We are live on ! Find out more
OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-23.82%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$80.2M
AUM Growth
-$69.5M
Cap. Flow
-$24.7M
Cap. Flow %
-30.8%
Top 10 Hldgs %
73.71%
Holding
84
New
30
Increased
9
Reduced
3
Closed
42

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.08M
2
MS icon
Morgan Stanley
MS
+$5.23M
3
LEN.B icon
Lennar Class B
LEN.B
+$4.91M
4
CUK
Carnival PLC
CUK
+$4.78M
5
GLIBA
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
+$3.49M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$12.2M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$10.4M
3
ZIONW
Zions Bancorporation N.A. Warrants
ZIONW
+$9.89M
4
CHTR icon
Charter Communications
CHTR
+$7.93M
5
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$6.78M

Sector Composition

Rank Sector Weight
1 Communication Services 36.77%
2 Consumer Discretionary 7.54%
3 Financials 5.99%
4 Energy 2.87%
5 Technology 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCI
26
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$531K 0.66%
31,622
+18,449
+140% +$427K
DSL
27
DoubleLine Income Solutions Fund
DSL
$1.22B
$524K 0.65%
+39,320
New +$722K
ARDC
28
Are Dynamic Credit Allocation Fund
ARDC
$297M
$505K 0.63%
+46,887
New +$669K
BGH
29
Barings Global Short Duration High Yield Fund
BGH
$282M
$467K 0.58%
+41,984
New +$673K
AMOV
30
DELISTED
America Movil SAB de CV
AMOV
$431K 0.54%
+37,871
New +$569K
DIAX
31
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$424K 0.53%
+33,866
New +$544K
RA
32
Brookfield Real Assets Income Fund
RA
$708M
$423K 0.53%
28,832
+15,718
+120% +$314K
SPXX icon
33
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$402K 0.5%
+34,737
New +$519K
BRW
34
Saba Capital Income & Opportunities Fund
BRW
$336M
$381K 0.48%
+51,419
New +$488K
NUV icon
35
Nuveen Municipal Value Fund
NUV
$1.92B
$374K 0.47%
+38,323
New +$403K
S
36
DELISTED
Sprint Corporation
S
$258K 0.32%
+29,980
New +$210K
VVR icon
37
Invesco Senior Income Trust
VVR
$457M
$257K 0.32%
+79,866
New +$316K
PFN
38
PIMCO Income Strategy Fund II
PFN
$698M
$245K 0.31%
+32,375
New +$319K
NVTA
39
DELISTED
Invitae Corporation
NVTA
$241K 0.3%
+17,677
New +$323K
MYD
40
DELISTED
BlackRock MuniYield Fund
MYD
$235K 0.29%
+18,535
New +$266K
VCV icon
41
Invesco California Value Municipal Income Trust
VCV
$518M
$231K 0.29%
+20,463
New +$256K
BDJ icon
42
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$212K 0.26%
+32,547
New +$278K
ADEA icon
43
Adeia
ADEA
$2.94B
– –
-243,481
Closed -$1.19M
AM icon
44
Antero Midstream
AM
$10.4B
– –
-29,326
Closed -$222K
AOD
45
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
– –
-50,580
Closed -$452K
AUPH icon
46
PUT
Aurinia Pharmaceuticals
AUPH
$1.91B
– –
-140,000
Closed -$2.84M
BKLN icon
47
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-31,915
Closed -$728K
BOE icon
48
BlackRock Enhanced Global Dividend Trust
BOE
$673M
– –
-22,607
Closed -$248K
CEF icon
49
Sprott Physical Gold and Silver Trust
CEF
$7.4B
– –
-833,789
Closed -$12.2M
CHTR icon
50
Charter Communications
CHTR
$17.3B
– –
-16,342
Closed -$7.93M
1
2
3 4

Similar funds

AFG
Affinia Financial Group Burlington, Massachusetts $144M AUM 15.67% 1-Year Est. Return
KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
BMS Financial Advisors Rapid City, South Dakota $153M AUM 14.47% 1-Year Est. Return
CWAG
Carlsbad Wealth Advisory Group Carlsbad, California $155M AUM
PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q1 2020 Portfolio in Review

As of Q1 2020, OTA Financial Group held 84 positions worth $80.2M, down 46% from $150M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

OTA Financial Group withdrew a net $24.7M in Q1 2020, closing 42 positions and reducing 3 holdings. Its most notable exit was Sprott Physical Gold and Silver Trust, an estimated $12.2M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 37% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, OTA Financial Group opened a new position in Morgan Stanley worth $3.78M.

  • OTA Financial Group's largest Q1 2020 buy was Morgan Stanley: 111,074 shares worth $3.78M.
  • OTA Financial Group added most to Alphabet (Google) Class C in Q1 2020, an estimated $6.08M increase.
  • OTA Financial Group's biggest Q1 2020 reduction was American International Group, Inc., cutting an estimated $10.4M.
  • OTA Financial Group fully exited Sprott Physical Gold and Silver Trust in Q1 2020, selling an estimated $12.2M.
  • OTA Financial Group's ten largest holdings make up 74% of its $80.2M portfolio in Q1 2020.
  • OTA Financial Group opened 30 new positions and closed 42 in Q1 2020.
  • OTA Financial Group's portfolio value fell 46% quarter-over-quarter to $80.2M.

Based on OTA Financial Group's 13F filing for Q1 2020, filed 15 Apr 2020.