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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+24.16%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$151M
AUM Growth
+$43.4M
Cap. Flow
+$29.8M
Cap. Flow %
19.72%
Top 10 Hldgs %
70.81%
Holding
97
New
34
Increased
15
Reduced
9
Closed
39

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$26.5M
3
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.52M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$5.47M
5
TCF
TCF Financial Corporation Common Stock
TCF
+$5.26M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$19M
2
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$9.08M
3
BND icon
Vanguard Total Bond Market
BND
+$8.46M
4
VSLR
VIVINT SOLAR, INC.
VSLR
+$5.87M
5
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$3.42M

Sector Composition

Rank Sector Weight
1 Communication Services 25.89%
2 Financials 8.88%
3 Consumer Discretionary 6.74%
4 Energy 2.74%
5 Healthcare 2.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIOT icon
26
Riot Platforms
RIOT
$7.63B
$1.21M 0.8%
+71,000
New +$472K
TYG
27
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$1.2M 0.8%
59,918
+36,750
+159% +$668K
SPSB icon
28
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$1.2M 0.79%
+38,175
New +$1.2M
MIE
29
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$1.07M 0.71%
463,270
+313,042
+208% +$630K
SPIB icon
30
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$960K 0.64%
+25,832
New +$953K
FOXA icon
31
Fox Class A
FOXA
$24.5B
$945K 0.63%
32,457
+21,100
+186% +$589K
FEN
32
DELISTED
First Trust Energy Income and Growth Fund
FEN
$872K 0.58%
81,510
+49,160
+152% +$509K
OXY.WS icon
33
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$816K 0.54%
+119,951
New +$544K
PAGP icon
34
Plains GP Holdings
PAGP
$5.21B
$799K 0.53%
94,572
+20,384
+27% +$158K
HYLB icon
35
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$796K 0.53%
+19,883
New +$781K
IPOC.U
36
DELISTED
Social Capital Hedosophia Holdings Corp. III Units, each consisting of one Class A ordinary share an
IPOC.U
$789K 0.52%
+43,849
New +$520K
GOEV
37
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$759K 0.5%
+120
New +$710K
SPRU icon
38
Spruce Power Holding Corp
SPRU
$35.8M
$733K 0.48%
+3,861
New +$417K
RBOT
39
DELISTED
Vicarious Surgical
RBOT
$722K 0.48%
2,370
-1,398
-37% -$411K
IGSB icon
40
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$658K 0.44%
+11,942
New +$657K
SRV
41
NXG Cushing Midstream Energy Fund
SRV
$219M
$658K 0.44%
30,888
+15,470
+100% +$297K
MPLN.WS
42
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$656K 0.43%
+437,927
New +$662K
TTP
43
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$638K 0.42%
37,584
+17,636
+88% +$256K
DM
44
DELISTED
Desktop Metal, Inc.
DM
$631K 0.42%
+3,674
New +$486K
FPL
45
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$511K 0.34%
119,786
+52,470
+78% +$216K
RSI icon
46
Rush Street Interactive
RSI
$2.77B
$412K 0.27%
+19,040
New +$285K
CIICU
47
DELISTED
CIIG Merger Corp. Units
CIICU
$397K 0.26%
+12,373
New +$300K
MP.WS
48
DELISTED
MP Materials Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at
MP.WS
$396K 0.26%
+25,778
New +$267K
PDI icon
49
PIMCO Dynamic Income Fund
PDI
$7.39B
$361K 0.24%
+13,689
New +$351K
GOVT icon
50
iShares US Treasury Bond ETF
GOVT
$43.6B
$332K 0.22%
12,193
-13,116
-52% -$362K
1
2
3 4

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2020 Portfolio in Review

As of Q4 2020, OTA Financial Group held 97 positions worth $151M, up 40% from $108M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

OTA Financial Group deployed $29.8M of net new capital in Q4 2020, opening 34 new positions and adding to 15 existing holdings. Its largest new stake was iShares Core US Aggregate Bond ETF: 246,554 shares worth $29.1M.

By sector, the portfolio is most concentrated in Communication Services at 26% of assets, up from 9.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Sprott Physical Gold and Silver Trust, an estimated $19M trimmed.

  • OTA Financial Group's largest Q4 2020 buy was iShares Core US Aggregate Bond ETF: 246,554 shares worth $29.1M.
  • OTA Financial Group added most to Schwab US Aggregate Bond ETF in Q4 2020, an estimated $6.52M increase.
  • OTA Financial Group's biggest Q4 2020 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $19M.
  • OTA Financial Group fully exited Vanguard Intermediate-Term Corporate Bond ETF in Q4 2020, selling an estimated $9.08M.
  • OTA Financial Group's ten largest holdings make up 71% of its $151M portfolio in Q4 2020.
  • OTA Financial Group opened 34 new positions and closed 39 in Q4 2020.
  • OTA Financial Group's portfolio value rose 40% quarter-over-quarter to $151M.

Based on OTA Financial Group's 13F filing for Q4 2020, filed 20 Jan 2021.