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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+29.77%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$125M
AUM Growth
-$26.1M
Cap. Flow
-$37.3M
Cap. Flow %
-29.79%
Top 10 Hldgs %
68.93%
Holding
98
New
40
Increased
5
Reduced
15
Closed
38

Top Buys

Rank Stock Value
1
PHYS icon
Sprott Physical Gold
PHYS
+$10.5M
2
BND icon
Vanguard Total Bond Market
BND
+$7.61M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.05M
4
RIOT icon
Riot Platforms
RIOT
+$5.42M
5
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$3.81M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.1M
2
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$11.9M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$10.7M
4
UA icon
Under Armour Class C
UA
+$5.8M
5
TCF
TCF Financial Corporation Common Stock
TCF
+$5.44M

Sector Composition

Rank Sector Weight
1 Communication Services 34.59%
2 Financials 17.56%
3 Healthcare 3.95%
4 Consumer Discretionary 3.55%
5 Energy 3.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYXT
26
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
$987K 0.79%
+99,400
New +$1.04M
MIE
27
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$923K 0.74%
288,542
-174,728
-38% -$506K
TYG
28
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$903K 0.72%
36,972
-22,946
-38% -$539K
PRPB
29
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$899K 0.72%
+91,200
New +$956K
IPOF
30
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$890K 0.71%
83,161
+65,961
+383% +$888K
ME
31
DELISTED
23andMe Holding Co
ME
$862K 0.69%
+4,240
New +$1.04M
IEMG icon
32
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$806K 0.64%
+12,538
New +$825K
VLTA
33
DELISTED
Volta Inc.
VLTA
$767K 0.61%
+70,100
New +$863K
XOS icon
34
Xos
XOS
$27.7M
$740K 0.59%
+2,487
New +$808K
HZON
35
DELISTED
Horizon Acquisition Corporation II
HZON
$722K 0.58%
+70,800
New +$754K
MIR icon
36
Mirion Technologies
MIR
$3.7B
$718K 0.57%
+68,900
New +$809K
THBR
37
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$588K 0.47%
+56,500
New +$654K
SRV
38
NXG Cushing Midstream Energy Fund
SRV
$210M
$475K 0.38%
19,080
-11,808
-38% -$284K
FTOC
39
DELISTED
FTAC Olympus Acquisition Corp. Class A Ordinary Shares
FTOC
$475K 0.38%
+45,000
New +$527K
RBOT
40
DELISTED
Vicarious Surgical
RBOT
$444K 0.35%
1,491
-879
-37% -$269K
THW
41
abrdn World Healthcare Fund
THW
$536M
$442K 0.35%
+29,386
New +$474K
SRTA
42
Strata Critical Medical Inc
SRTA
$440M
$440K 0.35%
+42,793
New +$595K
LTRPA
43
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$432K 0.35%
+67,796
New +$367K
TTP
44
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$410K 0.33%
20,058
-17,526
-47% -$340K
FSR.WS
45
DELISTED
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$399K 0.32%
+46,722
New +$369K
TMC icon
46
TMC The Metals Company
TMC
$1.57B
$381K 0.3%
+38,400
New +$417K
DM
47
DELISTED
Desktop Metal, Inc.
DM
$355K 0.28%
2,388
-1,286
-35% -$283K
IGR
48
CBRE Global Real Estate Income Fund
IGR
$718M
$348K 0.28%
+44,641
New +$323K
BTWN
49
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$330K 0.26%
+30,421
New +$420K
BGRY
50
DELISTED
Berkshire Grey, Inc. Class A Common Stock
BGRY
$328K 0.26%
+32,400
New +$349K
1
2
3 4

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OTA Financial Group's Q1 2021 Portfolio in Review

As of Q1 2021, OTA Financial Group held 98 positions worth $125M, down 17% from $151M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

OTA Financial Group withdrew a net $37.3M in Q1 2021, closing 38 positions and reducing 15 holdings. Its most notable exit was iShares Core US Aggregate Bond ETF, an estimated $29.1M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 35% of assets, up from 26% a quarter earlier, followed by Financials and Healthcare.

Against the trend, OTA Financial Group opened a new position in Sprott Physical Gold worth $9.95M.

  • OTA Financial Group's largest Q1 2021 buy was Sprott Physical Gold: 741,662 shares worth $9.95M.
  • OTA Financial Group added most to Alphabet (Google) Class C in Q1 2021, an estimated $6.05M increase.
  • OTA Financial Group's biggest Q1 2021 reduction was Under Armour Class C, cutting an estimated $5.8M.
  • OTA Financial Group fully exited iShares Core US Aggregate Bond ETF in Q1 2021, selling an estimated $29.1M.
  • OTA Financial Group's ten largest holdings make up 69% of its $125M portfolio in Q1 2021.
  • OTA Financial Group opened 40 new positions and closed 38 in Q1 2021.
  • OTA Financial Group's portfolio value fell 17% quarter-over-quarter to $125M.

Based on OTA Financial Group's 13F filing for Q1 2021, filed 14 Apr 2021.