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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+4.28%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$242M
AUM Growth
-$19.7M
Cap. Flow
-$19.7M
Cap. Flow %
-8.15%
Top 10 Hldgs %
80.96%
Holding
65
New
–
Increased
–
Reduced
–
Closed
9

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
WPZ
Williams Partners L.P.
WPZ
+$7.7M
2
RSPP
RSP Permian, Inc.
RSPP
+$4.42M
3
KDP icon
Keurig Dr Pepper
KDP
+$4.27M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$813K
5
TEP
Tallgrass Energy Partners, LP
TEP
+$765K

Sector Composition

Rank Sector Weight
1 Communication Services 6.1%
2 Financials 4.06%
3 Consumer Discretionary 2.2%
4 Technology 1.02%
5 Consumer Staples 0.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
26
BlackRock Enhanced International Dividend Trust
BGY
$513M
$1.06M 0.44%
184,804
– –
NVG icon
27
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$950K 0.39%
65,128
– –
JNK icon
28
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$934K 0.39%
8,781
– –
AIG icon
29
American International
AIG
$42.9B
$848K 0.35%
16,000
– –
NFJ
30
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$832K 0.34%
65,963
– –
BBL
31
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$742K 0.31%
16,510
– –
TWNKW
32
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$711K 0.29%
418,247
– –
CSQ icon
33
Calamos Strategic Total Return Fund
CSQ
$3.19B
$707K 0.29%
55,817
– –
LEXEA
34
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$660K 0.27%
15,026
– –
TFI icon
35
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$655K 0.27%
13,669
– –
GHY
36
PGIM Global High Yield Fund
GHY
$480M
$644K 0.27%
47,214
– –
CUK
37
DELISTED
Carnival PLC
CUK
$611K 0.25%
10,606
– –
NZF icon
38
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$574K 0.24%
40,083
– –
SJNK icon
39
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$562K 0.23%
20,619
– –
EIDO icon
40
iShares MSCI Indonesia ETF
EIDO
$467M
$558K 0.23%
24,336
– –
RPT.PRD
41
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$558K 0.23%
10,504
– –
VVR icon
42
Invesco Senior Income Trust
VVR
$454M
$550K 0.23%
128,511
– –
EEM icon
43
iShares MSCI Emerging Markets ETF
EEM
$28B
$446K 0.18%
10,300
– –
PTY icon
44
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$420K 0.17%
24,038
– –
USA icon
45
Liberty All-Star Equity Fund
USA
$1.79B
$417K 0.17%
65,188
– –
EFT
46
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$407K 0.17%
28,095
– –
ABEOW
47
DELISTED
Abeona Therapeutics Inc Warrant
ABEOW
$360K 0.15%
35,426
– –
DISCK
48
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$289K 0.12%
11,349
– –
TY icon
49
TRI-Continental Corp
TY
$1.86B
$272K 0.11%
10,286
– –
AOD
50
abrdn Total Dynamic Dividend Fund
AOD
$1.09B
$265K 0.11%
30,327
– –
1
2
3

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FNBOSM
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OTA Financial Group's Q3 2018 Portfolio in Review

As of Q3 2018, OTA Financial Group held 65 positions worth $242M, down 7.5% from $261M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

OTA Financial Group withdrew a net $19.7M in Q3 2018, closing 9 positions. Its most notable exit was Williams Partners L.P., an estimated $7.7M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 6.1% of assets, up from 5.6% a quarter earlier, followed by Financials and Consumer Discretionary.

  • OTA Financial Group fully exited Williams Partners L.P. in Q3 2018, selling an estimated $7.7M.
  • OTA Financial Group's ten largest holdings make up 81% of its $242M portfolio in Q3 2018.
  • OTA Financial Group opened 0 new positions and closed 9 in Q3 2018.
  • OTA Financial Group's portfolio value fell 7.5% quarter-over-quarter to $242M.

Based on OTA Financial Group's 13F filing for Q3 2018, filed 19 Oct 2018.