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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-0.71%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$41.6M
AUM Growth
–
Cap. Flow
+$42.6M
Cap. Flow %
102.33%
Top 10 Hldgs %
64.13%
Holding
37
New
37
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.81M
2
WMB icon
Williams Companies
WMB
+$3.75M
3
CI icon
Cigna
CI
+$3.48M
4
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$3.25M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.07M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Communication Services 21.95%
2 Energy 11.04%
3 Healthcare 8.2%
4 Financials 4.59%
5 Utilities 3.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSD
26
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$378K 0.91%
+26,878
New +$384K
DSL
27
DoubleLine Income Solutions Fund
DSL
$1.23B
$376K 0.9%
+21,747
New +$372K
IFLN
28
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$371K 0.89%
+20,858
New +$373K
PCI
29
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$371K 0.89%
+20,341
New +$376K
INDY icon
30
iShares S&P India Nifty 50 Index Fund
INDY
$554M
$352K 0.85%
+12,631
New +$349K
CII icon
31
BlackRock Enhanced Captial and Income Fund
CII
$984M
$350K 0.84%
+26,723
New +$380K
TFI icon
32
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$324K 0.78%
+6,739
New +$326K
EXG icon
33
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$313K 0.75%
+37,814
New +$339K
BRW
34
Saba Capital Income & Opportunities Fund
BRW
$336M
$288K 0.69%
+28,554
New +$287K
JPS
35
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$239K 0.57%
+27,378
New +$248K
BTT icon
36
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$225K 0.54%
+11,060
New +$231K
DYN
37
DELISTED
Dynegy, Inc.
DYN
$212K 0.51%
+10,258
New +$176K
1
2

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LAM
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BFA
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CWAG
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PFG
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FNBOSM
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SAM
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OTA Financial Group's Q4 2015 Portfolio in Review

Q4 2015 is the first quarter with a 13F filing on record for OTA Financial Group, which disclosed 37 positions worth $41.6M. Its ten largest holdings account for 64% of the portfolio.

Its largest position is RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 79,956 shares worth $4.45M.

By sector, the portfolio is most concentrated in Communication Services at 22% of assets, followed by Energy and Healthcare.

  • OTA Financial Group's largest Q4 2015 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 79,956 shares worth $4.45M.
  • OTA Financial Group's ten largest holdings make up 64% of its $41.6M portfolio in Q4 2015.
  • OTA Financial Group disclosed 37 positions in Q4 2015, its first 13F filing on record.

Based on OTA Financial Group's 13F filing for Q4 2015, filed 5 Feb 2016.