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OFG

OTA Financial Group Portfolio holdings

AUM $143M
1-Year Est. Return 16.9%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
+16.9%
3 Year Est. Return
+319.94%
5 Year Est. Return
+374.97%
10 Year Est. Return
–
AUM
$160K
AUM Growth
-$19K
Cap. Flow
+$54M
Cap. Flow %
33,879.32%
Top 10 Hldgs %
66.83%
Holding
162
New
91
Increased
10
Reduced
13
Closed
47

Top Buys

Rank Stock Value
1
GM icon
General Motors
GM
+$10.5M
2
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$6.11M
3
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$5.04M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$3.95M
5
PSLV icon
Sprott Physical Silver Trust
PSLV
+$3.41M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$9.81M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.04M
3
WY icon
Weyerhaeuser
WY
+$1.66M
4
PHYS icon
Sprott Physical Gold
PHYS
+$538K
5
GM.WS.B
General Motors Company
GM.WS.B
+$174K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.97%
2 Energy 7%
3 Communication Services 1.14%
4 Real Estate 0.82%
5 Technology 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHY
26
PGIM Global High Yield Fund
GHY
$479M
$845 0.53%
+48,746
New +$840K
WY icon
27
Weyerhaeuser
WY
$17.2B
$754 0.47%
23,904
-55,319
-70% -$1.66M
EVT icon
28
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$736 0.46%
+38,744
New +$717K
MUC icon
29
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$725 0.45%
+54,880
New +$733K
MLU
30
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
$703 0.44%
+22,293
New +$669K
MMU
31
Western Asset Managed Municipals Fund
MMU
$551M
$636 0.4%
+52,091
New +$643K
PNG
32
DELISTED
PAA NATURAL GAS STORAGE, L.P. COM UNIT LTD PARTNERSHIP
PNG
$632 0.4%
27,505
+7,060
+35% +$160K
COLE
33
DELISTED
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
$553 0.35%
+39,456
New +$538K
CII icon
34
BlackRock Enhanced Captial and Income Fund
CII
$984M
$548 0.34%
+40,122
New +$540K
AOD
35
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$524 0.33%
+62,617
New +$515K
CMCSK
36
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$515 0.32%
10,331
-16,180
-61% -$807
EPI icon
37
WisdomTree India Earnings Fund ETF
EPI
$2.03B
$512 0.32%
+29,399
New +$489K
PML
38
PIMCO Municipal Income Fund II
PML
$486M
$488 0.31%
45,803
-1,411
-3% -$15.2K
EEP
39
DELISTED
Enbridge Energy Partners
EEP
$461 0.29%
+15,461
New +$461K
EMD
40
DELISTED
Western Asset Emerging Markets
EMD
$437 0.27%
+36,987
New +$448K
IQI icon
41
Invesco Quality Municipal Securities
IQI
$526M
$425 0.27%
+38,236
New +$428K
GDX icon
42
VanEck Gold Miners ETF
GDX
$23.2B
$422 0.26%
+20,000
New +$462K
HIG.WS
43
DELISTED
Hartford Financial Services Grp
HIG.WS
$422 0.26%
+15,331
New +$394K
FAX
44
abrdn Asia-Pacific Income Fund
FAX
$597M
$409 0.26%
11,853
-902
-7% -$33.1K
EIDO icon
45
iShares MSCI Indonesia ETF
EIDO
$471M
$399 0.25%
+17,476
New +$424K
LEN icon
46
Lennar Class A
LEN
$20.5B
$399 0.25%
+10,603
New +$358K
NPI
47
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$398 0.25%
+32,350
New +$400K
GGN
48
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$394 0.25%
+43,754
New +$433K
MYD
49
DELISTED
BlackRock MuniYield Fund
MYD
$394 0.25%
+30,758
New +$404K
NBB icon
50
Nuveen Taxable Municipal Income Fund
NBB
$447M
$394 0.25%
+21,389
New +$388K
1
2
3 4 5

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KCMRT
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LAM
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CWAG
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PFG
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FNBOSM
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OTA Financial Group's Q4 2013 Portfolio in Review

As of Q4 2013, OTA Financial Group held 162 positions worth $160K, down 11% from $178K the previous quarter. Its ten largest holdings account for 67% of the portfolio.

OTA Financial Group deployed $54M of net new capital in Q4 2013, opening 91 new positions and adding to 10 existing holdings. Its largest new stake was General Motors: 279,000 shares worth $11.4K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8% of assets, up from 0% a quarter earlier, followed by Energy and Communication Services.

On the sell side, the largest reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $9.81M trimmed.

  • OTA Financial Group's largest Q4 2013 buy was General Motors: 279,000 shares worth $11.4K.
  • OTA Financial Group added most to Royal Dutch Shell PLC ADS Class A in Q4 2013, an estimated $5.04M increase.
  • OTA Financial Group's biggest Q4 2013 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $9.81M.
  • OTA Financial Group fully exited iShares MSCI Emerging Markets ETF in Q4 2013, selling an estimated $4.64K.
  • OTA Financial Group's ten largest holdings make up 67% of its $160K portfolio in Q4 2013.
  • OTA Financial Group opened 91 new positions and closed 47 in Q4 2013.
  • OTA Financial Group's portfolio value fell 11% quarter-over-quarter to $160K.

Based on OTA Financial Group's 13F filing for Q4 2013, filed 12 Feb 2014.