39

Top Buys

Rank Stock Value
1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$30.3M
2
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$9.15M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.04M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$6.3M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.08M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$11.3M
2
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$9.99M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$1.64M
4
GWB
Great Western Bancorp, Inc.
GWB
+$1.55M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$1.49M

Sector Composition

Rank Sector Weight
1 Financials 9.2%
2 Industrials 2.39%
3 Consumer Discretionary 2.29%
4 Technology 1.92%
5 Communication Services 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAQ
26
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$1.01M 0.69%
100,747
+59,242
+143% +$591K
ZNTE
27
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$947K 0.65%
93,085
+53,725
+136% +$545K
BENE
28
DELISTED
Benessere Capital Acquisition Corp. Class A Common Stock
BENE
$888K 0.61%
+87,628
New +$907K
PRST
29
DELISTED
Presto Technologies, Inc. Common Stock
PRST
$831K 0.57%
+83,110
New +$830K
CRHC
30
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$760K 0.52%
+77,353
New +$763K
TYG
31
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$756K 0.52%
27,109
+149
+0.6% +$4.29K
BWAC
32
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$661K 0.45%
65,017
+31,521
+94% +$319K
BURU
33
DELISTED
NUBURU INC
BURU
$596K 0.41%
+304
New +$596K
RICO
34
DELISTED
Agrico Acquisition Corp
RICO
$590K 0.4%
58,840
+3,740
+7% +$37.5K
SCVX
35
DELISTED
SCVX Corp.
SCVX
$551K 0.38%
+55,235
New +$551K
GER
36
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$523K 0.36%
50,868
– –
MMV
37
DELISTED
MultiMetaVerse Holdings Limited Class A Ordinary Share
MMV
$517K 0.35%
+51,805
New +$518K
NSTB
38
DELISTED
Northern Star Investment Corp. II
NSTB
$516K 0.35%
+53,275
New +$524K
NVTA
39
DELISTED
Invitae Corporation
NVTA
$497K 0.34%
32,600
– –
VYGG
40
DELISTED
Vy Global Growth
VYGG
$493K 0.34%
+50,354
New +$496K
SHYG icon
41
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$481K 0.33%
+10,623
New +$481K
GACQ
42
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
$477K 0.33%
48,097
+15,235
+46% +$151K
ALAC
43
DELISTED
Alberton Acquisition Corp
ALAC
$471K 0.32%
+40,299
New +$466K
ESLA icon
44
Estrella Immunopharma
ESLA
$33.5M
$425K 0.29%
+42,932
New +$425K
SRV
45
NXG Cushing Midstream Energy Fund
SRV
$211M
$425K 0.29%
13,948
– –
FPF
46
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$409K 0.28%
+16,697
New +$416K
HCIC
47
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$386K 0.26%
+39,688
New +$392K
MVLA
48
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$379K 0.26%
+39,089
New +$386K
HMCO
49
DELISTED
HumanCo Acquisition Corp. Class A Common Stock
HMCO
$363K 0.25%
+37,192
New +$367K
AUS
50
DELISTED
Austerlitz Acquisition Corporation I
AUS
$359K 0.25%
+36,993
New +$365K
1
2
3 4 5

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OTA Financial Group's Q4 2021 Portfolio in Review

As of Q4 2021, OTA Financial Group held 121 positions worth $146M, up 76% from $83M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

OTA Financial Group deployed $58.1M of net new capital in Q4 2021, opening 51 new positions and adding to 17 existing holdings. Its largest new stake was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 250,239 shares worth $32.3M.

By sector, the portfolio is most concentrated in Financials at 9.2% of assets, down from 13% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $11.3M trimmed.

  • OTA Financial Group's largest Q4 2021 buy was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 250,239 shares worth $32.3M.
  • OTA Financial Group added most to Expand Energy Corp Class A Warrants in Q4 2021, an estimated $9.15M increase.
  • OTA Financial Group's biggest Q4 2021 reduction was Vanguard Total Bond Market, cutting an estimated $11.3M.
  • OTA Financial Group fully exited iShares Core Universal USD Bond ETF in Q4 2021, selling an estimated $1.64M.
  • OTA Financial Group's ten largest holdings make up 66% of its $146M portfolio in Q4 2021.
  • OTA Financial Group opened 51 new positions and closed 39 in Q4 2021.
  • OTA Financial Group's portfolio value rose 76% quarter-over-quarter to $146M.

Based on OTA Financial Group's 13F filing for Q4 2021, filed 28 Jan 2022.