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VanEck Semiconductor ETF

55 hedge funds and large institutions have $1.09B invested in VanEck Semiconductor ETF in 2014 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 27 increasing their positions, 11 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 11

66.05% more ownership

Funds ownership: 433.09%499.14% (+66%)

44% more capital invested

Capital invested by funds: $757M → $1.09B (+$335M)

2% more funds holding

Funds holding: 5455 (+1)

8% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 13

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

94% less call options, than puts

Call options by funds: $10.4M | Put options by funds: $170M

Holders
55
Holders Change
+1
Holders Change %
+1.85%
% of All Funds
1.6%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
14
Increased
27
Reduced
11
Closed
13
Calls
$10.4M
Puts
$170M
Net Calls
-$160M
Net Calls Change
-$194M
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$333M +$118M +4,656,378 +56%
Citigroup
2
Citigroup
New York
$169M +$51.1M +2,020,876 +44%
Morgan Stanley
3
Morgan Stanley
New York
$142M +$74.1M +2,928,492 +112%
CS
4
Credit Suisse
Switzerland
$102M +$11.7M +461,354 +13%
JP Morgan Chase
5
JP Morgan Chase
New York
$94.8M +$29.5M +1,168,200 +46%
SG Americas Securities
6
SG Americas Securities
New York
$51.5M -$15.4M -607,944 -23%
Bank of America
7
Bank of America
North Carolina
$35.9M +$24.6M +971,436 +225%
BC
8
Brinker Capital
Pennsylvania
$20.2M -$17.5M -690,376 -47%
U
9
UBS
Switzerland
$18.1M +$12.1M +478,730 +210%
HHC
10
Hutchin Hill Capital
New York
$16.6M +$10.1M +400,000 +160%
KWILP
11
Kiwi Wealth Investments Limited Partnership
New Zealand
$14.9M +$14.8M +584,208 New
FIG
12
FundX Investment Group
California
$10.9M +$10.8M +427,714 New
Wells Fargo
13
Wells Fargo
California
$10.2M +$345K +13,652 +4%
TRCT
14
Tower Research Capital (TRC)
New York
$8.03M +$7.94M +313,860 +47,699%
TH
15
Timber Hill
Connecticut
$6.3M +$5.38M +212,600 +623%
BWM
16
Braver Wealth Management
Massachusetts
$6.28M -$227K -8,964 -4%
AP
17
Advisors Preferred
Maryland
$5.71M -$492K -19,448 -8%
Barclays
18
Barclays
United Kingdom
$5.1M +$3.34M +131,986 +194%
VAM
19
Verity Asset Management
North Carolina
$4.97M +$1.36M +53,976 +38%
VF
20
Virtu Financial
New York
$4.42M +$4.37M +172,908 New
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$4.37M +$2.37M +93,562 +121%
AWE
22
Avidian Wealth Enterprises
Texas
$3.54M -$13.4K -530 -0.4%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$3.17M +$2.95M +116,842 +1,631%
UCFA
24
United Capital Financial Advisors
Texas
$2.78M +$2.75M +108,720 New
WBG
25
Wharton Business Group
Pennsylvania
$2.53M

SMH Hedge Fund Activity: Q3 2014 in Review

55 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in VanEck Semiconductor ETF (SMH) for Q3 2014, worth a combined $1.09B — up 44% from $757M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SMH positions and 13 closed out — a net gain of 1 holder — while 27 added to existing stakes and 11 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $118M. The largest seller was Brinker Capital, cutting an estimated $17.5M.

  • 55 institutional investors held VanEck Semiconductor ETF (SMH) as of Q3 2014, up from 54 in Q2 2014.
  • Funds reported $1.09B of VanEck Semiconductor ETF stock for Q3 2014, up 44% quarter-over-quarter.
  • 14 funds opened new VanEck Semiconductor ETF positions in Q3 2014 and 13 closed out, a net change of +1 holder.
  • The largest VanEck Semiconductor ETF buyer in Q3 2014 was Goldman Sachs, an estimated $118M added.
  • The largest VanEck Semiconductor ETF seller in Q3 2014 was Brinker Capital, an estimated $17.5M sold.

Based on aggregated 13F filings for Q3 2014.