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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+42%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$191M
AUM Growth
+$80.9M
Cap. Flow
+$43M
Cap. Flow %
22.47%
Top 10 Hldgs %
77.19%
Holding
85
New
39
Increased
10
Reduced
5
Closed
31

Top Buys

Rank Stock Value
1
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$36.4M
2
PNC.WS
PNC Financial Services Group Inc
PNC.WS
+$8.52M
3
LBRDK icon
Liberty Broadband Class C
LBRDK
+$5.81M
4
AIG.WS
American International Group, Inc.
AIG.WS
+$5.67M
5
BAC.WS.A
Bank Of America Corporation Ws A
BAC.WS.A
+$5.45M

Top Sells

Rank Stock Value
1
JPM.WS
JPMorgan Chase
JPM.WS
+$19.3M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$11M
3
APD icon
Air Products & Chemicals
APD
+$10.7M
4
UA icon
Under Armour Class C
UA
+$3.31M
5
YHOO
Yahoo Inc
YHOO
+$3.25M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.6%
2 Communication Services 3.54%
3 Industrials 2.41%
4 Materials 1.85%
5 Real Estate 1.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CUK
26
DELISTED
Carnival PLC
CUK
$844K 0.44%
16,498
+5,557
+51% +$277K
EMD
27
Western Asset Emerging Markets Debt Fund
EMD
$618M
$807K 0.42%
+54,915
New +$830K
LTRPA
28
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$781K 0.41%
+51,939
New +$958K
HYD icon
29
VanEck High Yield Muni ETF
HYD
$4.5B
$752K 0.39%
+12,675
New +$770K
FAX
30
abrdn Asia-Pacific Income Fund
FAX
$595M
$707K 0.37%
+25,485
New +$741K
IGD
31
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$497M
$698K 0.37%
+102,971
New +$718K
TFCF
32
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$635K 0.33%
+23,303
New +$624K
SABA
33
Saba Capital Income & Opportunities Fund II
SABA
$223M
$625K 0.33%
+48,242
New +$608K
GDV icon
34
Gabelli Dividend & Income Trust
GDV
$2.6B
$598K 0.31%
+29,851
New +$578K
ITM icon
35
VanEck Intermediate Muni ETF
ITM
$2.17B
$494K 0.26%
+10,664
New +$505K
EXG icon
36
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.96B
$455K 0.24%
+56,742
New +$469K
CENTA icon
37
Central Garden & Pet Co Class A
CENTA
$2.4B
$448K 0.23%
+18,145
New +$393K
EWS icon
38
iShares MSCI Singapore ETF
EWS
$1.01B
$438K 0.23%
+21,996
New +$460K
EFT
39
Eaton Vance Floating-Rate Income Trust
EFT
$284M
$391K 0.2%
26,255
+9,391
+56% +$136K
BKLN icon
40
Invesco Senior Loan ETF
BKLN
$7.1B
$382K 0.2%
+16,385
New +$380K
NCV
41
Virtus Convertible & Income Fund
NCV
$379M
$381K 0.2%
+14,931
New +$386K
BRW
42
Saba Capital Income & Opportunities Fund
BRW
$339M
$376K 0.2%
+33,974
New +$364K
BLW icon
43
BlackRock Limited Duration Income Trust
BLW
$495M
$368K 0.19%
+24,281
New +$369K
VTA
44
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$350K 0.18%
+28,514
New +$337K
FEN
45
DELISTED
First Trust Energy Income and Growth Fund
FEN
$294K 0.15%
11,105
-8,511
-43% -$218K
EEP
46
DELISTED
Enbridge Energy Partners
EEP
$289K 0.15%
11,360
-34,802
-75% -$848K
RNP icon
47
Cohen & Steers REIT and Preferred and Income Fund
RNP
$992M
$273K 0.14%
14,323
+3,717
+35% +$70K
DSL
48
DoubleLine Income Solutions Fund
DSL
$1.23B
$247K 0.13%
+13,023
New +$242K
RVT icon
49
Royce Value Trust
RVT
$2.2B
$238K 0.12%
+17,849
New +$229K
CHY
50
Calamos Convertible and High Income Fund
CHY
$1.05B
$231K 0.12%
+21,896
New +$231K
1
2
3 4

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AFG
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KCMRT
Kemper Corp Master Retirement Trust Chicago, Illinois $141M AUM 3.25% 1-Year Est. Return
LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2016 Portfolio in Review

As of Q4 2016, OTA Financial Group held 85 positions worth $191M, up 73% from $110M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

OTA Financial Group deployed $43M of net new capital in Q4 2016, opening 39 new positions and adding to 10 existing holdings. Its largest new stake was Liberty Broadband Class C: 82,712 shares worth $6.13M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.6% of assets, down from 9.2% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $19.3M trimmed.

  • OTA Financial Group's largest Q4 2016 buy was Liberty Broadband Class C: 82,712 shares worth $6.13M.
  • OTA Financial Group added most to T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2016, an estimated $36.4M increase.
  • OTA Financial Group's biggest Q4 2016 reduction was JPMorgan Chase, cutting an estimated $19.3M.
  • OTA Financial Group fully exited Crown Castle International Corp. in Q4 2016, selling an estimated $11M.
  • OTA Financial Group's ten largest holdings make up 77% of its $191M portfolio in Q4 2016.
  • OTA Financial Group opened 39 new positions and closed 31 in Q4 2016.
  • OTA Financial Group's portfolio value rose 73% quarter-over-quarter to $191M.

Based on OTA Financial Group's 13F filing for Q4 2016, filed 2 Feb 2017.