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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+11.9%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$159M
AUM Growth
-$31.8M
Cap. Flow
-$46.3M
Cap. Flow %
-29.02%
Top 10 Hldgs %
77.86%
Holding
94
New
40
Increased
9
Reduced
9
Closed
36

Top Buys

Rank Stock Value
1
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$22.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$10.4M
3
PVTB
PrivateBancorp Inc
PVTB
+$3.85M
4
DD
Du Pont De Nemours E I
DD
+$3.03M
5
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$2.99M

Top Sells

Rank Stock Value
1
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$32.5M
2
JPM.WS
JPMorgan Chase
JPM.WS
+$27.3M
3
LSXMK
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
+$6.73M
4
WFC.WS
Wells Fargo & Company Ws
WFC.WS
+$6.44M
5
LVNTA
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
+$6.28M

Sector Composition

Rank Sector Weight
1 Materials 5.49%
2 Financials 4.15%
3 Consumer Discretionary 2.63%
4 Consumer Staples 1.42%
5 Communication Services 1.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXCU
26
DELISTED
Exelon Corporation
EXCU
$830K 0.52%
+16,827
New +$827K
EXG icon
27
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$791K 0.5%
92,921
+36,179
+64% +$306K
VEA icon
28
Vanguard FTSE Developed Markets ETF
VEA
$226B
$786K 0.49%
+20,000
New +$766K
LGF.B
29
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$684K 0.43%
+28,069
New +$712K
ITM icon
30
VanEck Intermediate Muni ETF
ITM
$2.14B
$630K 0.4%
13,446
+2,782
+26% +$130K
CEF icon
31
Sprott Physical Gold and Silver Trust
CEF
$7.43B
$588K 0.37%
+45,772
New +$568K
SWNC
32
DELISTED
Southwestern Energy Company
SWNC
$587K 0.37%
+29,710
New +$635K
BGY icon
33
BlackRock Enhanced International Dividend Trust
BGY
$512M
$582K 0.37%
+100,606
New +$574K
BRW
34
Saba Capital Income & Opportunities Fund
BRW
$336M
$570K 0.36%
52,756
+18,782
+55% +$208K
BIT icon
35
BlackRock Multi-Sector Income Trust
BIT
$696M
$554K 0.35%
+32,026
New +$549K
DYN.PRA
36
DELISTED
Dynegy Inc.
DYN.PRA
$530K 0.33%
+18,300
New +$577K
GHY
37
PGIM Global High Yield Fund
GHY
$478M
$509K 0.32%
+34,246
New +$513K
WFC.WS
38
DELISTED
Wells Fargo & Company Ws
WFC.WS
$468K 0.29%
21,100
-277,992
-93% -$6.44M
JQC icon
39
Nuveen Credit Strategies Income Fund
JQC
$702M
$461K 0.29%
+53,114
New +$469K
EWH icon
40
iShares MSCI Hong Kong ETF
EWH
$1.22B
$440K 0.28%
+19,814
New +$423K
STL
41
DELISTED
Sterling Bancorp
STL
$425K 0.27%
+17,957
New +$432K
VWO icon
42
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$397K 0.25%
+10,000
New +$386K
USA icon
43
Liberty All-Star Equity Fund
USA
$1.75B
$388K 0.24%
+71,244
New +$386K
PSLV icon
44
Sprott Physical Silver Trust
PSLV
$11.9B
$342K 0.21%
49,639
-167,227
-77% -$1.11M
LILA icon
45
Liberty Latin America Class A
LILA
$1.51B
$332K 0.21%
+23,358
New +$347K
NTG
46
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$303K 0.19%
+1,458
New +$294K
BLW icon
47
BlackRock Limited Duration Income Trust
BLW
$491M
$284K 0.18%
18,284
-5,997
-25% -$93.9K
BOE icon
48
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$281K 0.18%
+22,713
New +$277K
JRO
49
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$270K 0.17%
+23,051
New +$281K
ETP
50
DELISTED
Energy Transfer Partners, L.P.
ETP
$268K 0.17%
+10,988
New +$274K
1
2
3 4

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KCMRT
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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q1 2017 Portfolio in Review

As of Q1 2017, OTA Financial Group held 94 positions worth $159M, down 17% from $191M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

OTA Financial Group withdrew a net $46.3M in Q1 2017, closing 36 positions and reducing 9 holdings. Its most notable exit was Liberty Media Corporation Series C Liberty SiriusXM Common Stock, an estimated $6.73M position sold in full.

By sector, the portfolio is most concentrated in Materials at 5.5% of assets, up from 1.8% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, OTA Financial Group opened a new position in PrivateBancorp Inc worth $4.08M.

  • OTA Financial Group's largest Q1 2017 buy was PrivateBancorp Inc: 68,736 shares worth $4.08M.
  • OTA Financial Group added most to Bank Of America Corporation Ws A in Q1 2017, an estimated $22.5M increase.
  • OTA Financial Group's biggest Q1 2017 reduction was PNC Financial Services Group Inc, cutting an estimated $32.5M.
  • OTA Financial Group fully exited Liberty Media Corporation Series C Liberty SiriusXM Common Stock in Q1 2017, selling an estimated $6.73M.
  • OTA Financial Group's ten largest holdings make up 78% of its $159M portfolio in Q1 2017.
  • OTA Financial Group opened 40 new positions and closed 36 in Q1 2017.
  • OTA Financial Group's portfolio value fell 17% quarter-over-quarter to $159M.

Based on OTA Financial Group's 13F filing for Q1 2017, filed 28 Apr 2017.