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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-1.18%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$83M
AUM Growth
-$7.21M
Cap. Flow
-$4.13M
Cap. Flow %
-4.98%
Top 10 Hldgs %
63.09%
Holding
141
New
46
Increased
11
Reduced
12
Closed
71

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$8.32M
2
PSLV icon
Sprott Physical Silver Trust
PSLV
+$6.2M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$5.1M
4
EXEEZ
Expand Energy Corp Class B Warrants
EXEEZ
+$2.98M
5
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$1.76M

Top Sells

Rank Stock Value
1
WRI
Weingarten Realty Investors
WRI
+$4.72M
2
MTB icon
M&T Bank
MTB
+$3.69M
3
PAYO icon
Payoneer
PAYO
+$3.46M
4
VER
VEREIT, Inc.
VER
+$3.27M
5
MIR icon
Mirion Technologies
MIR
+$2.74M

Sector Composition

Rank Sector Weight
1 Financials 12.7%
2 Industrials 3.91%
3 Energy 3%
4 Technology 1.99%
5 Communication Services 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOX icon
26
Fox Class B
FOX
$22.1B
$591K 0.71%
+15,928
New +$546K
IMAQ
27
DELISTED
International Media Acquisition Corp. Class A Common Stock
IMAQ
$568K 0.68%
+57,979
New +$566K
RICO
28
DELISTED
Agrico Acquisition Corp
RICO
$551K 0.66%
+55,100
New +$550K
GER
29
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$547K 0.66%
50,868
-5,527
-10% -$59.1K
DM
30
DELISTED
Desktop Metal, Inc.
DM
$541K 0.65%
+7,559
New +$656K
AWP
31
abrdn Global Premier Properties Fund
AWP
$376M
$491K 0.59%
27,039
-5,194
-16% -$102K
PFL
32
PIMCO Income Strategy Fund
PFL
$382M
$453K 0.55%
+39,032
New +$487K
FPAC
33
DELISTED
Far Peak Acquisition Corporation
FPAC
$453K 0.55%
45,600
-16,900
-27% -$168K
SRV
34
NXG Cushing Midstream Energy Fund
SRV
$211M
$443K 0.53%
13,948
-1,506
-10% -$42.9K
LCIDW
35
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$434K 0.52%
+38,437
New +$413K
EXEEL
36
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$433K 0.52%
14,825
+2,460
+20% +$59.3K
CADE
37
DELISTED
Cadence Bancorporation
CADE
$420K 0.51%
19,137
+7,536
+65% +$154K
HOLO icon
38
MicroCloud Hologram
HOLO
$35.5M
$415K 0.5%
+5
New +$394K
BTAQ
39
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$412K 0.5%
+41,505
New +$410K
ZNTE
40
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$397K 0.48%
+39,360
New +$396K
MUDS
41
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$395K 0.48%
+39,790
New +$418K
ISBC
42
DELISTED
Investors Bancorp, Inc.
ISBC
$371K 0.45%
+24,580
New +$343K
AMTBB
43
DELISTED
Amerant Bancorp Inc. Class B Common Stock
AMTBB
$358K 0.43%
+15,434
New +$318K
TTP
44
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$351K 0.42%
14,662
-1,584
-10% -$36.6K
BWAC
45
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$337K 0.41%
+33,496
New +$336K
GACQ
46
DELISTED
Global Consumer Acquisition Corp. Common Stock
GACQ
$324K 0.39%
+32,862
New +$322K
KYN icon
47
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$320K 0.39%
+40,000
New +$319K
CLOE
48
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
$313K 0.38%
+31,415
New +$312K
ADX icon
49
Adams Diversified Equity Fund
ADX
$3.01B
$309K 0.37%
15,624
-2,460
-14% -$49.8K
LTRPA
50
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$308K 0.37%
99,772
-25,929
-21% -$96.5K
1
2
3 4 5

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2021 Portfolio in Review

As of Q3 2021, OTA Financial Group held 141 positions worth $83M, down 8% from $90.2M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

OTA Financial Group withdrew a net $4.13M in Q3 2021, closing 71 positions and reducing 12 holdings. Its most notable exit was Weingarten Realty Investors, an estimated $4.72M position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 26% a quarter earlier, followed by Industrials and Energy.

Against the trend, OTA Financial Group opened a new position in Expand Energy Corp Class B Warrants worth $3.52M.

  • OTA Financial Group's largest Q3 2021 buy was Expand Energy Corp Class B Warrants: 110,530 shares worth $3.52M.
  • OTA Financial Group added most to Vanguard Total Bond Market in Q3 2021, an estimated $8.32M increase.
  • OTA Financial Group's biggest Q3 2021 reduction was Riot Platforms, cutting an estimated $370K.
  • OTA Financial Group fully exited Weingarten Realty Investors in Q3 2021, selling an estimated $4.72M.
  • OTA Financial Group's ten largest holdings make up 63% of its $83M portfolio in Q3 2021.
  • OTA Financial Group opened 46 new positions and closed 71 in Q3 2021.
  • OTA Financial Group's portfolio value fell 8% quarter-over-quarter to $83M.

Based on OTA Financial Group's 13F filing for Q3 2021, filed 12 Oct 2021.