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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
-3.71%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$75.4M
AUM Growth
–
Cap. Flow
+$74.5M
Cap. Flow %
98.73%
Top 10 Hldgs %
54.36%
Holding
61
New
61
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$13.2M
2
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$4.41M
3
PHYS icon
Sprott Physical Gold
PHYS
+$4.38M
4
GM icon
General Motors
GM
+$3.7M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.43M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Communication Services 12.04%
2 Financials 9.4%
3 Energy 7.62%
4 Consumer Discretionary 5.12%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMOV
26
DELISTED
America Movil SAB de CV
AMOV
$793K 1.05%
+40,439
New +$914K
JPM icon
27
JPMorgan Chase
JPM
$939B
$772K 1.02%
+13,399
New +$783K
NHC.PRA
28
DELISTED
NATIONAL HEALTHCARE CORP PFD CONV SER A (DE)
NHC.PRA
$768K 1.02%
+51,384
New +$778K
ETW
29
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$737K 0.98%
+57,820
New +$732K
TI.A
30
DELISTED
Telecom Italia 10 Svg
TI.A
$733K 0.97%
+74,450
New +$683K
BAC icon
31
Bank of America
BAC
$435B
$724K 0.96%
+47,158
New +$751K
PCI
32
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$674K 0.89%
+28,336
New +$654K
BKD icon
33
Brookdale Senior Living
BKD
$3.62B
$661K 0.88%
+19,856
New +$677K
IDX icon
34
VanEck Indonesia Index ETF
IDX
$31.9M
$654K 0.87%
+26,570
New +$702K
GM.WS.A
35
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$648K 0.86%
+24,355
New +$613K
OABC
36
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
$637K 0.84%
+25,500
New +$641K
FXI icon
37
iShares China Large-Cap ETF
FXI
$4.14B
$624K 0.83%
+16,866
New +$676K
GDV icon
38
Gabelli Dividend & Income Trust
GDV
$2.6B
$519K 0.69%
+23,732
New +$516K
EEQ
39
DELISTED
Enbridge Energy Management Llc
EEQ
$512K 0.68%
+21,307
New +$511K
EWT icon
40
iShares MSCI Taiwan ETF
EWT
$10B
$505K 0.67%
+16,012
New +$515K
MTCN
41
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$505K 0.67%
+22,465
New +$502K
ETV
42
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$460K 0.61%
+31,237
New +$470K
KYN icon
43
Kayne Anderson Energy Infrastructure Fund
KYN
$2.52B
$458K 0.61%
+11,643
New +$460K
EWH icon
44
iShares MSCI Hong Kong ETF
EWH
$1.22B
$445K 0.59%
+21,338
New +$462K
GDX icon
45
VanEck Gold Miners ETF
GDX
$23B
$443K 0.59%
+16,753
New +$428K
BCF
46
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$409K 0.54%
+43,599
New +$400K
EWJ icon
47
iShares MSCI Japan ETF
EWJ
$21.6B
$405K 0.54%
+8,412
New +$402K
VTA
48
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$382K 0.51%
+29,535
New +$375K
BTZ icon
49
BlackRock Credit Allocation Income Trust
BTZ
$927M
$321K 0.43%
+23,402
New +$316K
NQM
50
DELISTED
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$287K 0.38%
+19,557
New +$287K
1
2
3

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AFG
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KCMRT
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LAM
Lapides Asset Management Greenwich, Connecticut $153M AUM 9.03% 1-Year Est. Return
BFA
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CWAG
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PFG
Piershale Financial Group Barrington, Illinois $157M AUM 7.08% 1-Year Est. Return
FNBOSM
First National Bank of South Miami South Miami, Florida $124M AUM 12.26% 1-Year Est. Return
SAM
Silverhawk Asset Management Scottsdale, Arizona $122M AUM 10.95% 1-Year Est. Return

OTA Financial Group's Q3 2014 Portfolio in Review

Q3 2014 is the first quarter with a 13F filing on record for OTA Financial Group, which disclosed 61 positions worth $75.4M. Its ten largest holdings account for 54% of the portfolio.

Its largest position is OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS: 169,372 shares worth $13.8M.

By sector, the portfolio is most concentrated in Communication Services at 12% of assets, followed by Financials and Energy.

  • OTA Financial Group's largest Q3 2014 buy was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS: 169,372 shares worth $13.8M.
  • OTA Financial Group's ten largest holdings make up 54% of its $75.4M portfolio in Q3 2014.
  • OTA Financial Group disclosed 61 positions in Q3 2014, its first 13F filing on record.

Based on OTA Financial Group's 13F filing for Q3 2014, filed 13 Nov 2014.