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VanEck Semiconductor ETF

89 hedge funds and large institutions have $1.5B invested in VanEck Semiconductor ETF in 2017 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 28 increasing their positions, 26 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $1.18B → $1.5B (+$319M)

21% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 19

2% more funds holding

Funds holding: 8789 (+2)

8% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 26

33% less funds holding in top 10

Funds holding in top 10: 64 (-2)

36% less call options, than puts

Call options by funds: $466M | Put options by funds: $728M

117.5% less ownership

Funds ownership: 552.78%435.27% (-118%)

Holders
89
Holders Change
+2
Holders Change %
+2.3%
% of All Funds
2.22%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.1%
New
23
Increased
28
Reduced
26
Closed
19
Calls
$466M
Puts
$728M
Net Calls
-$262M
Net Calls Change
+$494M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$323M -$24.9M -654,748 -7%
Goldman Sachs
2
Goldman Sachs
New York
$216M +$26.5M +695,186 +15%
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$162M +$120M +3,149,994 +348%
Citigroup
4
Citigroup
New York
$151M +$38.6M +1,013,252 +37%
CS
5
Credit Suisse
Switzerland
$135M +$22.8M +598,028 +22%
JP Morgan Chase
6
JP Morgan Chase
New York
$117M +$15.6M +408,814 +16%
Bank of America
7
Bank of America
North Carolina
$49.3M +$11M +290,194 +31%
UBS Group
8
UBS Group
Switzerland
$42.8M -$41.1M -1,079,288 -50%
Barclays
9
Barclays
United Kingdom
$40.8M -$4.17M -109,550 -10%
UCFA
10
United Capital Financial Advisors
Texas
$37.8M -$2.21M -58,164 -6%
Bank of Montreal
11
Bank of Montreal
Ontario, Canada
$30.4M +$13M +340,720 +81%
Wells Fargo
12
Wells Fargo
California
$26.9M +$9.33M +245,216 +57%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$16.8M +$13.8M +362,600 +621%
Nomura Holdings
14
Nomura Holdings
Japan
$15.4M +$14.7M +385,904 New
LA
15
Leonetti & Associates
Illinois
$14.8M -$159K -4,170 -1%
FIG
16
FundX Investment Group
California
$14.8M +$124K +3,256 +0.9%
RWP
17
RWA Wealth Partners
Massachusetts
$12.9M +$12.3M +322,826 New
NCM
18
Niemann Capital Management
Nevada
$11.9M +$3.69M +96,918 +48%
Two Sigma Investments
19
Two Sigma Investments
New York
$7.91M +$1.01M +26,514 +15%
MIFH
20
Migdal Insurance & Financial Holdings
Israel
$7.41M
JG
21
Jefferies Group
New York
$5.9M +$5.11M +134,276 +982%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$5.68M +$5.43M +142,604 New
PP
23
Paloma Partners
Connecticut
$4.07M +$3.45M +90,612 +781%
KCM
24
Karp Capital Management
California
$3.52M +$229K +6,010 +7%
SPL
25
Smart Portfolios LLC
Washington
$3.21M -$38.4K -1,010 -1%

SMH Hedge Fund Activity: Q1 2017 in Review

89 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in VanEck Semiconductor ETF (SMH) for Q1 2017, worth a combined $1.5B — up 27% from $1.18B a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new SMH positions and 19 closed out — a net gain of 4 holders — while 28 added to existing stakes and 26 trimmed.

The largest buyer was BNP Paribas Financial Markets, adding an estimated $120M. The largest seller was UBS Group, cutting an estimated $41.1M.

  • 89 institutional investors held VanEck Semiconductor ETF (SMH) as of Q1 2017, up from 87 in Q4 2016.
  • Funds reported $1.5B of VanEck Semiconductor ETF stock for Q1 2017, up 27% quarter-over-quarter.
  • 23 funds opened new VanEck Semiconductor ETF positions in Q1 2017 and 19 closed out, a net change of +4 holders.
  • The largest VanEck Semiconductor ETF buyer in Q1 2017 was BNP Paribas Financial Markets, an estimated $120M added.
  • The largest VanEck Semiconductor ETF seller in Q1 2017 was UBS Group, an estimated $41.1M sold.

Based on aggregated 13F filings for Q1 2017.