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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Financials 5.41%
2 Consumer Staples 5.31%
3 Industrials 5.12%
4 Technology 5.11%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMTC
2426
DELISTED
Bryn Mawr Bank Corp
BMTC
$78K ﹤0.01%
2,436
– –
EGN
2427
DELISTED
Energen
EGN
$78K ﹤0.01%
1,346
-48
-3% -$2.51K
BSCM
2428
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$78K ﹤0.01%
3,592
– –
AVNT icon
2429
Avient
AVNT
$4.25B
$77K ﹤0.01%
2,265
+1,568
+225% +$54.3K
EGBN icon
2430
Eagle Bancorp
EGBN
$878M
$77K ﹤0.01%
1,575
+6
+0.4% +$301
HY icon
2431
Hyster-Yale Materials Handling
HY
$618M
$77K ﹤0.01%
1,275
-59
-4% -$3.34K
OPLN
2432
Openlane
OPLN
$4.36B
$77K ﹤0.01%
4,671
-1,411
-23% -$22.5K
NVAX icon
2433
Novavax
NVAX
$1.33B
$77K ﹤0.01%
1,833
+1,555
+559% +$201K
UTHR icon
2434
United Therapeutics
UTHR
$21.4B
$77K ﹤0.01%
644
-114
-15% -$13.7K
KRA
2435
DELISTED
Kraton Corporation
KRA
$77K ﹤0.01%
2,202
+565
+35% +$18.1K
CRZO
2436
DELISTED
Carrizo Oil & Gas Inc
CRZO
$77K ﹤0.01%
1,900
+474
+33% +$17K
AL
2437
DELISTED
Air Lease Corp
AL
$76K ﹤0.01%
2,666
+152
+6% +$4.31K
BYD icon
2438
Boyd Gaming
BYD
$6.11B
$76K ﹤0.01%
3,867
– –
DIV icon
2439
Global X SuperDividend US ETF
DIV
$786M
$76K ﹤0.01%
3,053
-2,617
-46% -$66.2K
EDIV icon
2440
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$76K ﹤0.01%
2,737
+220
+9% +$6.22K
GDL
2441
GDL Fund
GDL
$91.8M
$76K ﹤0.01%
7,643
+359
+5% +$3.57K
GERN icon
2442
Geron
GERN
$943M
$76K ﹤0.01%
33,720
-500
-1% -$1.29K
IEZ icon
2443
iShares US Oil Equipment & Services ETF
IEZ
$393M
$76K ﹤0.01%
1,906
-25
-1% -$947
NBB icon
2444
Nuveen Taxable Municipal Income Fund
NBB
$454M
$76K ﹤0.01%
3,350
-850
-20% -$19.3K
PATK icon
2445
Patrick Industries
PATK
$2.76B
$76K ﹤0.01%
2,777
+1,332
+92% +$37.5K
PEZ icon
2446
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.3M
$76K ﹤0.01%
1,789
– –
THG icon
2447
Hanover Insurance
THG
$7.84B
$76K ﹤0.01%
989
-171
-15% -$13.6K
VAC icon
2448
Marriott Vacations Worldwide
VAC
$4.16B
$76K ﹤0.01%
1,047
+391
+60% +$29K
WAL icon
2449
Western Alliance Bancorporation
WAL
$8.98B
$76K ﹤0.01%
2,012
+795
+65% +$28.3K
CVLY
2450
DELISTED
Codorus Valley Bancorp Inc
CVLY
$76K ﹤0.01%
4,212
– –
96 97
98
99 100

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.