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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.61%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$28.2M
Cap. Flow
+$30.5M
Cap. Flow %
20.39%
Top 10 Hldgs %
73.68%
Holding
83
New
36
Increased
12
Reduced
6
Closed
29

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$20.1M
2
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$8.26M
3
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$8.24M
4
CHTR icon
Charter Communications
CHTR
+$7.52M
5
PAA icon
Plains All American Pipeline
PAA
+$5.55M

Top Sells

Rank Stock Value
1
LBRDK icon
Liberty Broadband Class C
LBRDK
+$15.4M
2
PHYS icon
Sprott Physical Gold
PHYS
+$11.5M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$5.06M
4
STI
SunTrust Banks, Inc.
STI
+$2.71M
5
AIG.WS
American International Group, Inc.
AIG.WS
+$1.93M

Sector Composition

Rank Sector Weight
1 Communication Services 23.86%
2 Energy 9.67%
3 Technology 2.57%
4 Financials 1.67%
5 Consumer Discretionary 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PE
26
DELISTED
PARSLEY ENERGY INC
PE
$887K 0.59%
+46,935
New +$775K
JMF
27
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$809K 0.54%
+104,322
New +$806K
Z icon
28
Zillow
Z
$7.64B
$791K 0.53%
+17,239
New +$642K
AVTR.PRA
29
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$742K 0.5%
+11,793
New +$673K
GDX icon
30
VanEck Gold Miners ETF
GDX
$22.7B
$738K 0.49%
+25,214
New +$689K
BKLN icon
31
Invesco Senior Loan ETF
BKLN
$6.97B
$728K 0.49%
+31,915
New +$720K
IFFT
32
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$631K 0.42%
+13,152
New +$632K
AKS
33
DELISTED
AK Steel Holding Corp
AKS
$536K 0.36%
+163,160
New +$452K
IRR
34
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$487K 0.33%
+118,324
New +$455K
UA icon
35
Under Armour Class C
UA
$2.99B
$481K 0.32%
+25,099
New +$442K
TWNKW
36
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$453K 0.3%
230,427
+22,985
+11% +$34.6K
AOD
37
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$452K 0.3%
50,580
+15,094
+43% +$129K
UBER icon
38
Uber
UBER
$143B
$436K 0.29%
+14,663
New +$435K
PCI
39
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$331K 0.22%
+13,173
New +$331K
HBAN icon
40
Huntington Bancshares
HBAN
$34.6B
$324K 0.22%
+21,494
New +$315K
GAB icon
41
Gabelli Equity Trust
GAB
$1.76B
$322K 0.22%
54,131
+3,641
+7% +$21.6K
RA
42
Brookfield Real Assets Income Fund
RA
$706M
$279K 0.19%
13,114
+2,550
+24% +$56.7K
AFT
43
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$257K 0.17%
+17,022
New +$251K
BOE icon
44
BlackRock Enhanced Global Dividend Trust
BOE
$664M
$248K 0.17%
+22,607
New +$240K
MMU
45
Western Asset Managed Municipals Fund
MMU
$550M
$232K 0.16%
17,478
-22,024
-56% -$301K
AM icon
46
Antero Midstream
AM
$10.4B
$222K 0.15%
+29,326
New +$186K
FCF icon
47
First Commonwealth Financial
FCF
$2.17B
$214K 0.14%
+14,796
New +$208K
WLL
48
DELISTED
Whiting Petroleum Corporation
WLL
$213K 0.14%
+387
New +$187K
PR
49
Permian Resources
PR
$16.6B
$211K 0.14%
+45,854
New +$168K
UGP icon
50
Ultrapar
UGP
$6.77B
$208K 0.14%
+33,299
New +$169K
1
2
3 4

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2019 Portfolio in Review

As of Q4 2019, OTA Financial Group held 83 positions worth $150M, up 23% from $121M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

OTA Financial Group deployed $30.5M of net new capital in Q4 2019, opening 36 new positions and adding to 12 existing holdings. Its largest new stake was Alphabet (Google) Class C: 311,880 shares worth $20.8M.

By sector, the portfolio is most concentrated in Communication Services at 24% of assets, up from 15% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Sprott Physical Gold, an estimated $11.5M trimmed.

  • OTA Financial Group's largest Q4 2019 buy was Alphabet (Google) Class C: 311,880 shares worth $20.8M.
  • OTA Financial Group added most to Liberty Media Corporation Series C Liberty SiriusXM Common Stock in Q4 2019, an estimated $8.26M increase.
  • OTA Financial Group's biggest Q4 2019 reduction was Sprott Physical Gold, cutting an estimated $11.5M.
  • OTA Financial Group fully exited Liberty Broadband Class C in Q4 2019, selling an estimated $15.4M.
  • OTA Financial Group's ten largest holdings make up 74% of its $150M portfolio in Q4 2019.
  • OTA Financial Group opened 36 new positions and closed 29 in Q4 2019.
  • OTA Financial Group's portfolio value rose 23% quarter-over-quarter to $150M.

Based on OTA Financial Group's 13F filing for Q4 2019, filed 21 Jan 2020.