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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+23.87%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$108M
AUM Growth
+$19.5M
Cap. Flow
+$16M
Cap. Flow %
14.88%
Top 10 Hldgs %
67.27%
Holding
86
New
48
Increased
9
Reduced
6
Closed
23

Top Buys

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$26.1M
2
BND icon
Vanguard Total Bond Market
BND
+$8.5M
3
VSLR
VIVINT SOLAR, INC.
VSLR
+$3.58M
4
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$2.84M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.42M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$10.8M
2
LEN.B icon
Lennar Class B
LEN.B
+$9.47M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$6.5M
4
PHYS icon
Sprott Physical Gold
PHYS
+$5.63M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.57M

Sector Composition

Rank Sector Weight
1 Communication Services 9.23%
2 Industrials 7.29%
3 Consumer Discretionary 4.84%
4 Financials 2.56%
5 Energy 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAB icon
26
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.76B
$780K 0.72%
+25,329
New +$784K
PRPLW
27
DELISTED
Purple Innovation, Inc.
PRPLW
$740K 0.69%
+109,560
New +$602K
GOVT icon
28
iShares US Treasury Bond ETF
GOVT
$43.6B
$707K 0.66%
+25,309
New +$710K
SHYG icon
29
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$695K 0.64%
+15,814
New +$695K
VLDR
30
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$618K 0.57%
+33,107
New +$649K
HFRO
31
Highland Opportunities and Income Fund
HFRO
$417M
$612K 0.57%
71,347
+11,659
+20% +$98.2K
BEEMW
32
DELISTED
Beam Global Warrant
BEEMW
$458K 0.42%
+74,701
New +$480K
PAGP icon
33
Plains GP Holdings
PAGP
$5.21B
$451K 0.42%
74,188
-276,284
-79% -$2.12M
PSTH
34
PUT
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$408K 0.38%
+18,000
New +$404K
GER
35
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$391K 0.36%
+65,466
New +$466K
KYN icon
36
Kayne Anderson Energy Infrastructure Fund
KYN
$2.47B
$384K 0.36%
+96,368
New +$460K
HYT icon
37
BlackRock Corporate High Yield Fund
HYT
$1.36B
$364K 0.34%
+34,150
New +$368K
TYG
38
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$342K 0.32%
+23,168
New +$377K
CCL icon
39
Carnival Corporation Ltd
CCL
$38.1B
$338K 0.31%
+22,321
New +$345K
AIG icon
40
CALL
American International
AIG
$41.7B
$330K 0.31%
+12,000
New +$358K
FEI
41
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$323K 0.3%
+69,640
New +$363K
VKQ icon
42
Invesco Municipal Trust
VKQ
$541M
$320K 0.3%
+26,702
New +$328K
FOXA icon
43
Fox Class A
FOXA
$24.5B
$316K 0.29%
+11,357
New +$301K
FEN
44
DELISTED
First Trust Energy Income and Growth Fund
FEN
$293K 0.27%
+32,350
New +$322K
SPXX icon
45
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$283K 0.26%
21,291
-46,441
-69% -$625K
HIX
46
Western Asset High Income Fund II
HIX
$349M
$278K 0.26%
+43,581
New +$285K
HPI
47
John Hancock Preferred Income Fund
HPI
$430M
$272K 0.25%
+14,496
New +$291K
BFK
48
DELISTED
BlackRock Municipal Income Trust
BFK
$270K 0.25%
+19,761
New +$280K
BRW
49
Saba Capital Income & Opportunities Fund
BRW
$336M
$262K 0.24%
+29,738
New +$261K
NTG
50
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$248K 0.23%
+17,119
New +$287K
1
2
3 4

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LAM
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OTA Financial Group's Q3 2020 Portfolio in Review

As of Q3 2020, OTA Financial Group held 86 positions worth $108M, up 22% from $88.3M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

OTA Financial Group deployed $16M of net new capital in Q3 2020, opening 48 new positions and adding to 9 existing holdings. Its largest new stake was Sprott Physical Gold and Silver Trust: 1,358,348 shares worth $24.9M.

By sector, the portfolio is most concentrated in Communication Services at 9.2% of assets, up from 7.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Lennar Class B, an estimated $9.47M trimmed.

  • OTA Financial Group's largest Q3 2020 buy was Sprott Physical Gold and Silver Trust: 1,358,348 shares worth $24.9M.
  • OTA Financial Group added most to Schwab US Aggregate Bond ETF in Q3 2020, an estimated $2.84M increase.
  • OTA Financial Group's biggest Q3 2020 reduction was Lennar Class B, cutting an estimated $9.47M.
  • OTA Financial Group fully exited iShares Core US Aggregate Bond ETF in Q3 2020, selling an estimated $10.8M.
  • OTA Financial Group's ten largest holdings make up 67% of its $108M portfolio in Q3 2020.
  • OTA Financial Group opened 48 new positions and closed 23 in Q3 2020.
  • OTA Financial Group's portfolio value rose 22% quarter-over-quarter to $108M.

Based on OTA Financial Group's 13F filing for Q3 2020, filed 28 Oct 2020.