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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOI
2376
Eaton Vance Enhanced Equity Income Fund
EOI
$824M
$183K ﹤0.01%
11,368
+104
+0.9% +$1.65K
ILTB icon
2377
iShares Core 10+ Year USD Bond ETF
ILTB
$592M
$183K ﹤0.01%
3,085
+750
+32% +$45.1K
IPHI
2378
DELISTED
INPHI CORPORATION
IPHI
$183K ﹤0.01%
4,803
+4,742
+7,774% +$163K
JMLP
2379
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$183K ﹤0.01%
22,956
+615
+3% +$4.9K
BLUE
2380
DELISTED
bluebird bio
BLUE
$182K ﹤0.01%
96
+5
+5% +$10.3K
CG icon
2381
Carlyle Group
CG
$17.6B
$182K ﹤0.01%
8,079
+1,962
+32% +$46.1K
EIDO icon
2382
iShares MSCI Indonesia ETF
EIDO
$489M
$182K ﹤0.01%
7,924
-359
-4% -$8.34K
MCHI icon
2383
iShares MSCI China ETF
MCHI
$6.16B
$182K ﹤0.01%
3,045
-905
-23% -$55.6K
QURE icon
2384
uniQure
QURE
$3.37B
$182K ﹤0.01%
5,000
-1,400
-22% -$52.1K
XNCR icon
2385
Xencor
XNCR
$1.74B
$182K ﹤0.01%
4,660
-1,500
-24% -$61.2K
VAR
2386
DELISTED
Varian Medical Systems, Inc.
VAR
$182K ﹤0.01%
1,626
-239
-13% -$27K
DBEM icon
2387
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$110M
$181K ﹤0.01%
7,856
+2,376
+43% +$55K
JBHT icon
2388
JB Hunt Transport Services
JBHT
$26.3B
$181K ﹤0.01%
1,514
-38
-2% -$4.63K
JHMD icon
2389
John Hancock Multifactor Developed International ETF
JHMD
$987M
$181K ﹤0.01%
6,154
+680
+12% +$19.8K
BTE icon
2390
Baytex Energy
BTE
$3.06B
$180K ﹤0.01%
+61,835
New +$190K
DGT icon
2391
State Street SPDR Global Dow ETF
DGT
$630M
$180K ﹤0.01%
2,089
+55
+3% +$4.67K
TDTT icon
2392
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$180K ﹤0.01%
7,478
-5,492
-42% -$132K
VTGN icon
2393
VistaGen Therapeutics
VTGN
$11.9M
$180K ﹤0.01%
4,154
+674
+19% +$27.3K
WOLF icon
2394
Wolfspeed
WOLF
$1.65B
$180K ﹤0.01%
4,781
+23
+0.5% +$1.04K
PTE
2395
DELISTED
PolarityTE, Inc. Common Stock
PTE
$180K ﹤0.01%
377
+373
+9,325% +$215K
HZNP
2396
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$180K ﹤0.01%
9,213
+122
+1% +$2.32K
ALSN icon
2397
Allison Transmission
ALSN
$10.4B
$179K ﹤0.01%
3,439
+749
+28% +$35.1K
MLAB icon
2398
Mesa Laboratories
MLAB
$593M
$179K ﹤0.01%
967
-28
-3% -$5.64K
ESIO
2399
DELISTED
Electro Scientific Industries
ESIO
$179K ﹤0.01%
10,308
+727
+8% +$14.2K
EMD
2400
Western Asset Emerging Markets Debt Fund
EMD
$607M
$178K ﹤0.01%
13,319
-10,002
-43% -$135K
94 95
96
97 98

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.