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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHX
2351
DELISTED
ChampionX
CHX
$189K ﹤0.01%
+4,353
New +$182K
LECO icon
2352
Lincoln Electric
LECO
$15.6B
$189K ﹤0.01%
2,017
-27,240
-93% -$2.52M
PRN icon
2353
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$450M
$189K ﹤0.01%
2,938
-360
-11% -$22.8K
CSA
2354
DELISTED
VictoryShares US Small Cap Volatility Wtd ETF
CSA
$189K ﹤0.01%
+3,855
New +$194K
MTSI icon
2355
MACOM Technology Solutions
MTSI
$24.2B
$188K ﹤0.01%
9,137
+4,772
+109% +$107K
XSVM icon
2356
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$677M
$188K ﹤0.01%
+5,820
New +$191K
IBTX
2357
DELISTED
Independent Bank Group, Inc.
IBTX
$188K ﹤0.01%
2,831
+156
+6% +$10.7K
DHF
2358
BNY Mellon High Yield Strategies Fund
DHF
$174M
$187K ﹤0.01%
58,118
+14,320
+33% +$45.2K
SEE
2359
DELISTED
Sealed Air
SEE
$187K ﹤0.01%
4,653
+751
+19% +$31.1K
TXMD icon
2360
TherapeuticsMD
TXMD
$24M
$187K ﹤0.01%
571
-20
-3% -$6.13K
CTT
2361
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$187K ﹤0.01%
16,405
-1,559
-9% -$19.2K
ETX
2362
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
$186K ﹤0.01%
9,568
-9,825
-51% -$194K
TBF icon
2363
ProShares Short 20+ Year Treasury ETF
TBF
$107M
$186K ﹤0.01%
7,956
-21,812
-73% -$500K
MDC
2364
DELISTED
M.D.C. Holdings, Inc.
MDC
$186K ﹤0.01%
7,334
+4,433
+153% +$119K
IBP icon
2365
Installed Building Products
IBP
$6.39B
$185K ﹤0.01%
4,750
+881
+23% +$44.4K
MSGS icon
2366
Madison Square Garden
MSGS
$9.8B
$185K ﹤0.01%
827
-173
-17% -$38.4K
PHT
2367
DELISTED
Pioneer High Income Fund
PHT
$185K ﹤0.01%
19,996
+1,820
+10% +$16.8K
MTT
2368
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$185K ﹤0.01%
9,038
+24
+0.3% +$505
DYB
2369
DELISTED
WisdomTree Dynamic Bearish U.S. Equity Fund
DYB
$185K ﹤0.01%
6,997
+4,734
+209% +$125K
BMS
2370
DELISTED
Bemis
BMS
$185K ﹤0.01%
3,818
-701
-16% -$33.1K
BMVP icon
2371
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$107M
$184K ﹤0.01%
5,199
+879
+20% +$30.5K
UNM icon
2372
Unum
UNM
$14.8B
$184K ﹤0.01%
4,697
-9,215
-66% -$344K
IBMH
2373
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$184K ﹤0.01%
7,237
-19,479
-73% -$494K
BBH icon
2374
VanEck Biotech ETF
BBH
$424M
$183K ﹤0.01%
1,341
-783
-37% -$102K
DLB icon
2375
Dolby
DLB
$5.84B
$183K ﹤0.01%
2,612
-798
-23% -$53.5K
93 94
95
96 97

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.