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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$121M
AUM Growth
-$6.88M
Cap. Flow
-$11M
Cap. Flow %
-9.07%
Top 10 Hldgs %
79.41%
Holding
79
New
31
Increased
6
Reduced
10
Closed
32

Top Buys

Rank Stock Value
1
AIG.WS
American International Group, Inc.
AIG.WS
+$21.2M
2
LBRDK icon
Liberty Broadband Class C
LBRDK
+$15.3M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$5.85M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$4.98M
5
VIAB
Viacom Inc. Class B
VIAB
+$2.18M

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$21.5M
2
CHTR icon
Charter Communications
CHTR
+$10.2M
3
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$6.13M
4
PHYS icon
Sprott Physical Gold
PHYS
+$3.25M
5
OPLN
Openlane
OPLN
+$2.79M

Sector Composition

Rank Sector Weight
1 Communication Services 15.15%
2 Energy 5.37%
3 Financials 2.46%
4 Consumer Discretionary 1.51%
5 Healthcare 1.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMU
26
Western Asset Managed Municipals Fund
MMU
$550M
$543K 0.45%
+39,502
New +$560K
EPI icon
27
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$524K 0.43%
+21,974
New +$528K
BTT icon
28
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$464K 0.38%
+19,647
New +$464K
GHY
29
PGIM Global High Yield Fund
GHY
$481M
$432K 0.36%
+30,080
New +$432K
LBTYK icon
30
Liberty Global Class C
LBTYK
$3.38B
$409K 0.34%
+17,209
New +$448K
TWNKW
31
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$354K 0.29%
207,442
-333,833
-62% -$595K
DSE
32
DELISTED
Duff & Phelps Select MLP and Midstream Energy Fund Inc.
DSE
$351K 0.29%
+7,750
New +$377K
VCV icon
33
Invesco California Value Municipal Income Trust
VCV
$518M
$339K 0.28%
+26,495
New +$346K
VGM icon
34
Invesco Trust Investment Grade Municipals
VGM
$551M
$311K 0.26%
+24,175
New +$313K
BGH
35
Barings Global Short Duration High Yield Fund
BGH
$282M
$306K 0.25%
+17,638
New +$314K
JQC icon
36
Nuveen Credit Strategies Income Fund
JQC
$702M
$299K 0.25%
+40,004
New +$305K
AOD
37
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$295K 0.24%
+35,486
New +$293K
GAB icon
38
Gabelli Equity Trust
GAB
$1.76B
$295K 0.24%
+50,490
New +$301K
BPYU
39
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$294K 0.24%
14,466
-317,639
-96% -$6.13M
PCF
40
High Income Securities Fund
PCF
$99.4M
$281K 0.23%
+33,205
New +$277K
GECC icon
41
Great Elm Capital Corp
GECC
$71.5M
$278K 0.23%
5,670
-1,642
-22% -$83.4K
ACV
42
Virtus Diversified Income & Convertible Fund
ACV
$277M
$257K 0.21%
+11,322
New +$267K
NEX
43
DELISTED
NexTier Oilfield Solutions Inc.
NEX
$257K 0.21%
+42,499
New +$249K
MVF
44
DELISTED
BlackRock MuniVest Fund
MVF
$241K 0.2%
+26,277
New +$244K
TEI
45
Templeton Emerging Markets Income Fund
TEI
$313M
$240K 0.2%
+26,437
New +$256K
RA
46
Brookfield Real Assets Income Fund
RA
$706M
$238K 0.2%
10,564
+486
+5% +$10.8K
EXG icon
47
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.94B
$205K 0.17%
+24,992
New +$205K
BKF icon
48
iShares MSCI BIC ETF
BKF
$76.7M
– –
-15,040
Closed -$638K
CHTR icon
49
Charter Communications
CHTR
$16.6B
– –
-25,755
Closed -$10.2M
DHR icon
50
Danaher
DHR
$140B
– –
-13,613
Closed -$1.72M
1
2
3 4

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2019 Portfolio in Review

As of Q3 2019, OTA Financial Group held 79 positions worth $121M, down 5.4% from $128M the previous quarter. Its ten largest holdings account for 79% of the portfolio.

OTA Financial Group withdrew a net $11M in Q3 2019, closing 32 positions and reducing 10 holdings. Its most notable exit was Alphabet (Google) Class A, an estimated $21.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 15% of assets, down from 30% a quarter earlier, followed by Energy and Financials.

Against the trend, OTA Financial Group opened a new position in Liberty Broadband Class C worth $15.4M.

  • OTA Financial Group's largest Q3 2019 buy was Liberty Broadband Class C: 146,840 shares worth $15.4M.
  • OTA Financial Group added most to American International Group, Inc. in Q3 2019, an estimated $21.2M increase.
  • OTA Financial Group's biggest Q3 2019 reduction was Brookfield Property REIT Inc. Class A Common Stock, cutting an estimated $6.13M.
  • OTA Financial Group fully exited Alphabet (Google) Class A in Q3 2019, selling an estimated $21.5M.
  • OTA Financial Group's ten largest holdings make up 79% of its $121M portfolio in Q3 2019.
  • OTA Financial Group opened 31 new positions and closed 32 in Q3 2019.
  • OTA Financial Group's portfolio value fell 5.4% quarter-over-quarter to $121M.

Based on OTA Financial Group's 13F filing for Q3 2019, filed 28 Oct 2019.