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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$186M
AUM Growth
+$45.1M
Cap. Flow
+$43.3M
Cap. Flow %
23.22%
Top 10 Hldgs %
74.95%
Holding
110
New
35
Increased
10
Reduced
16
Closed
49

Top Buys

Rank Stock Value
1
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$27.2M
2
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
+$9.41M
3
HE icon
Hawaiian Electric Industries
HE
+$4.9M
4
GM.WS.B
General Motors Company
GM.WS.B
+$4.54M
5
DTV
DIRECTV COM STK (DE)
DTV
+$3.68M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15M
2
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$3.85M
3
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$3.21M
4
TQNT
TRIQUINT SEMICONDUCTOR INC
TQNT
+$2.81M
5
APL
ATLAS PIPELINE PARTNERS LP UTS
APL
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 5.23%
2 Energy 3.34%
3 Utilities 3.07%
4 Communication Services 2.13%
5 Real Estate 1.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEG
26
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$1.01M 0.54%
+14,000
New +$1.07M
PNC.WS
27
DELISTED
PNC Financial Services Group Inc
PNC.WS
$990K 0.53%
37,791
+9,769
+35% +$241K
NHC.PRA
28
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
$932K 0.5%
58,924
+1,044
+2% +$16.4K
HYMB icon
29
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$818K 0.44%
+28,428
New +$824K
EMO
30
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$764K 0.41%
+7,291
New +$791K
AMOV
31
DELISTED
America Movil SAB de CV
AMOV
$698K 0.37%
36,433
-14,977
-29% -$302K
QQQX icon
32
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$695K 0.37%
37,101
-2,861
-7% -$54.4K
BKLN icon
33
Invesco Senior Loan ETF
BKLN
$6.97B
$675K 0.36%
+28,030
New +$674K
CAF
34
Morgan Stanley China A Share Fund
CAF
$328M
$671K 0.36%
20,401
+4,551
+29% +$140K
HIO
35
Western Asset High Income Opportunity Fund
HIO
$335M
$669K 0.36%
+125,789
New +$675K
CTRX
36
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$595K 0.32%
+10,000
New +$509K
DYN
37
DELISTED
Dynegy, Inc.
DYN
$592K 0.32%
+18,836
New +$538K
IEMG icon
38
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$576K 0.31%
11,929
-15,182
-56% -$727K
IDX icon
39
VanEck Indonesia Index ETF
IDX
$31.5M
$563K 0.3%
22,857
+5,946
+35% +$144K
EWT icon
40
iShares MSCI Taiwan ETF
EWT
$9.62B
$517K 0.28%
16,451
-5,400
-25% -$168K
PCI
41
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$510K 0.27%
25,021
-93,594
-79% -$1.92M
AEF
42
abrdn Emerging Markets Equity Income Fund
AEF
$341M
$495K 0.27%
66,238
-16,781
-20% -$125K
ETJ
43
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$562M
$475K 0.25%
+43,917
New +$474K
EWS icon
44
iShares MSCI Singapore ETF
EWS
$1.04B
$421K 0.23%
+16,462
New +$421K
EWH icon
45
iShares MSCI Hong Kong ETF
EWH
$1.23B
$417K 0.22%
+19,036
New +$408K
ODP
46
DELISTED
ODP
ODP
$414K 0.22%
+4,510
New +$402K
WMGI
47
DELISTED
Wright Medical Group Inc
WMGI
$385K 0.21%
+14,943
New +$385K
FEN
48
DELISTED
First Trust Energy Income and Growth Fund
FEN
$373K 0.2%
+10,907
New +$383K
PSLV icon
49
Sprott Physical Silver Trust
PSLV
$11.7B
$371K 0.2%
57,401
-4,511
-7% -$29.9K
NTG
50
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$360K 0.19%
+1,500
New +$384K
1
2
3 4 5

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LAM
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OTA Financial Group's Q1 2015 Portfolio in Review

As of Q1 2015, OTA Financial Group held 110 positions worth $186M, up 32% from $141M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

OTA Financial Group deployed $43.3M of net new capital in Q1 2015, opening 35 new positions and adding to 10 existing holdings. Its largest new stake was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 151,215 shares worth $9.3M.

By sector, the portfolio is most concentrated in Technology at 5.2% of assets, up from 4% a quarter earlier, followed by Energy and Utilities.

On the sell side, the largest reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $3.85M trimmed.

  • OTA Financial Group's largest Q1 2015 buy was UNITED TECHNOLOGIES CORP CORP UNIT (DE): 151,215 shares worth $9.3M.
  • OTA Financial Group added most to NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL) in Q1 2015, an estimated $27.2M increase.
  • OTA Financial Group's biggest Q1 2015 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $3.85M.
  • OTA Financial Group fully exited State Street SPDR S&P 500 ETF Trust in Q1 2015, selling an estimated $15M.
  • OTA Financial Group's ten largest holdings make up 75% of its $186M portfolio in Q1 2015.
  • OTA Financial Group opened 35 new positions and closed 49 in Q1 2015.
  • OTA Financial Group's portfolio value rose 32% quarter-over-quarter to $186M.

Based on OTA Financial Group's 13F filing for Q1 2015, filed 11 May 2015.