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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$181M
AUM Growth
+$29.2M
Cap. Flow
+$27.5M
Cap. Flow %
15.15%
Top 10 Hldgs %
81.82%
Holding
87
New
33
Increased
14
Reduced
6
Closed
33

Top Buys

1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$28.3M
2
JPM.WS
JPMorgan Chase
JPM.WS
+$6.08M
3
CHTR icon
Charter Communications
CHTR
+$5.09M
4
AIG.WS
American International Group, Inc.
AIG.WS
+$4.59M
5
COL
Rockwell Collins
COL
+$3.62M

Top Sells

1
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$17M
2
POT
Potash Corp Of Saskatchewan
POT
+$5.61M
3
DD
Du Pont De Nemours E I
DD
+$3.14M
4
LSXMA
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
+$2.71M
5
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$2.23M

Sector Composition

1 Communication Services 5.1%
2 Financials 2.5%
3 Consumer Staples 1.59%
4 Consumer Discretionary 1.38%
5 Technology 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKHU
26
DELISTED
Black Hills Corporation
BKHU
$817K 0.45%
10,835
-1,082
-9% -$81.6K
LSXMK
27
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$767K 0.42%
+24,055
New +$783K
CEF icon
28
Sprott Physical Gold and Silver Trust
CEF
$7.3B
$757K 0.42%
59,750
+13,978
+31% +$177K
NVG icon
29
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.73B
$751K 0.41%
+48,853
New +$755K
EFA icon
30
iShares MSCI EAFE ETF
EFA
$76.5B
$706K 0.39%
+10,314
New +$689K
ADX icon
31
Adams Diversified Equity Fund
ADX
$3.18B
$667K 0.37%
43,869
+28,234
+181% +$416K
EEP
32
DELISTED
Enbridge Energy Partners
EEP
$583K 0.32%
+36,536
New +$563K
BDJ icon
33
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$572K 0.32%
+63,073
New +$561K
HES
34
DELISTED
Hess
HES
$550K 0.3%
+11,737
New +$496K
RPT.PRD
35
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$541K 0.3%
10,007
-36,850
-79% -$1.99M
IMVP
36
Invesco India ETF
IMVP
$124M
$521K 0.29%
+22,016
New +$536K
FXI icon
37
iShares China Large-Cap ETF
FXI
$4.6B
$517K 0.29%
+11,749
New +$503K
DISCK
38
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$500K 0.28%
+24,714
New +$555K
EFT
39
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$482K 0.27%
+32,977
New +$491K
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$435K 0.24%
10,000
– –
CUNB
41
DELISTED
CU Bancorp
CUNB
$427K 0.24%
+11,015
New +$401K
CHUBK
42
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
$412K 0.23%
+19,310
New +$379K
FWONA icon
43
Liberty Media Series A
FWONA
$23.5B
$406K 0.22%
11,631
-21,858
-65% -$733K
WNRL
44
DELISTED
Western Refining Logistics, LP
WNRL
$375K 0.21%
+14,537
New +$368K
NAC icon
45
Nuveen California Quality Municipal Income Fund
NAC
$1.87B
$372K 0.21%
+24,956
New +$380K
LBTYK icon
46
Liberty Global Class C
LBTYK
$3.41B
$346K 0.19%
+10,596
New +$342K
TFCF
47
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$323K 0.18%
+12,529
New +$340K
GHY
48
PGIM Global High Yield Fund
GHY
$484M
$307K 0.17%
20,616
-13,630
-40% -$203K
ZWS icon
49
Zurn Elkay Water Solutions
ZWS
$7.96B
$287K 0.16%
+23,477
New +$272K
EOS
50
Eaton Vance Enhance Equity Income Fund II
EOS
$1.16B
$275K 0.15%
+18,404
New +$275K
1
2
3 4

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AFG
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KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q3 2017 Portfolio in Review

As of Q3 2017, OTA Financial Group held 87 positions worth $181M, up 19% from $152M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

OTA Financial Group deployed $27.5M of net new capital in Q3 2017, opening 33 new positions and adding to 14 existing holdings. Its largest new stake was Charter Communications: 13,663 shares worth $4.96M.

By sector, the portfolio is most concentrated in Communication Services at 5.1% of assets, up from 1.4% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Bank Of America Corporation Ws A, an estimated $17M trimmed.

  • OTA Financial Group's largest Q3 2017 buy was Charter Communications: 13,663 shares worth $4.96M.
  • OTA Financial Group added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q3 2017, an estimated $28.3M increase.
  • OTA Financial Group's biggest Q3 2017 reduction was Bank Of America Corporation Ws A, cutting an estimated $17M.
  • OTA Financial Group fully exited Potash Corp Of Saskatchewan in Q3 2017, selling an estimated $5.61M.
  • OTA Financial Group's ten largest holdings make up 82% of its $181M portfolio in Q3 2017.
  • OTA Financial Group opened 33 new positions and closed 33 in Q3 2017.
  • OTA Financial Group's portfolio value rose 19% quarter-over-quarter to $181M.

Based on OTA Financial Group's 13F filing for Q3 2017, filed 20 Oct 2017.