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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.29%
2 Industrials 5.37%
3 Technology 5.31%
4 Consumer Staples 5%
5 Healthcare 4.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJK
2376
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$93K ﹤0.01%
3,817
+3,600
+1,659% +$87K
CPN
2377
DELISTED
Calpine Corporation
CPN
$93K ﹤0.01%
8,084
+6,234
+337% +$73.5K
RSXJ
2378
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$93K ﹤0.01%
2,439
-813
-25% -$28.4K
BBL
2379
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$93K ﹤0.01%
2,942
-720
-20% -$22.9K
ACM icon
2380
Aecom
ACM
$8.1B
$92K ﹤0.01%
2,530
-308
-11% -$10.2K
LFUS icon
2381
Littelfuse
LFUS
$11.5B
$92K ﹤0.01%
645
+114
+21% +$16.3K
MFM
2382
Aberdeen Municipal Income Fund
MFM
$225M
$92K ﹤0.01%
13,941
+91
+0.7% +$625
WOOD icon
2383
iShares Global Timber & Forestry ETF
WOOD
$269M
$92K ﹤0.01%
1,724
-107
-6% -$5.5K
XHE icon
2384
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
$92K ﹤0.01%
1,855
-8,109
-81% -$403K
INB
2385
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$92K ﹤0.01%
10,746
-3,080
-22% -$26.5K
GM.WS.B
2386
DELISTED
General Motors Company
GM.WS.B
$92K ﹤0.01%
5,380
+72
+1% +$1.12K
KLXI
2387
DELISTED
KLX Inc.
KLXI
$92K ﹤0.01%
2,415
+1,510
+167% +$49.6K
BEAT
2388
DELISTED
BioTelemetry, Inc.
BEAT
$92K ﹤0.01%
4,130
+200
+5% +$3.91K
CG icon
2389
Carlyle Group
CG
$17.8B
$91K ﹤0.01%
5,908
-2,163
-27% -$33.4K
FMY
2390
First Trust Mortgage Income Fund
FMY
$49.3M
$91K ﹤0.01%
6,489
+3,500
+117% +$49.2K
ORA icon
2391
Ormat Technologies
ORA
$7.05B
$91K ﹤0.01%
1,698
-250
-13% -$12.1K
SLAB icon
2392
Silicon Laboratories
SLAB
$7.29B
$91K ﹤0.01%
1,400
+223
+19% +$14K
TTEK icon
2393
Tetra Tech
TTEK
$9.31B
$91K ﹤0.01%
10,555
+465
+5% +$3.76K
WAL icon
2394
Western Alliance Bancorporation
WAL
$9B
$91K ﹤0.01%
1,851
-161
-8% -$6.93K
ENZL icon
2395
iShares MSCI New Zealand ETF
ENZL
$82.8M
$90K ﹤0.01%
2,274
-3,164
-58% -$134K
GSLC icon
2396
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$90K ﹤0.01%
2,036
-947
-32% -$41.4K
IMCG icon
2397
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.17B
$90K ﹤0.01%
3,312
– –
MKSI icon
2398
MKS Inc
MKSI
$20.5B
$90K ﹤0.01%
1,601
+439
+38% +$23.7K
NLR icon
2399
VanEck Uranium + Nuclear Energy ETF
NLR
$4.22B
$90K ﹤0.01%
1,881
-433
-19% -$20.5K
SNV
2400
DELISTED
Synovus
SNV
$90K ﹤0.01%
2,178
+155
+8% +$5.7K
94 95
96
97 98

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 5.4% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.