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VanEck Semiconductor ETF

46 hedge funds and large institutions have $613M invested in VanEck Semiconductor ETF in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 23 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% less funds holding

Funds holding: 6046 (-14)

25% less capital invested

Capital invested by funds: $821M → $613M (-$208M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

52% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 23

74% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 19

87% less call options, than puts

Call options by funds: $24.3M | Put options by funds: $183M

144.98% less ownership

Funds ownership: 563.25%418.26% (-145%)

Holders
46
Holders Change
-14
Holders Change %
-23.33%
% of All Funds
1.23%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
5
Increased
11
Reduced
23
Closed
19
Calls
$24.3M
Puts
$183M
Net Calls
-$158M
Net Calls Change
-$156M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$95.8M +$6.49M +256,882 +8%
Citigroup
2
Citigroup
New York
$93.8M +$36.4M +1,442,526 +73%
Goldman Sachs
3
Goldman Sachs
New York
$88.4M -$88.8M -3,518,230 -52%
UBS Group
4
UBS Group
Switzerland
$68.6M -$11.3M -446,472 -15%
CS
5
Credit Suisse
Switzerland
$52.2M -$11.9M -469,872 -20%
Bank of America
6
Bank of America
North Carolina
$41.5M -$13M -515,212 -25%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$25.2M +$22.5M +892,168 +3,873%
JP Morgan Chase
8
JP Morgan Chase
New York
$24.6M +$7.94M +314,600 +54%
SG Americas Securities
9
SG Americas Securities
New York
$23.9M -$6M -237,512 -21%
Barclays
10
Barclays
United Kingdom
$22M -$2.4M -95,216 -11%
Wells Fargo
11
Wells Fargo
California
$20.6M -$7.27M -287,972 -28%
LA
12
Leonetti & Associates
Illinois
$9.41M +$6.55M +259,450 +315%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$6.47M +$3.05M +120,850 +106%
BNP Paribas Financial Markets
14
BNP Paribas Financial Markets
France
$5.51M -$101M -4,000,074 -95%
AP
15
Advisors Preferred
Maryland
$5.21M +$4.74M +187,742 +11,603%
N
16
Natixis
France
$4.06M -$209K -8,282 -5%
MIFH
17
Migdal Insurance & Financial Holdings
Israel
$3.31M
HF
18
HRT Financial
New York
$3.21M +$919K +36,410 +46%
VAM
19
Verity Asset Management
North Carolina
$3.16M -$27.5K -1,088 -0.9%
Citadel Advisors
20
Citadel Advisors
Florida
$3.13M -$7.06M -279,532 -71%
Walleye Trading
21
Walleye Trading
New York
$1.99M -$7.61M -301,536 -81%
Two Sigma Advisers
22
Two Sigma Advisers
New York
$1.94M -$5.54M -219,400 -76%
TH
23
Timber Hill
Connecticut
$1.73M +$776K +30,752 +96%
BCM
24
BlueCrest Capital Management
Jersey
$1.07M +$2.42K +96 +0.2%
LPL Financial
25
LPL Financial
California
$994K -$57.1K -2,260 -6%

SMH Hedge Fund Activity: Q1 2016 in Review

46 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in VanEck Semiconductor ETF (SMH) for Q1 2016, worth a combined $613M — down 25% from $821M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of SMH and 5 opened new positions — a net loss of 14 holders — while 23 trimmed existing stakes and 11 added.

The largest buyer was Citigroup, adding an estimated $36.4M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $101M.

  • 46 institutional investors held VanEck Semiconductor ETF (SMH) as of Q1 2016, down from 60 in Q4 2015.
  • Funds reported $613M of VanEck Semiconductor ETF stock for Q1 2016, down 25% quarter-over-quarter.
  • 5 funds opened new VanEck Semiconductor ETF positions in Q1 2016 and 19 closed out, a net change of -14 holders.
  • The largest VanEck Semiconductor ETF buyer in Q1 2016 was Citigroup, an estimated $36.4M added.
  • The largest VanEck Semiconductor ETF seller in Q1 2016 was BNP Paribas Financial Markets, an estimated $101M sold.

Based on aggregated 13F filings for Q1 2016.