We are live on ! Find out more
MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+2.5%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$2.4B
AUM Growth
+$1.2B
Cap. Flow
+$3.63B
Cap. Flow %
151.18%
Top 10 Hldgs %
78.1%
Holding
277
New
82
Increased
57
Reduced
49
Closed
77

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.36B
2
QQQ icon
Invesco QQQ Trust
QQQ
+$30.4M
3
PG icon
Procter & Gamble
PG
+$30.3M
4
CVX icon
Chevron
CVX
+$26.4M
5
PFE icon
Pfizer
PFE
+$23.4M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$150M
2
AMZN icon
Amazon
AMZN
+$105M
3
BIIB icon
Biogen
BIIB
+$36.1M
4
IBM icon
IBM
IBM
+$31.7M
5
PXD
Pioneer Natural Resource Co.
PXD
+$28.1M

Sector Composition

Rank Sector Weight
1 Energy 3.33%
2 Consumer Discretionary 3.17%
3 Healthcare 2.72%
4 Consumer Staples 2.35%
5 Technology 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNDI
201
PUT
Kandi Technologies Group
KNDI
$67.5M
– –
-130,600
Closed -$1.94M
HAPN
202
CALL
Happen Inc
HAPN
$2.21B
– –
-85,480
Closed -$219K
MAT icon
203
Mattel
MAT
$4.38B
– –
-68,400
Closed -$2.07M
MO icon
204
Altria Group
MO
$114B
– –
-78,700
Closed -$4.98M
MUFG icon
205
Mitsubishi UFJ Financial
MUFG
$253B
– –
-79,500
Closed -$401K
NEE icon
206
NextEra Energy
NEE
$181B
– –
-69,200
Closed -$2.12M
PG icon
207
CALL
Procter & Gamble
PG
$336B
– –
-30,814
Closed -$163K
PWR icon
208
Quanta Services
PWR
$100B
– –
-172,700
Closed -$4.83M
RH icon
209
CALL
RH
RH
$3.13B
– –
-98,300
Closed -$15K
RIG icon
210
CALL
Transocean
RIG
$5.89B
– –
-147,200
Closed -$8K
SBUX icon
211
Starbucks
SBUX
$120B
– –
-38,100
Closed -$2.06M
SEDG icon
212
SolarEdge
SEDG
$2.51B
– –
-41,600
Closed -$717K
SEDG icon
213
PUT
SolarEdge
SEDG
$2.51B
– –
-41,600
Closed -$295K
SLV icon
214
iShares Silver Trust
SLV
$28B
– –
-53,600
Closed -$976K
SMFG icon
215
Sumitomo Mitsui Financial
SMFG
$164B
– –
-76,715
Closed -$518K
SMH icon
216
VanEck Semiconductor ETF
SMH
$65.2B
– –
-286,400
Closed -$9.95M
TIMB icon
217
TIM SA
TIMB
$9.16B
– –
-35,700
Closed -$437K
TSLA icon
218
CALL
Tesla
TSLA
$1.23T
– –
-34,131,300
Closed -$3K
WHR icon
219
Whirlpool
WHR
$2.43B
– –
-20,400
Closed -$3.31M
XPO icon
220
CALL
XPO
XPO
$23.5B
– –
-50,889
Closed -$37K
XRX icon
221
Xerox
XRX
$387M
– –
-55,179
Closed -$1.47M
AMJ
222
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
– –
-98,500
Closed -$3.1M
PXD
223
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-151,500
Closed -$28.1M
DMK
224
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
-1,889
Closed -$454K
PBCT
225
DELISTED
People's United Financial Inc
PBCT
– –
-58,300
Closed -$922K
6 7 8
9
10

Similar funds

B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return

Mizuho Securities USA's Q4 2016 Portfolio in Review

As of Q4 2016, Mizuho Securities USA held 277 positions worth $2.4B, up 100% from $1.2B the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Mizuho Securities USA deployed $3.63B of net new capital in Q4 2016, opening 82 new positions and adding to 57 existing holdings. Its largest new stake was Target: 249,200 shares worth $18M.

By sector, the portfolio is most concentrated in Energy at 3.3% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $150M trimmed.

  • Mizuho Securities USA's largest Q4 2016 buy was Target: 249,200 shares worth $18M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $1.36B increase.
  • Mizuho Securities USA's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $150M.
  • Mizuho Securities USA fully exited Amazon in Q4 2016, selling an estimated $105M.
  • Mizuho Securities USA's ten largest holdings make up 78% of its $2.4B portfolio in Q4 2016.
  • Mizuho Securities USA opened 82 new positions and closed 77 in Q4 2016.
  • Mizuho Securities USA's portfolio value rose 100% quarter-over-quarter to $2.4B.

Based on Mizuho Securities USA's 13F filing for Q4 2016, filed 7 Feb 2017.