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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-1.31%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$152M
AUM Growth
-$7.4M
Cap. Flow
-$7.4M
Cap. Flow %
-4.87%
Top 10 Hldgs %
80.45%
Holding
58
New
–
Increased
–
Reduced
–
Closed
4

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
PVTB
PrivateBancorp Inc
PVTB
+$4.08M
2
AMT.PRA
American Tower Corporation
AMT.PRA
+$2.23M
3
EXCU
Exelon Corporation
EXCU
+$830K
4
ETP
Energy Transfer Partners, L.P.
ETP
+$268K

Sector Composition

Rank Sector Weight
1 Materials 5.75%
2 Consumer Discretionary 2.76%
3 Financials 1.67%
4 Consumer Staples 1.49%
5 Communication Services 1.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGF.B
26
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$684K 0.45%
28,069
– –
ITM icon
27
VanEck Intermediate Muni ETF
ITM
$2.14B
$630K 0.41%
13,446
– –
CEF icon
28
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$588K 0.39%
45,772
– –
SWNC
29
DELISTED
Southwestern Energy Company
SWNC
$587K 0.39%
29,710
– –
BGY icon
30
BlackRock Enhanced International Dividend Trust
BGY
$512M
$582K 0.38%
100,606
– –
BRW
31
Saba Capital Income & Opportunities Fund
BRW
$336M
$570K 0.37%
52,756
– –
BIT icon
32
BlackRock Multi-Sector Income Trust
BIT
$696M
$554K 0.36%
32,026
– –
DYN.PRA
33
DELISTED
Dynegy Inc.
DYN.PRA
$530K 0.35%
18,300
– –
GHY
34
PGIM Global High Yield Fund
GHY
$478M
$509K 0.33%
34,246
– –
WFC.WS
35
DELISTED
Wells Fargo & Company Ws
WFC.WS
$468K 0.31%
21,100
– –
JQC icon
36
Nuveen Credit Strategies Income Fund
JQC
$702M
$461K 0.3%
53,114
– –
EWH icon
37
iShares MSCI Hong Kong ETF
EWH
$1.22B
$440K 0.29%
19,814
– –
STL
38
DELISTED
Sterling Bancorp
STL
$425K 0.28%
17,957
– –
VWO icon
39
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$397K 0.26%
10,000
– –
USA icon
40
Liberty All-Star Equity Fund
USA
$1.75B
$388K 0.26%
71,244
– –
PSLV icon
41
Sprott Physical Silver Trust
PSLV
$11.9B
$342K 0.22%
49,639
– –
LILA icon
42
Liberty Latin America Class A
LILA
$1.51B
$332K 0.22%
23,358
– –
NTG
43
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$303K 0.2%
1,458
– –
BLW icon
44
BlackRock Limited Duration Income Trust
BLW
$491M
$284K 0.19%
18,284
– –
BOE icon
45
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$281K 0.18%
22,713
– –
JRO
46
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$270K 0.18%
23,051
– –
NFJ
47
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$259K 0.17%
20,126
– –
SABA
48
Saba Capital Income & Opportunities Fund II
SABA
$220M
$250K 0.16%
18,854
– –
PBR icon
49
Petrobras
PBR
$121B
$226K 0.15%
23,399
– –
NAD icon
50
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$215K 0.14%
15,727
– –
1
2
3

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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q2 2017 Portfolio in Review

As of Q2 2017, OTA Financial Group held 58 positions worth $152M, down 4.6% from $159M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

OTA Financial Group withdrew a net $7.4M in Q2 2017, closing 4 positions. Its most notable exit was PrivateBancorp Inc, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Materials at 5.8% of assets, up from 5.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • OTA Financial Group fully exited PrivateBancorp Inc in Q2 2017, selling an estimated $4.08M.
  • OTA Financial Group's ten largest holdings make up 80% of its $152M portfolio in Q2 2017.
  • OTA Financial Group opened 0 new positions and closed 4 in Q2 2017.
  • OTA Financial Group's portfolio value fell 4.6% quarter-over-quarter to $152M.

Based on OTA Financial Group's 13F filing for Q2 2017, filed 14 Jul 2017.