Mizuho Securities USA’s VanEck Semiconductor ETF SMH Stock Holding History

Mizuho Securities USA’s Portfolio SMH Stock Details SMH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-131,800	Closed	-$6.15M	–	207
2017 Q3	$6.15M	Buy	+131,800	New	+$5.76M	0.32%	17
2016 Q4	–	Sell	-286,400	Closed	-$9.95M	–	234
2016 Q3	$9.95M	Buy	+286,400	New	+$9.17M	0.83%	16

Other funds holding SMH

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

LCM

Lakewood Capital Management New York $1.58B AUM 0.92% 1-Year Est. Return

MIFH

Migdal Insurance & Financial Holdings Petach Tikva, Israel $11.5B AUM 52.5% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Mizuho Securities USA's SMH Position: Q4 2017 in Review

Mizuho Securities USA sold out of VanEck Semiconductor ETF (SMH) in Q4 2017, closing a stake of 131,800 shares — an estimated $6.15M sold.

Mizuho Securities USA first reported a position in SMH in Q3 2016 and held it in 2 quarters. The position peaked at $9.95M in Q3 2016. 123 funds tracked by Wall St. Rank hold SMH as of Q4 2017.

Mizuho Securities USA reported no remaining VanEck Semiconductor ETF position as of Q4 2017 after selling out during the quarter.
Mizuho Securities USA sold 131,800 VanEck Semiconductor ETF shares in Q4 2017, an estimated $6.15M.
Mizuho Securities USA first reported a position in VanEck Semiconductor ETF in Q3 2016 and held it in 2 quarters.
Mizuho Securities USA's VanEck Semiconductor ETF position peaked at $9.95M in Q3 2016.
123 funds tracked by Wall St. Rank held VanEck Semiconductor ETF as of Q4 2017.

Based on Mizuho Securities USA's 13F filing for Q4 2017, filed 24 Jan 2018.