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VanEck Semiconductor ETF

105 hedge funds and large institutions have $2.35B invested in VanEck Semiconductor ETF in 2017 Q3 according to their latest regulatory filings, with 28 funds opening new positions, 32 increasing their positions, 30 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

65% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 17

35% more capital invested

Capital invested by funds: $1.74B → $2.35B (+$608M)

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

8% more funds holding

Funds holding: 97105 (+8)

7% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 30

50.09% less ownership

Funds ownership: 520.23%470.14% (-50%)

88% less call options, than puts

Call options by funds: $314M | Put options by funds: $2.59B

Holders
105
Holders Change
+8
Holders Change %
+8.25%
% of All Funds
2.62%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.12%
New
28
Increased
32
Reduced
30
Closed
17
Calls
$314M
Puts
$2.59B
Net Calls
-$2.27B
Net Calls Change
-$1.31B
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$555M -$108M -2,461,468 -17%
Citigroup
2
Citigroup
New York
$339M +$150M +3,438,790 +90%
UBS Group
3
UBS Group
Switzerland
$210M +$91.6M +2,095,052 +87%
Goldman Sachs
4
Goldman Sachs
New York
$191M -$20M -458,600 -10%
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$189M +$78.7M +1,800,000 +80%
CS
6
Credit Suisse
Switzerland
$122M +$96.2M +2,200,600 +544%
Bank of America
7
Bank of America
North Carolina
$99.8M -$5.78M -132,334 -6%
N
8
Natixis
France
$65.3M +$61.2M +1,400,322 New
Barclays
9
Barclays
United Kingdom
$50.8M -$1.02M -23,328 -2%
JP Morgan Chase
10
JP Morgan Chase
New York
$49.8M -$75.5M -1,727,710 -62%
CI
11
Cowen Inc
New York
$41.7M +$39.1M +894,600 New
SG Americas Securities
12
SG Americas Securities
New York
$37.5M -$13.8M -316,750 -28%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$37.3M +$214K +4,908 +0.6%
Two Sigma Investments
14
Two Sigma Investments
New York
$32.8M +$25.3M +578,870 +468%
UCFA
15
United Capital Financial Advisors
Texas
$30M -$3.59M -82,206 -11%
Two Sigma Advisers
16
Two Sigma Advisers
New York
$28.7M +$6.56M +150,200 +32%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$25.4M +$17.3M +396,634 +268%
MIFH
18
Migdal Insurance & Financial Holdings
Israel
$24.9M +$18M +411,242 +337%
Nomura Holdings
19
Nomura Holdings
Japan
$21M -$46.1M -1,055,442 -70%
LA
20
Leonetti & Associates
Illinois
$17.5M +$132K +3,010 +0.8%
Parallax Volatility Advisers
21
Parallax Volatility Advisers
California
$16.4M +$15.4M +352,298 +17,614,900%
TRCT
22
Tower Research Capital (TRC)
New York
$14.2M +$13.3M +304,052 +55,484%
NCM
23
Niemann Capital Management
Nevada
$12.6M -$363K -8,296 -3%
Wells Fargo
24
Wells Fargo
California
$12.6M +$185K +4,238 +2%
FIG
25
FundX Investment Group
California
$10.6M -$20.5K -468 -0.2%

SMH Hedge Fund Activity: Q3 2017 in Review

105 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in VanEck Semiconductor ETF (SMH) for Q3 2017, worth a combined $2.35B — up 35% from $1.74B a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new SMH positions and 17 closed out — a net gain of 11 holders — while 32 added to existing stakes and 30 trimmed.

The largest buyer was Citigroup, adding an estimated $150M. The largest seller was Morgan Stanley, cutting an estimated $108M.

  • 105 institutional investors held VanEck Semiconductor ETF (SMH) as of Q3 2017, up from 97 in Q2 2017.
  • Funds reported $2.35B of VanEck Semiconductor ETF stock for Q3 2017, up 35% quarter-over-quarter.
  • 28 funds opened new VanEck Semiconductor ETF positions in Q3 2017 and 17 closed out, a net change of +11 holders.
  • The largest VanEck Semiconductor ETF buyer in Q3 2017 was Citigroup, an estimated $150M added.
  • The largest VanEck Semiconductor ETF seller in Q3 2017 was Morgan Stanley, an estimated $108M sold.

Based on aggregated 13F filings for Q3 2017.