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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+15.64%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$117M
AUM Growth
-$96M
Cap. Flow
-$102M
Cap. Flow %
-87.62%
Top 10 Hldgs %
78.01%
Holding
83
New
21
Increased
8
Reduced
6
Closed
47

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$37.4M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$13.7M
3
CHTR icon
Charter Communications
CHTR
+$11.3M
4
AABA
Altaba Inc
AABA
+$3.32M
5
DD icon
DuPont de Nemours
DD
+$3.11M

Top Sells

Rank Stock Value
1
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$141M
2
GOLD
Randgold Resources Ltd
GOLD
+$9.93M
3
PSLV icon
Sprott Physical Silver Trust
PSLV
+$4.37M
4
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$2.63M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$2.33M

Sector Composition

Rank Sector Weight
1 Communication Services 45.87%
2 Real Estate 15.64%
3 Technology 7.57%
4 Materials 3.06%
5 Financials 2.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNC icon
26
Centene
CNC
$31.6B
$608K 0.52%
+11,462
New +$696K
GECC icon
27
Great Elm Capital Corp
GECC
$70.6M
$552K 0.47%
11,145
-9,917
-47% -$485K
NEM icon
28
Newmont
NEM
$96.4B
$540K 0.46%
+15,108
New +$512K
JRO
29
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$523K 0.45%
54,568
+28,773
+112% +$282K
GHY
30
PGIM Global High Yield Fund
GHY
$480M
$379K 0.33%
+27,192
New +$375K
AIG.WS
31
DELISTED
American International Group, Inc.
AIG.WS
$376K 0.32%
+67,045
New +$437K
LKSD
32
DELISTED
LSC Communications, Inc.
LKSD
$338K 0.29%
51,890
– –
GMZ
33
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$294K 0.25%
+5,248
New +$302K
TCF
34
DELISTED
TCF Financial Corporation
TCF
$236K 0.2%
+11,448
New +$250K
VKTXW
35
DELISTED
Viking Therapeutics, Inc.
VKTXW
$214K 0.18%
+23,883
New +$163K
IIM icon
36
Invesco Value Municipal Income Trust
IIM
$590M
$211K 0.18%
+14,684
New +$211K
ACV
37
Virtus Diversified Income & Convertible Fund
ACV
$275M
– –
-23,563
Closed -$438K
AUB icon
38
Atlantic Union Bankshares
AUB
$6.11B
– –
-14,487
Closed -$408K
BKLN icon
39
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-10,172
Closed -$221K
BTZ icon
40
BlackRock Credit Allocation Income Trust
BTZ
$933M
– –
-25,963
Closed -$290K
CLM icon
41
Cornerstone Strategic Value Fund
CLM
$2.2B
– –
-25,825
Closed -$284K
EMD
42
Western Asset Emerging Markets Debt Fund
EMD
$613M
– –
-20,877
Closed -$256K
EMO
43
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
– –
-5,301
Closed -$206K
EPR.PRE icon
44
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
$115M
– –
-12,416
Closed -$422K
ETJ
45
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
– –
-74,912
Closed -$608K
ETW
46
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
– –
-46,293
Closed -$441K
ETY icon
47
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
– –
-28,881
Closed -$294K
EXG icon
48
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
– –
-86,316
Closed -$643K
FAX
49
abrdn Asia-Pacific Income Fund
FAX
$595M
– –
-29,413
Closed -$682K
GAB icon
50
Gabelli Equity Trust
GAB
$1.76B
– –
-42,513
Closed -$211K
1
2
3 4

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2019 Portfolio in Review

As of Q1 2019, OTA Financial Group held 83 positions worth $117M, down 45% from $213M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

OTA Financial Group withdrew a net $102M in Q1 2019, closing 47 positions and reducing 6 holdings. Its most notable exit was Bank Of America Corporation Ws A, an estimated $141M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 46% of assets, up from 1.4% a quarter earlier, followed by Real Estate and Technology.

Against the trend, OTA Financial Group opened a new position in Alphabet (Google) Class A worth $39M.

  • OTA Financial Group's largest Q1 2019 buy was Alphabet (Google) Class A: 662,120 shares worth $39M.
  • OTA Financial Group added most to Altaba Inc in Q1 2019, an estimated $3.32M increase.
  • OTA Financial Group's biggest Q1 2019 reduction was Sprott Physical Silver Trust, cutting an estimated $4.37M.
  • OTA Financial Group fully exited Bank Of America Corporation Ws A in Q1 2019, selling an estimated $141M.
  • OTA Financial Group's ten largest holdings make up 78% of its $117M portfolio in Q1 2019.
  • OTA Financial Group opened 21 new positions and closed 47 in Q1 2019.
  • OTA Financial Group's portfolio value fell 45% quarter-over-quarter to $117M.

Based on OTA Financial Group's 13F filing for Q1 2019, filed 15 Apr 2019.